-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kh+6/TKW2QLdL2mqSxnA7Fse+yNhaMZ/kDTgmeom8ps64g6RuOfz2w+2ItDvTg6a pE0Ktm/EaxAs5sBJIOopaw== 0001264128-07-000091.txt : 20070515 0001264128-07-000091.hdr.sgml : 20070515 20070515120029 ACCESSION NUMBER: 0001264128-07-000091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 EFFECTIVENESS DATE: 20070515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001085393 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 07850666 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125219500 MAIL ADDRESS: STREET 1: BASSWOOD CAPITAL MANAGEMENT LLC STREET 2: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 bcm13fhr-q1_2007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basswood Capital Management, L.L.C. Address: 645 Madison Avenue 10th Floor New York, New York 10022 Form 13F File Number: 028-10569 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place, and Date of Signing: /s/ Matthew Lindenbaum New York, New York May 11, 2007 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6* Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $1,387,273(in thousands) List of Other Included Managers: No. Form 13F File No. Name 1 028-10565 Basswood Financial Partners, L.P. 2 028-10566 Basswood Opportunity Fund, Inc. 3 028-10567 Basswood International Fund, Inc. 4 028-10568 Basswood Opportunity Partners, L.P. 5 028-10570 Basswood Partners, L.L.C. 6 028-11843 Whitewood Financial Partners, L.P. * Messrs. Bennett and Matthew Lindenbaum, as Principals of Basswood Partners, L.L.C. and Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
Title of Market Value SH/Prn SH/ PUT/ Investment Other Voting Authority Name of Issuer Class CUSIP (x1,000) Amount Prn CALL Discretion Managers Sole Shared None Advance Auto Parts Inc Common 00751Y106 28,160 730,488 SH DEFINED 1,2,3,4,5,6 730,488 Allstate Corp Common 020002101 5,441 90,593 SH DEFINED 1,5 90,593 Anixter Intl Inc Common 035290105 23,594 357,814 SH DEFINED 1,2,3,4,5,6 357,814 Astoria Finl Corp Common 046265104 30,978 1,165,026 SH DEFINED 1,5,6 1,165,026 Autozone Inc Common 053332102 4,154 32,414 SH DEFINED 5,6 32,414 Bank of America Corporation Common 060505104 60,016 1,176,327 SH DEFINED 1,5,6 1,176,327 Bank New York Inc Common 064057102 4,069 100,350 SH DEFINED 5,6 100,350 BB&T Corp Common 054937107 1,869 45,563 SH DEFINED 5,6 45,563 Beacon Roofing Supply Inc Common 073685109 52,392 3,238,061 SH DEFINED 1,2,3,4,5,6 3,238,061 Bear Stearns Cos Inc Common 073902108 8,403 55,886 SH DEFINED 1,5,6 55,886 Brookfield Pptys Corp Common 112900105 3,546 88,000 SH DEFINED 1,5 88,000 Brown & Brown Inc Common 115236101 26,792 990,463 SH DEFINED 1,2,3,4,5,6 990,463 Burlington Northn Santa Fe C Common 12189T104 7,239 90,000 SH DEFINED 4,5 90,000 Capital One Finl Corp Common 14040H105 41,323 547,610 SH DEFINED 1,2,3,4,5,6 547,610 Carter Inc Common 146229109 23,674 934,263 SH DEFINED 1,2,3,4,5,6 934,263 Cemex S A SPON ADR5 ORD 151290889 36,655 1,119,232 SH DEFINED 4,5,6 1,119,232 Circuit City Store Inc Common 172737108 15,448 833,653 SH DEFINED 1,2,3,4,5,6 833,653 Citigroup Inc Common 172967101 10,827 210,895 SH DEFINED 1,5,6 210,895 City Natl Corp Common 178566105 5,498 74,705 SH DEFINED 1,5,6 74,705 Comerica Inc Common 200340107 5,913 100,016 SH DEFINED 1,5,6 100,016 Commerce Bancorp Inc NJ Common 200519106 42,765 1,281,155 SH DEFINED 1,2,3,4,5,6 1,281,155 Countrywide Financial Corp Common 222372104 134,901 4,010,148 SH DEFINED 1,2,3,4,5,6 4,010,148 Fidelity Natl Finl Inc Common 316326107 47,896 1,994,817 SH DEFINED 1,2,3,4,5,6 1,994,817 Fidelity Natl Information Sv Common 31620M106 9,260 203,705 SH DEFINED 1,5,6 203,705 Fifth Third Bancorp Common 316773100 3,622 93,607 SH DEFINED 1,5 93,607 First Amern Corp Calif Common 318522307 42,071 829,478 SH DEFINED 1,2,3,4,5,6 829,478 Goodman Global Inc Common 38239A100 20,982 1,190,803 SH DEFINED 1,2,3,4,5,6 1,190,803 Great Lakes Bancorp Inc New Common 390914109 101 8,394 SH DEFINED 1,5 8,394 Hilb Rogal and Hobbs Co Common 431294107 9,805 199,899 SH DEFINED 1,2,3,4,5,6 199,899 Home Depot Inc Common 437076102 8,918 242,745 SH DEFINED 1,4,5,6 242,745 JP Morgan Chase & Co Common 46625H100 37,393 772,901 SH DEFINED 1,5,6 772,901 Lakeland Bancorp Inc Common 511637100 1,789 131,998 SH DEFINED 5 131,998 Lennar Corp CLA 526057104 23,583 558,701 SH DEFINED 1,2,3,4,5,6 558,701 M/I Homes Inc Common 55305B101 1,237 46,575 SH DEFINED 1,4,5,6 46,575 Masco Corp Common 574599106 7,420 270,793 SH DEFINED 1,4,5,6 270,793 M D C Hldgs Inc Common 552676108 37,735 784,993 SH DEFINED 1,2,3,4,5,6 784,993 MSC Indl Direct Inc CL A 553530106 35,937 769,848 SH DEFINED 1,2,3,4,5,6 769,848 National City Corp Common 635405103 437 11,728 SH DEFINED 5 11,728 NCI Building Sys Inc Common 628852105 6,391 133,874 SH DEFINED 1,2,3,4,5,6 133,874 Pacific Cap Bancorp New Common 69404P101 3,168 98,640 SH DEFINED 1,5,6 98,640 Pool Corporation Common 73278L105 11,839 330,687 SH DEFINED 1,2,3,4,5,6 330,687 Pulte Homes Inc Common 745867101 33,706 1,273,841 SH DEFINED 1,5,6 1,273,841 Royal Caribbean Cruises Ltd Common V7780T103 8,085 191,760 SH DEFINED 4,5,6 191,760 Sovereign Bancorp Inc Common 845905108 40,183 1,579,540 SH DEFINED 1,4,5,6 1,579,540 Standard Pac Corp New Common 85375C101 2,299 110,146 SH DEFINED 1,4,5,6 110,146 Sysco Corp Common 871829107 6,403 189,276 SH DEFINED 1,5,6 189,276 TCF Finl Corp Common 872275102 1,474 55,928 SH DEFINED 1,5 55,928 Toll Brothers Inc Common 889478103 53,821 1,965,714 SH DEFINED 1,2,3,4,5,6 1,965,714 US Bancorp Del Com New 902973304 73,495 2,101,664 SH DEFINED 1,2,3,4,5,6 2,101,664 USI Hldgs Corp Common 90333H101 10,979 651,565 SH DEFINED 1,2,3,4,5,6 651,565 Vornado Rlty Tr SH Ben Int 929042109 5,740 48,097 SH DEFINED 1,5 48,097 Wachovia Corp 2nd New Common 929903102 3,642 66,162 SH DEFINED 1,5 66,162 Wall Mart Stores Inc Common 931142103 18,047 384,396 SH DEFINED 1,2,3,4,5,6 384,396 Washington Mut Inc Common 939322103 36,142 895,044 SH DEFINED 1,2,3,4,5,6 895,044 Watsco Inc Common 942622200 55,602 1,088,743 SH DEFINED 1,2,3,4,5,6 1,088,743 WCI Cmtys Inc Common 92923C104 842 39,450 SH DEFINED 5,6 39,450 Wells Fargo & CO New Common 949746101 73,074 2,122,387 SH DEFINED 1,2,3,4,5,6 2,122,387 Wesco Intl Inc Common 95082P105 49,645 790,775 SH DEFINED 1,2,3,4,5,6 790,775 Westamerica Bancorporation Common 957090103 2,912 60,451 SH DEFINED 1,5 60,451 Willis Group Holdings Ltd Shs G96655108 26,538 670,491 SH DEFINED 1,2,3,4,5,6 670,491 Winnebago Inds Inc Common 974637100 1,403 41,710 SH DEFINED 5,6 41,710 1,387,273
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