-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RcjYxxSRgqIqjEh5ia8HL/8Y//VLoTBgxaD3yiDJ8rO1d+AMN454Hl0mW5SVn/lJ 3kMuDk6QDwnjMjuvP9ZYAw== 0000950137-01-501501.txt : 20010515 0000950137-01-501501.hdr.sgml : 20010515 ACCESSION NUMBER: 0000950137-01-501501 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000938206 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363196026 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04207 FILM NUMBER: 1633391 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 c62444e13f-hr.txt HOLDINGS REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 --------------------- Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management, Inc. ------------------------------------------------- Address: 25 East Erie Street ------------------------------------------------- Chicago, Illinois 60611 ------------------------------------------------- ------------------------------------------------- Form 13F File Number: 28- 3580 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss ------------------------------------------------- Title: Vice President ------------------------------------------------- Phone: (312) 587-3800 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ MARY H. WEISS Chicago, Illinois May 14, 2001 - ----------------------- -------------------------------- ------------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NOT APPLICABLE ------------------ Form 13F Information Table Entry Total: 323 ------------------ Form 13F Information Table Value Total: $ 1855281 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ---------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ---------------------------------------------------------------------------------------------------------------------- AES Corporation Common 00130H10 3579 71641 X AMC Entertainment Inc. Common 00166910 2415 341096 X AO Tatneft - Sponsored ADR ADR 03737P30 208 26300 X ASM Lithography Holding NV ADR N0705911 4693 216400 X ATP Oil & Gas Common 00208J10 427 35000 X Abercrombie & Fitch Co. - Cl. A Common 00289620 18846 576338 X Abraxas Petroleum Corp (nev) Common 00383010 6674 1308573 X Acres Gaming Inc. Common 00493610 1934 309506 X Action Performance Cos. Inc. Common 00493310 3793 337186 X Activision Inc. Common 00493020 1212 49842 X AdvancePCS Common 00790K10 29785 548876 X Advanta Corp - Cl. B Common 00794220 2344 171260 X Agrium Inc. ADR 00891610 10198 809343 X Alliance Gaming Corp. Common 01859P60 6456 333194 X Allied Waste Industries Inc. Common 01958930 745 47520 X Alloy Online Inc. Common 01985510 2083 238111 X Ambac Financial Group Inc. Common 02313910 25238 397887 X American Healthcorp Inc. Common 02649V10 232 13427 X American Italian Pasta Common 02707010 2559 79959 X Anchor Gaming Common 03303710 2196 35852 X Anthracite Capital Inc Common 03702310 2124 220113 X Apache Corp. Common 03741110 8211 142523 X Apogee Enterprises Inc. Common 03759810 112 15766 X Apollo Group Inc. - Cl. A Common 03760410 13800 420574 X Apple Computer Inc. Common 03783310 287 13000 X Arch Coal Inc. Common 03938010 20009 667410 X Argosy Gaming Company Common 04022810 6497 248935 X Ashworth Inc. Common 04516H10 1410 219029 X Astrazeneca Plc Spons Adr ADR 04635310 20323 421200 X Atrix Labs Inc. Common 04962L10 1700 123611 X Autodesk Inc. Common 05276910 1382 45235 X Autonation Inc Common 05329W10 626 69500 X Avaya Inc Common 05349910 134 10296 X B J S Wholesale Club Inc Common 05548J10 25719 537484 X BE Aerospace Inc. Common 07330210 18497 1006625 X
------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------ Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: - Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------ AES Corporation 59972 0 11669 AMC Entertainment Inc. 222480 0 118616 AO Tatneft - Sponsored ADR 14300 0 12000 ASM Lithography Holding NV 192212 0 24188 ATP Oil & Gas 2819 0 32181 Abercrombie & Fitch Co. - Cl. A 461663 0 114675 Abraxas Petroleum Corp (nev) 318263 0 990310 Acres Gaming Inc. 115362 0 194144 Action Performance Cos. Inc. 201830 0 135356 Activision Inc. 3979 0 45863 AdvancePCS 369129 0 179747 Advanta Corp - Cl. B 111849 0 59411 Agrium Inc. 502899 0 306444 Alliance Gaming Corp. 189593 0 143601 Allied Waste Industries Inc. 0 0 47520 Alloy Online Inc. 146468 0 91643 Ambac Financial Group Inc. 333122 0 64765 American Healthcorp Inc. 0 0 13427 American Italian Pasta 37190 0 42769 Anchor Gaming 2811 0 33041 Anthracite Capital Inc 143854 0 76259 Apache Corp. 119178 0 23345 Apogee Enterprises Inc. 0 0 15766 Apollo Group Inc. - Cl. A 352013 0 68561 Apple Computer Inc. 0 0 13000 Arch Coal Inc. 413899 0 253511 Argosy Gaming Company 113028 0 135907 Ashworth Inc. 116466 0 102563 Astrazeneca Plc Spons Adr 370600 0 50600 Atrix Labs Inc. 80676 0 42935 Autodesk Inc. 37887 0 7348 Autonation Inc 0 0 69500 Avaya Inc 0 0 10296 B J S Wholesale Club Inc 449767 0 87717 BE Aerospace Inc. 579188 0 427437
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - --------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - --------------------------------------------------------------------------------------------------------------------- Barrick Gold Corp. ADR 06790110 24079 1684995 X Bed Bath & Beyond Inc. Common 07589610 15583 634415 X Bergen Brunswig Corp. - Cl. A Common 08373910 465 28027 X Beverly Enterprises Inc. Common 08785130 2588 323450 X Bio-Vascular Inc. Common 09092310 321 65000 X Biogen Inc. Common 09059710 5769 91124 X Biomet Inc. Common 09061310 11588 294180 X Biovail Corporation ADR 09067J10 10544 291823 X Bisys Group Inc. Common 05547210 10776 201652 X Block H & R Inc. Common 09367110 14994 299513 X Borland Software Corporation Common 09984910 2712 389122 X Boron Lepore & Assoc Common 10001P10 1656 138029 X Brown (Tom) Inc. Common 11566020 7514 227693 X Brown Shoe Company Common 11573610 471 25000 X Burlington Resources Inc. Common 12201410 5352 119606 X CE Franklin Ltd. Common 12515110 45 13314 X CSX Corp. Common 12640810 2198 65221 X Cabot Microelectronics Corp. Common 12709P10 20486 462970 X Callaway Golf Company Common 13119310 301 13570 X Calpine Corporation Common 13134710 22699 412184 X Capstone Turbine Corp Common 14067D10 24483 862827 X Carbo Ceramics Inc Common 14078110 889 26327 X CardioDynamics Intl. Corp. Common 14159710 725 200000 X Career Education Corp. Common 14166510 9750 194021 X Carreker Corporation Common 14443310 6170 324746 X Catapult Communications Corp. Common 14901610 14479 567804 X Cendant Corporation Common 15131310 616 42200 X Centex Corp. Common 15231210 12517 300538 X Charlotte Russe Holding Inc. Common 16104810 466 15657 X Charter Communications Inc. A Common 16117M10 9063 400595 X Chesapeake Energy Corp. Common 16516710 15844 1790280 X Chicago Bridge & Iron-ny Shr Common 16725010 475 20000 X Chico's FAS Inc. Common 16861510 8478 258379 X Chieftain Intl. Inc. ADR 16867C10 283 10158 X Christopher & Banks Corp. Common 17104610 2904 96397 X Chronimed Inc. Common 17116410 5002 358878 X Cia Parananese Ener. - Sp. ADR P ADR 20441B40 109 13170 X Circuit City Carmax Common 17273730 1633 216535 X Citrix Systems Inc. Common 17737610 314 14860 X Clayton Homes Inc. Common 18419010 623 51693 X Cnooc Ltd - ADR ADR 12613210 1021 58000 X Coinstar Inc. Common 19259P30 5073 302851 X Columbia Sportswear Co. Common 19851610 541 11898 X Concord EFS Inc. Common 20619710 9344 231082 X Conseco Inc. Common 20846410 559 34700 X
-------------------------------- (SEC USE ONLY) - ---------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------- Barrick Gold Corp. 1472180 0 212815 Bed Bath & Beyond Inc. 530681 0 103734 Bergen Brunswig Corp. - Cl. A 0 0 28027 Beverly Enterprises Inc. 211308 0 112142 Bio-Vascular Inc. 0 0 65000 Biogen Inc. 76324 0 14800 Biomet Inc. 246400 0 47780 Biovail Corporation 254964 0 36859 Bisys Group Inc. 168585 0 33067 Block H & R Inc. 241409 0 58104 Borland Software Corporation 255283 0 133839 Boron Lepore & Assoc 84899 0 53130 Brown (Tom) Inc. 141084 0 86609 Brown Shoe Company 2014 0 22986 Burlington Resources Inc. 100140 0 19466 CE Franklin Ltd. 0 0 13314 CSX Corp. 40342 0 24879 Cabot Microelectronics Corp. 337558 0 125412 Callaway Golf Company 0 0 13570 Calpine Corporation 344823 0 67361 Capstone Turbine Corp 680676 0 182151 Carbo Ceramics Inc 2109 0 24218 CardioDynamics Intl. Corp. 0 0 200000 Career Education Corp. 105223 0 88798 Carreker Corporation 155629 0 169117 Catapult Communications Corp. 266125 0 301679 Cendant Corporation 0 0 42200 Centex Corp. 253795 0 46743 Charlotte Russe Holding Inc. 1210 0 14447 Charter Communications Inc. A 335381 0 65214 Chesapeake Energy Corp. 1067862 0 722418 Chicago Bridge & Iron-ny Shr 1613 0 18387 Chico's FAS Inc. 157518 0 100861 Chieftain Intl. Inc. 790 0 9368 Christopher & Banks Corp. 45288 0 51109 Chronimed Inc. 219918 0 138960 Cia Parananese Ener. - Sp. ADR P 13170 0 0 Circuit City Carmax 131986 0 84549 Citrix Systems Inc. 0 0 14860 Clayton Homes Inc. 0 0 51693 Cnooc Ltd - ADR 57800 0 200 Coinstar Inc. 128848 0 174003 Columbia Sportswear Co. 7946 0 3952 Concord EFS Inc. 193476 0 37606 Conseco Inc. 0 0 34700
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ---------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ---------------------------------------------------------------------------------------------------------------------- Consol Energy Inc. Common 20854P10 4983 144421 X Cooper Companies Inc. Common 21664840 10666 225250 X Corinthian Colleges Inc Common 21886810 4653 115608 X Cott Corporation ADR 22163N10 12251 1071160 X Covance Inc. Common 22281610 586 45579 X Coventry Health Care Inc. Common 22286210 4184 252590 X Cross Timbers Oil Co. Common 22757310 14079 568845 X Cytyc Corporation Common 23294610 14622 886167 X DRS Technologies Inc. Common 23330X10 274 17389 X Daktronics Inc. Common 23426410 251 13378 X Davita Inc Common 23918K10 2426 142875 X Devon Energy Corporation Common 25179M10 11159 191735 X Digitran Systems Inc. Common 25389810 4 373200 X Dillards Inc. - Cl. A Common 25406710 452 20588 X Direct Focus Common 25493110 380 15185 X DuPont Photomasks Inc. Common 26613X10 4082 93017 X EOG Resources Inc. Common 26875P10 3359 81464 X ESC Medical Systems Inc. ADR M4086810 22629 940408 X Earthlink Inc Common 27032110 439 36200 X Eclipsys Corp Common 27885610 2161 110820 X Edge Petroleum Common 27986210 2823 342210 X Education Mgmt Corp Common 28139T10 405 12426 X Efunds Corporation Common 28224R10 16080 835319 X Electronic Arts Inc. Common 28551210 15154 279329 X Electronic Processing Common 26882D10 1360 67179 X Electronics For Imaging Common 28608210 3344 135790 X Elizabeth Arden Inc Common 28660G10 685 40300 X Embraer Aircraft Corp ADR 29081M10 5823 153636 X Emcore Corp Common 29084610 1571 62701 X Empresas ICA S.A. - Spons. ADR ADR 29244810 178 64600 X Evergreen Resources Inc. Common 29990030 1869 49433 X Federal Agric Mtg Corp Cl C Common 31314830 2488 104753 X Federated Department Stores Common 31410H10 8785 211422 X Fibercore Inc Common 31563B10 84 16843 X Fidelity National Finl. Inc. Common 31632610 28459 1063105 X First American Finl. Corp. Common 31852230 12087 464877 X First Consulting Group Inc Common 31986R10 1392 141876 X Fischer Imaging Corp Common 33771910 71 16210 X Flagstar Bancorp Inc Common 33793010 2366 94630 X Flir Systems Inc Common 30244510 1120 137312 X Fluor Corp (new) Common 34341210 9617 216119 X Forest Laboratories Inc. Common 34583810 4794 80923 X Forest Oil Corp. Common 34609170 595 19908 X Foster Wheeler Corp. Common 35024410 3842 213928 X Gadzooks Inc. Common 36255310 269 12244 X
------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------- Consol Energy Inc. 120446 0 23975 Cooper Companies Inc. 123277 0 101973 Corinthian Colleges Inc 32502 0 83106 Cott Corporation 677049 0 394111 Covance Inc. 0 0 45579 Coventry Health Care Inc. 156974 0 95616 Cross Timbers Oil Co. 352403 0 216442 Cytyc Corporation 738234 0 147933 DRS Technologies Inc. 0 0 17389 Daktronics Inc. 0 0 13378 Davita Inc 93386 0 49489 Devon Energy Corporation 160511 0 31224 Digitran Systems Inc. 150000 0 223200 Dillards Inc. - Cl. A 0 0 20588 Direct Focus 10076 0 5109 DuPont Photomasks Inc. 57825 0 35192 EOG Resources Inc. 68197 0 13267 ESC Medical Systems Inc. 581877 0 358531 Earthlink Inc 0 0 36200 Eclipsys Corp 71106 0 39714 Edge Petroleum 87086 0 255124 Education Mgmt Corp 896 0 11530 Efunds Corporation 518464 0 316855 Electronic Arts Inc. 233874 0 45455 Electronic Processing 40276 0 26903 Electronics For Imaging 70984 0 64806 Elizabeth Arden Inc 3250 0 37050 Embraer Aircraft Corp 133675 0 19961 Emcore Corp 27408 0 35293 Empresas ICA S.A. - Spons. ADR 64600 0 0 Evergreen Resources Inc. 26845 0 22588 Federal Agric Mtg Corp Cl C 32748 0 72005 Federated Department Stores 177239 0 34183 Fibercore Inc 0 0 16843 Fidelity National Finl. Inc. 769851 0 293254 First American Finl. Corp. 288867 0 176010 First Consulting Group Inc 83872 0 58004 Fischer Imaging Corp 0 0 16210 Flagstar Bancorp Inc 63649 0 30981 Flir Systems Inc 89706 0 47606 Fluor Corp (new) 180948 0 35171 Forest Laboratories Inc. 67839 0 13084 Forest Oil Corp. 0 0 19908 Foster Wheeler Corp. 102673 0 111255 Gadzooks Inc. 1 0 12243
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- Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ------------------------------------------------------------------------------------------------------------------------ Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ----------------------------------------------------------------------------------------------------------------------- Genesco Inc. Common 37153210 1241 45305 X Global Datatel Inc Common 37934G10 0 10000 X Global Industries Common 37933610 591 40600 X Granite Construction Inc Common 38732810 1403 41301 X Grey Wolf Common 39788810 3756 577788 X Grupo Aeroportuario Sur-ADR ADR 40051E20 938 48450 X Gymboree Corp Common 40377710 123 12310 X HS Resources Inc. Common 40429710 1591 35354 X Haemonetics Corp./Mass. Common 40502410 993 30000 X Harmony Gold Mng. - Spon. ADR ADR 41321630 116 24000 X Headwaters Inc Common 42210P10 2808 440545 X Henry Schein Inc. Common 80640710 3319 90314 X Horizon Offshore Inc. Common 44043J10 921 37207 X Hot Topic Inc. Common 44133910 849 30334 X Hovnanian Enterprises - A Common 44248720 511 35551 X Hydril Company Common 44877410 685 29937 X I T T Educational Svcs Common 45068B10 810 29879 X I-MANY Inc. Common 44973Q10 4975 437354 X ICON PLC. - Sponsored ADR ADR 45103T10 453 19632 X ICU Medical Inc. Common 44930G10 754 21535 X IKOS Systems Inc. Common 45171620 163 15927 X IMS Health Inc Common 44993410 18292 734628 X IPC Holdings Ltd. Common G4933P10 1612 72050 X Impath Inc Common 45255G10 10430 224911 X Indymac Mortgage Holdings Common 45660710 33817 1176637 X Informix Corporation Common 45677910 590 109092 X Insignia Systems Inc. Common 45765Y10 95 10130 X Intl Speedway Corp Common 46033520 589 15895 X Intl. Game Technology Common 45990210 4867 96665 X Investment Technology Group Common 46145F10 11426 223156 X Investors Finl Srvcs Common 46191510 26868 458311 X Iron Mountain Inc Common 46284610 10492 273802 X Istar Financial Inc. Common 45031U10 630 27300 X Itron Inc Common 46574110 1349 113616 X Jones Apparel Group Inc. Common 48007410 7255 191937 X Jos A Bank Clothiers Inc Common 48083810 787 136922 X KCS Energy Inc. Common 48243420 1464 256852 X KRISPY KREME Common 50101410 19298 536054 X Key Energy Group Common 49291410 594 55522 X King Pharmaceuticals Inc Common 49558210 13602 333785 X Kohls Corp. Common 50025510 11216 181806 X Korea Electric Power Adr ADR 50063110 146 17900 X L-3 Communications Hldgs. Inc. Common 50242410 7940 100570 X Laboratory Corp of Amer. Hldgs. Common 50540R40 10992 91412 X Landamerica Financial Group Common 51493610 2842 79890 X
------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------- Genesco Inc. 3483 0 41822 Global Datatel Inc 0 0 10000 Global Industries 0 0 40600 Granite Construction Inc 3284 0 38017 Grey Wolf 263575 0 314213 Grupo Aeroportuario Sur-ADR 48450 0 0 Gymboree Corp 7370 0 4940 HS Resources Inc. 2013 0 33341 Haemonetics Corp./Mass. 20022 0 9978 Harmony Gold Mng. - Spon. ADR 24000 0 0 Headwaters Inc 211860 0 228685 Henry Schein Inc. 58695 0 31619 Horizon Offshore Inc. 1208 0 35999 Hot Topic Inc. 2368 0 27966 Hovnanian Enterprises - A 0 0 35551 Hydril Company 2395 0 27542 I T T Educational Svcs 2392 0 27487 I-MANY Inc. 193428 0 243926 ICON PLC. - Sponsored ADR 13102 0 6530 ICU Medical Inc. 9649 0 11886 IKOS Systems Inc. 0 0 15927 IMS Health Inc 615049 0 119579 IPC Holdings Ltd. 47078 0 24972 Impath Inc 128115 0 96796 Indymac Mortgage Holdings 770930 0 405707 Informix Corporation 0 0 109092 Insignia Systems Inc. 0 0 10130 Intl Speedway Corp 0 0 15895 Intl. Game Technology 80507 0 16158 Investment Technology Group 138473 0 84683 Investors Finl Srvcs 339617 0 118694 Iron Mountain Inc 228877 0 44925 Istar Financial Inc. 0 0 27300 Itron Inc 65804 0 47812 Jones Apparel Group Inc. 160705 0 31232 Jos A Bank Clothiers Inc 0 0 136922 KCS Energy Inc. 167739 0 89113 KRISPY KREME 304247 0 231807 Key Energy Group 0 0 55522 King Pharmaceuticals Inc 279649 0 54136 Kohls Corp. 152260 0 29546 Korea Electric Power Adr 17900 0 0 L-3 Communications Hldgs. Inc. 84262 0 16308 Laboratory Corp of Amer. Hldgs. 69195 0 22217 Landamerica Financial Group 52285 0 27605
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ----------------------------------------------------------------------------------------------------------------------- Laser Vision Centers Inc. Common 51807H10 1975 441940 X Lear Corporation Common 52186510 357 12200 X Lennar Corp. Common 52605710 15348 385056 X Lincare Holdings Inc. Common 53279110 15207 287256 X Lucent Technologies Common 54946310 1232 123559 X Lukoil Holding - Spons ADR ADR 67786210 577 15500 X Luminent Common 55027R10 583 219624 X Luminex Corp Common 55027E10 8649 469111 X Magellan Health Services Common 55907910 2064 223109 X Manor Care Inc Common 56405510 9753 478083 X Massey Energy Company Common 57620610 22783 952472 X Mattel Inc. Common 57708110 742 41800 X McDermott Intl. Inc. Common 58003710 2222 175651 X Metro One Telecomm Inc Common 59163F10 819 25000 X Microsemi Corp. Common 59513710 3940 140706 X Mirant Corp Common 60467510 29698 836551 X Mitchell Energy & Development Common 60659220 24517 466987 X Mobile Mini Inc Common 60740F10 480 17419 X Mobile Telesystems - Sp ADR ADR 60740910 352 13550 X Mohawk Industries Common 60819010 451 16046 X Movie Gallery Inc Common 62458110 148 20214 X Multimedia Games, Inc. Common 62545310 86 10133 X NRG Energy Inc Common 62937710 14807 406776 X NVIDIA Common 67066G10 18353 282699 X Napro Biotherapeutics Common 63079510 586 79405 X Nash Finch Co. Common 63115810 200 11489 X National Oilwell Inc Common 63707110 23869 689258 X Navigant Consulting Co Common 63935N10 2361 354545 X New Plan Excel Realty Trust Inc. Common 64805310 574 35900 X Ninety-nine Cts Only Str Common 65440K10 1904 82384 X Nokia Corp Spons ADR ADR 65490220 17741 739220 X Northrop Grumman Corp Common 66680710 8279 95166 X Nur Macroprinters Ltd ADR M7516510 126 20000 X OMI Corp. - New Common Y6476W10 324 50000 X OSCA Inc. Common 68783610 404 20634 X Obie Media Corp Common 67439110 1167 141500 X Oceaneering Intl. Inc. Common 67523210 269 12507 X Ocwen Financial Corp Common 67574610 3264 384491 X Offshore Logistics Common 67625510 266 10735 X Oil States International Common 67802610 338 30000 X Omnicare Inc. Common 68190410 6271 292362 X Option Care Inc. Common 68394810 173 18240 X Orion Power Holdings Common 68628610 18042 587701 X Orthofix International N.V. Common N6748L10 338 15000 X Overland Data Inc. Common 69021310 118 15000 X
-------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------ Laser Vision Centers Inc. 289707 0 152233 Lear Corporation 0 0 12200 Lennar Corp. 322106 0 62950 Lincare Holdings Inc. 240029 0 47227 Lucent Technologies 0 0 123559 Lukoil Holding - Spons ADR 12500 0 3000 Luminent 100917 0 118707 Luminex Corp 270202 0 198909 Magellan Health Services 145707 0 77402 Manor Care Inc 355919 0 122164 Massey Energy Company 797644 0 154828 Mattel Inc. 0 0 41800 McDermott Intl. Inc. 114915 0 60736 Metro One Telecomm Inc 2018 0 22982 Microsemi Corp. 87989 0 52717 Mirant Corp 700423 0 136128 Mitchell Energy & Development 390781 0 76206 Mobile Mini Inc 0 0 17419 Mobile Telesystems - Sp ADR 13550 0 0 Mohawk Industries 0 0 16046 Movie Gallery Inc 0 0 20214 Multimedia Games, Inc. 0 0 10133 NRG Energy Inc 340082 0 66694 NVIDIA 236703 0 45996 Napro Biotherapeutics 55784 0 23621 Nash Finch Co. 0 0 11489 National Oilwell Inc 576821 0 112437 Navigant Consulting Co 232179 0 122366 New Plan Excel Realty Trust Inc. 0 0 35900 Ninety-nine Cts Only Str 53851 0 28533 Nokia Corp Spons ADR 652190 0 87030 Northrop Grumman Corp 80535 0 14631 Nur Macroprinters Ltd 15500 0 4500 OMI Corp. - New 4025 0 45975 OSCA Inc. 1592 0 19042 Obie Media Corp 0 0 141500 Oceaneering Intl. Inc. 940 0 11567 Ocwen Financial Corp 252556 0 131935 Offshore Logistics 806 0 9929 Oil States International 2416 0 27584 Omnicare Inc. 220337 0 72025 Option Care Inc. 0 0 18240 Orion Power Holdings 492070 0 95631 Orthofix International N.V. 10100 0 4900 Overland Data Inc. 0 0 15000
8
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ---------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ---------------------------------------------------------------------------------------------------------------------- Panera Bread Company Common 69840W10 4104 153415 X Patina Oil & Gas Corp Common 70322410 877 32839 X Pediatrix Medical Common 70532410 550 24766 X Penn Virginia Corp. Common 70788210 559 15000 X Penney (J.C.) Co. Common 70816010 587 36729 X Pepsi-Gemex S.A. - Spn GDR ADR 71343510 279 56900 X Petroquest Energy Inc. Common 71674810 2165 430359 X Pharmaceutical Prod Dev Common 71712410 8108 192476 X Pharmaceutical Resources, Inc. Common 71712510 322 24290 X Phillips-Van Heusen Common 71859210 603 40000 X Pioneer Natural Resources Co Common 72378710 590 37603 X Pohang Iron & Steel Adr ADR 73045010 7234 402995 X Polo Ralph Lauren Corp. Common 73157210 11182 406602 X Powerwave Tech Inc Common 73936310 177 13000 X Precision Drilling Corp. ADR 74022D10 9427 264280 X Private Bancorp Inc Common 74296210 1748 109662 X Quaker Fabric Corp Common 74739910 1337 160803 X Quiksilver Inc. Common 74838C10 796 29983 X Quintiles Transnational Common 74876710 672 35582 X Range Resources Corp Common 75281A10 2304 418903 X Read-Rite Corp. Common 75524610 11269 1359310 X Reebok International Ltd. Common 75811010 8786 353410 X Remington Oil & Gas Corp. Common 75959430 4257 308200 X Renters Choice Inc. Common 76009N10 13138 285987 X Republic Services Cl A Common 76075910 15552 829436 X Resources Connection Inc Common 76122Q10 3193 144330 X Rite Aid Corp. Common 76775410 757 113177 X Riverstone Networks Inc Common 76932010 186 20000 X Royal Dutch Petro. - NY Shares ADR 78025780 27777 501030 X Saks Incorporated Common 79377W10 628 48277 X Salix Pharm Common G7777010 533 35557 X Semtech Corp Common 81685010 6293 213774 X Serologicals Corp Common 81752310 2786 206339 X Shaw Group Inc Common 82028010 15258 326645 X Shopko Stores Inc. Common 82491110 1504 187971 X Shuffle Master Inc Common 82554910 1700 67477 X Sigma-Aldrich Common 82655210 10080 210546 X Skechers USA Inc - Cl A Common 83056610 6341 264207 X Smithfield Foods Inc. Common 83224810 8883 273336 X Sonic Wall Common 83547010 518 42510 X Sonus Network Common 83591610 3102 155457 X SouthTrust Corp. Common 84473010 7128 155809 X Specialty Laboratories Common 84749R10 10909 445278 X Spectralink Corporation Common 84758010 1204 124312 X Spinnaker Exploration Co Common 84855W10 32630 746686 X
------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------- Panera Bread Company 57059 0 96356 Patina Oil & Gas Corp 2623 0 30216 Pediatrix Medical 1956 0 22810 Penn Virginia Corp. 1211 0 13789 Penney (J.C.) Co. 0 0 36729 Pepsi-Gemex S.A. - Spn GDR 56900 0 0 Petroquest Energy Inc. 176872 0 253487 Pharmaceutical Prod Dev 119595 0 72881 Pharmaceutical Resources, Inc. 0 0 24290 Phillips-Van Heusen 3222 0 36778 Pioneer Natural Resources Co 0 0 37603 Pohang Iron & Steel Adr 366278 0 36717 Polo Ralph Lauren Corp. 340385 0 66217 Powerwave Tech Inc 0 0 13000 Precision Drilling Corp. 221259 0 43021 Private Bancorp Inc 0 0 109662 Quaker Fabric Corp 92434 0 68369 Quiksilver Inc. 2410 0 27573 Quintiles Transnational 0 0 35582 Range Resources Corp 273661 0 145242 Read-Rite Corp. 831705 0 527605 Reebok International Ltd. 274794 0 78616 Remington Oil & Gas Corp. 73768 0 234432 Renters Choice Inc. 178107 0 107880 Republic Services Cl A 694452 0 134984 Resources Connection Inc 90395 0 53935 Rite Aid Corp. 0 0 113177 Riverstone Networks Inc 0 0 20000 Royal Dutch Petro. - NY Shares 438730 0 62300 Saks Incorporated 0 0 48277 Salix Pharm 20477 0 15080 Semtech Corp 178922 0 34852 Serologicals Corp 134837 0 71502 Shaw Group Inc 252251 0 74394 Shopko Stores Inc. 122883 0 65088 Shuffle Master Inc 3555 0 63922 Sigma-Aldrich 176008 0 34538 Skechers USA Inc - Cl A 164363 0 99844 Smithfield Foods Inc. 228482 0 44854 Sonic Wall 0 0 42510 Sonus Network 117917 0 37540 SouthTrust Corp. 130458 0 25351 Specialty Laboratories 266591 0 178687 Spectralink Corporation 81751 0 42561 Spinnaker Exploration Co 439732 0 306954
9
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ---------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ----------------------------------------------------------------------------------------------------------------------- Standard Commercial Corp. Common 85325810 137 11632 X Star Media Common 85554610 1721 573700 X Stelmar Shipping Ltd. ADR V8726M10 158 12165 X Stericycle Inc Common 85891210 3709 83118 X Strayer Education Inc Common 86323610 1129 32255 X Superior Energy Services Inc. Common 86815710 2739 251860 X SurModics Inc. Common 86887310 486 13500 X Swift Energy Co. Common 87073810 22441 700401 X Sylvan Learning Systems Inc. Common 87139910 21566 1045639 X Synopsys Inc. Common 87160710 8180 174264 X THQ Inc Common 87244340 8174 215110 X TJX Companies Inc. Common 87254010 9210 287801 X TLC Laser Eye Center ADR 87255E10 2579 380341 X TRC Cos. Inc. Common 87262510 1104 37439 X TTI Team Telecom Intl Ltd ADR M8825810 172 13500 X Taiwan Semiconductor ADR ADR 87403910 15729 806627 X Take-two Interactv Sftwr Common 87405410 642 45000 X Talx Corp Common 87491810 4745 192213 X Taro Pharmaceutical Indus. ADR M8737E10 5901 134686 X Teekay Shipping Co Common Y8564W10 7921 185948 X Tele Norte Leste Participacoes ADR 87924610 189 11639 X Telefonos de Mexico - Sp. ADR L ADR 87940378 20086 636850 X Telemig Celular Participacoes SA Adr ADR 87944E10 452 11275 X Teva Pharmaceutical - Sp. ADR ADR 88162420 6517 119300 X Tier Technologies Cl B Common 88650Q10 2780 236638 X Timberland Company - Cl. A Common 88710010 10031 197455 X Toys R Us Inc. Common 89233510 682 27157 X Trico Marine Services Common 89610610 1705 113652 X Tricon Global Restaurants Common 89595310 592 15500 X U S Laboratories Inc Common 90333T10 87 10132 X US Oncology Inc Common 90338W10 1664 204814 X UTStarcom Inc Common 91807610 16147 971258 X Ultra Petroleum Corp Common 90391410 1328 254316 X Ultratech Stepper Inc. Common 90403410 4179 169711 X Unit Corp. Common 90921810 714 43148 X United Microelectronics-Adr ADR 91087320 3460 369700 X Universal Compression Hldgs Common 91343110 4949 141397 X Universal Health Services - B Common 91390310 18262 206813 X University of Phoenix Online Common 03760420 1426 48859 X Urocor Inc Common 91727P10 120 12599 X Urologix Inc Common 91727310 468 21748 X VF Corp. Common 91820410 715 20425 X Vans Inc. Common 92193010 352 15614 X Varco International Inc. Common 92212210 7921 383589 X Varian Medical Systems Inc. Common 92220P10 38527 633675 X
------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------- Standard Commercial Corp. 0 0 11632 Star Media 0 0 573700 Stelmar Shipping Ltd. 0 0 12165 Stericycle Inc 33417 0 49701 Strayer Education Inc 2552 0 29703 Superior Energy Services Inc. 157839 0 94021 SurModics Inc. 1089 0 12411 Swift Energy Co. 409107 0 291294 Sylvan Learning Systems Inc. 627911 0 417728 Synopsys Inc. 140308 0 33956 THQ Inc 109231 0 105879 TJX Companies Inc. 240574 0 47227 TLC Laser Eye Center 205040 0 175301 TRC Cos. Inc. 22146 0 15293 TTI Team Telecom Intl Ltd 10000 0 3500 Taiwan Semiconductor ADR 730642 0 75985 Take-two Interactv Sftwr 3629 0 41371 Talx Corp 41435 0 150778 Taro Pharmaceutical Indus. 61347 0 73339 Teekay Shipping Co 122192 0 63756 Tele Norte Leste Participacoes 11639 0 0 Telefonos de Mexico - Sp. ADR L 580400 0 56450 Telemig Celular Participacoes SA 11275 0 0 Teva Pharmaceutical - Sp. ADR 108600 0 10700 Tier Technologies Cl B 132268 0 104370 Timberland Company - Cl. A 164960 0 32495 Toys R Us Inc. 0 0 27157 Trico Marine Services 73848 0 39804 Tricon Global Restaurants 0 0 15500 U S Laboratories Inc 0 0 10132 US Oncology Inc 133731 0 71083 UTStarcom Inc 784258 0 187000 Ultra Petroleum Corp 0 0 254316 Ultratech Stepper Inc. 105393 0 64318 Unit Corp. 3100 0 40048 United Microelectronics-Adr 334700 0 35000 Universal Compression Hldgs 41808 0 99589 Universal Health Services - B 173145 0 33668 University of Phoenix Online 25934 0 22925 Urocor Inc 0 0 12599 Urologix Inc 0 0 21748 VF Corp. 0 0 20425 Vans Inc. 0 0 15614 Varco International Inc. 321157 0 62432 Varian Medical Systems Inc. 530589 0 103086
10
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") - ----------------------------------------------------------------------------------------------------------------------- Item 6: Investment Discretion Item 5: ----------------------------- Shares Item 1: Item 2: Item 3: Item 4: or Name of Issuer Title of CUSIP Fair Market Principal (b) Shared (c) Class Number Value Amount (a)Sole -As Defined Shared - in Instr. V Other - ----------------------------------------------------------------------------------------------------------------------- Ventas Inc Common 92276F10 21520 2531731 X Ventiv Health Inc Common 92279310 1785 116107 X Vesta Insurance Group Common 92539110 2112 317593 X Viacom Inc. Common 92552430 443 10064 X Vidamed Inc Common 92653010 100 20253 X Vitafort International Corp. Common 92846730 3 100000 X Vitech ADR 92848910 125 142950 X Vodafone Group PLC - Spons. ADR ADR 92857W10 20574 757800 X W-H Energy Services Inc. Common 92925E10 1495 61636 X Wal-Mart Stores Inc. Common 93114210 4929 97600 X Westwood One Inc. Common 96181510 288 12500 X Wet Seal Inc. - Cl. A Common 96184010 3789 147845 X Willbros Group Inc. Common 96919910 1019 88964 X Williams-Sonoma Inc. Common 96990410 6077 231493 X Wilsons The Leather Experts Common 97246310 477 25000 X XCare.net, Inc. Common 98388Y10 1748 262653 X XL Capital Ltd Cl A ADR G9825510 9887 129967 X aremissoft corp Common 04002610 6280 483041 X 1855281
------------------------------- (SEC USE ONLY) - ------------------------------------------------------------------------------- Item 8: Voting Authority (Shares) ------------------------------- Item 1: Name of Issuer Item 7: Managers See Instr. V (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------- Ventas Inc 1417883 0 1113848 Ventiv Health Inc 60424 0 55683 Vesta Insurance Group 189766 0 127827 Viacom Inc. 0 0 10064 Vidamed Inc 0 0 20253 Vitafort International Corp. 0 0 100000 Vitech 0 0 142950 Vodafone Group PLC - Spons. ADR 667400 0 90400 W-H Energy Services Inc. 4797 0 56839 Wal-Mart Stores Inc. 0 0 97600 Westwood One Inc. 0 0 12500 Wet Seal Inc. - Cl. A 93728 0 54117 Willbros Group Inc. 56213 0 32751 Williams-Sonoma Inc. 171573 0 59920 Wilsons The Leather Experts 2014 0 22986 XCare.net, Inc. 158048 0 104605 XL Capital Ltd Cl A 108915 0 21052 aremissoft corp 300104 0 182937
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