-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GtNk+ea4Cp0+4PA9IxTUSXdeqJ1otIhah57AQUCw5SrsFhTkvfuUgYxLdOhHre2B KrxXFuzslQn2BP0jU/eULg== 0000938206-07-000002.txt : 20070213 0000938206-07-000002.hdr.sgml : 20070213 20070213094409 ACCESSION NUMBER: 0000938206-07-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 EFFECTIVENESS DATE: 20070213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 07606244 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR 1 asch13fqtr42006dcmllc.txt SCHEDULE 13F QTR 4 2006 DCM LLC ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended December 31, 2006 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Driehaus Capital Management LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 25 East Erie Street Chicago Illinois 60611 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-3580 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mary H. Weiss Senior Vice President & Secretary (312) 587-3800 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Mary H. Weiss ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Chicago, Illinois February 13, 2007 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 209 Form 13F Information Table Value Total: $1,760,606 (thousands) FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ ------ ------ ------ ------- ---------- ------------- ------------------ INVESTMENT TITLE DISCRETION OF VALUE SHARES/ SOLE SHARED SHARED OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT -DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 21st Century Holding Co Common 90136Q100 3889 163742 SH X 33389 0 130353 Abb ltd - Spon Adr ADR 000375204 23941 1326542 SH X 984006 0 342536 ACME PACKET INC Common 004764106 5374 260384 SH X 138533 0 121851 Aes Corporation Common 00130H105 9128 412826 SH X 297150 0 115676 Akamai Technologies Inc Common 00971T101 49612 931359 SH X 664255 0 267104 Albemarle Corp. Common 012653101 9789 135664 SH X 107901 0 27763 Allianz SE - ADR ADR 018805101 3136 153594 SH X 11694 0 141900 ALLIS-CHALMERS ENERGY INC Common 019645506 594 25773 SH X 5060 0 20713 Allscripts Healthcare Solut Common 01988P108 16452 609571 SH X 385219 0 224352 Amdocs Ltd. - ADR ADR G02602103 4154 107200 SH X 107200 0 0 America Movil - L - ADR ADR 02364W105 43075 947338 SH X 886897 0 60441 Apple Inc Common 037833100 19245 225722 SH X 179670 0 46052 Applied Biosystems Group - Applera Common 038020103 2870 78219 SH X 43713 0 34506 Aracruz Celulose SA - ADR ADR 038496204 19190 313510 SH X 199810 0 113700 AsiaInfo Holdings Inc ADR 04518A104 217 28316 SH X 5563 0 22753 AT&T Inc Common 00206R102 6715 187839 SH X 14405 0 173434 Baidu.Com - ADR ADR 056752108 34706 306855 SH X 218005 0 88850 Banco Macro SA - ADR ADR 05961W105 4803 153900 SH X 153900 0 0 Be Aerospace Inc. Common 073302101 3257 126832 SH X 82002 0 44830 Benihana Inc Cl A Common 082047200 774 25216 SH X 4974 0 20242 Big Lots Inc. Common 089302103 2294 100068 SH X 55936 0 44132 Bio-Imaging Technologies Inc. Common 09056N103 634 78718 SH X 15459 0 63259 Biomarin Pharmaceutical Inc Common 09061G101 5630 343473 SH X 223324 0 120149 Bolt Technology Corp Common 097698104 679 30461 SH X 5995 0 24466 Boston Beer Company Inc. - Cl. A Common 100557107 367 10213 SH X 1518 0 8695 BREAKWATER RESOURCES LTD ADR 106902307 572 365415 SH X 71814 0 293601 Brush Wellman Inc. Common 117421107 4504 133381 SH X 86620 0 46761 Buffalo Wild Wings Inc Common 119848109 860 16163 SH X 3179 0 12984 CAE INC ADR 124765108 10803 1176846 SH X 684264 0 492582 Cameco Corp. ADR 13321L108 8077 198685 SH X 158158 0 40527 Cbeyond Inc Common 149847105 16871 551521 SH X 288619 0 262902 Centerpoint Energy Inc Common 15189T107 4105 247593 SH X 138391 0 109202 CHINA EXPERT TECHNOLOGY INC ADR 16938D104 775 122444 SH X 24049 0 98395 CHINA GRENTECH CORP LTD-ADR ADR 16938P107 7856 426016 SH X 246134 0 179882 China Medical Tech - ADR ADR 169483104 14124 521774 SH X 405402 0 116372 CHINA SECURITY & SURVEILLANCE ADR 16942J105 4005 330991 SH X 76556 0 254435 Chindex International Inc Common 169467107 1691 89676 SH X 17577 0 72099 CHIPOTLE MEXICAN GRILL-CL A Common 169656105 23488 411324 SH X 268819 0 142505 Cia Vale do Rio Doce - Sp. ADR ADR 204412209 13629 456044 SH X 362962 0 93082 COGENT COMMUNICATIONS GROUP Common 19239V302 3104 191367 SH X 107096 0 84271 Cognizant Tech. Solutions Corp. Common 192446102 6648 85737 SH X 68225 0 17512 Colgate-Palmolive Co. Common 194162103 6404 98162 SH X 7539 0 90623 Companhia Energetica de Minas Gerais ADR 204409601 2678 55554 SH X 55554 0 0 Core Laboratories N.V. ADR N22717107 8410 103315 SH X 82222 0 21093 Corrections Corp of America Common 22025Y407 42822 943602 SH X 676208 0 267394 Cresud S.A. - Spons. ADR ADR 226406106 3943 228819 SH X 127924 0 100895 CROCS INC Common 227046109 3292 76200 SH X 49536 0 26664 Cross Country Healthcare Inc Common 227483104 4682 214590 SH X 139397 0 75193 CTC Media Inc. ADR 12642X106 6785 282583 SH X 259988 0 22595 Ctrip.com International - ADR ADR 22943F100 3691 59178 SH X 38467 0 20711 Daktronics Inc. Common 234264109 32209 872798 SH X 505962 0 366836 Darling International Inc. Common 237266101 648 117566 SH X 23095 0 94471 Dawson Geophysical Co. Common 239359102 648 17789 SH X 3493 0 14296 Desarrolladora Homex - ADR ADR 25030W100 7787 131835 SH X 81777 0 50058 Digene Corporation Common 253752109 4701 98096 SH X 63767 0 34329 Dobson Communications Corp -A Common 256069105 3566 409415 SH X 237883 0 171532 Doctor Reddys Lab - ADR ADR 256135203 6683 363400 SH X 353900 0 9500 DOLBY LABORATORIES INC-CL A Common 25659T107 6674 214098 SH X 170407 0 43691 Drill-Quip Common 262037104 5191 131893 SH X 104939 0 26954 Dryships Inc ADR Y2109Q101 10319 572961 SH X 344387 0 228574 ELDORADO GOLD CORP ADR 284902103 9759 1807250 SH X 1071926 0 735324 EMERGENCY MEDICAL SERVICES-A Common 29100P102 925 44097 SH X 8674 0 35423 ENDEAVOR ACQUISITION CORP Common 292577103 720 78365 SH X 15393 0 62972 Endologix Inc Common 29266S106 1323 378066 SH X 227233 0 150833 Equinix Inc Common 29444U502 49765 656377 SH X 464747 0 191630 Exploration Co. Common 302133202 8679 650629 SH X 372975 0 277654 Fei Co Common 30241L109 3153 119567 SH X 77631 0 41936 FIRST SOLAR INC Common 336433107 7069 236897 SH X 153681 0 83216 Flamel Technologies-sp Adr ADR 338488109 3414 113988 SH X 44139 0 69849 Focus Media Holding - ADR ADR 34415V109 34246 515830 SH X 273995 0 241835 Fomento Economico Mex. - ADR ADR 344419106 14806 127900 SH X 127900 0 0 Force Protection Inc Common 345203202 18397 1056666 SH X 537893 0 518773 Foster Wheeler Ltd Common G36535139 24027 434975 SH X 286779 0 148196 Fronteer Development Group ADR 35903Q106 17245 1874404 SH X 974191 0 900213 Fuel Systems Solutions Inc Common 35952W103 325 14697 SH X 2888 0 11809 Fuel Tech Inc Common 359523107 15682 636426 SH X 281041 0 355385 Gamestop Corp Common 36467W109 5469 98741 SH X 78594 0 20147 GENOMIC HEALTH INC Common 37244C101 1171 62954 SH X 12396 0 50558 Geo Group Inc/The Common 36159R103 30013 799920 SH X 294344 0 505576 GFI GROUP INC Common 361652209 3354 53863 SH X 35009 0 18854 Gmx Resources Inc Common 38011M108 5335 150273 SH X 90620 0 59653 Goldcorp Inc ADR 380956409 3609 126895 SH X 70939 0 55956 Golden Telecom Inc. - ADR ADR 38122G107 31888 680793 SH X 459296 0 221497 Green Mountain Coffee Common 393122106 8984 182486 SH X 32495 0 149991 Grupo Aeroportuario del Pacifico SA ADR 400506101 12357 315300 SH X 315300 0 0 Gulf Island Fabrication Common 402307102 1288 34904 SH X 6209 0 28695 Hanover Compressor Co. Common 410768105 8986 475700 SH X 279809 0 195891 Hansen Natural Corp. Common 411310105 10133 300869 SH X 177194 0 123675 Hecla Mining Co. Common 422704106 4691 612445 SH X 397788 0 214657 HEELYS INC Common 42279M107 857 26700 SH X 5248 0 21452 Hexcel Corp. Common 428291108 2968 170498 SH X 97752 0 72746 HMS Holdings Corp Common 40425J101 825 54463 SH X 9474 0 44989 Hologic Inc. Common 436440101 15112 318572 SH X 226303 0 92269 HOME INNS & HOTELS MANAG-ADR ADR 43713W107 32662 869833 SH X 344300 0 525533 Huaneng Power Intl. - Spon. ADR ADR 443304100 3763 104739 SH X 58557 0 46182 Illumina Common 452327109 5772 146524 SH X 104128 0 42396 Ingles Markets Inc. - Cl. A Common 457030104 452 15161 SH X 2222 0 12939 INNERWORKINGS INC Common 45773Y105 2827 177129 SH X 41974 0 135155 INTERCONTINENTALEXCHANGE INC Common 45865V100 12271 113200 SH X 87201 0 25999 INTERNAP NETWORK SERVICES Common 45885A300 11552 581356 SH X 318237 0 263119 Intuitive Surgical Inc Common 46120E602 5520 57271 SH X 45576 0 11695 Ipc Holdings Ltd. Adr ADR G4933P101 1892 60156 SH X 33635 0 26521 Irsa - ADR ADR 450047204 11180 661123 SH X 552201 0 108922 ISHARES KLD SEL SOC SM INDX Common 464288802 2500 42341 SH X 42341 0 0 Ishares Lehman 20+ Yr Treas Common 464287432 2192 24788 SH X 1896 0 22892 Ishares Russell Midcap Grwth Common 464287481 1349 13087 SH X 6105 0 6982 Isis Pharmaceuticals Inc. Common 464330109 3292 296018 SH X 192571 0 103447 J CREW GROUP INC Common 46612H402 12490 323062 SH X 237950 0 85112 JetBlue Airways Corp Common 477143101 9098 640687 SH X 384714 0 255973 Joy Global Inc Common 481165108 10070 207572 SH X 151411 0 56161 KBR INC Common 48242W106 2604 99068 SH X 78837 0 20231 Key Energy Services Inc Common 492914106 8355 533847 SH X 310710 0 223137 KHD Hunboldt Wedag Internation ADR 482462108 4271 106571 SH X 24161 0 82410 Kinross Gold Corp ADR 496902404 11417 961012 SH X 560559 0 400453 Knot Inc Common 499184109 3687 140494 SH X 82810 0 57684 Kyphon Inc Common 501577100 1982 48817 SH X 38847 0 9970 LARAMIDE RESOURCES ADR 51669T101 321 47612 SH X 26631 0 20981 Las Vegas Sands Corp Common 517834107 18521 205965 SH X 164006 0 41959 Leap Wireless Intl Inc. Common 521863308 24481 410628 SH X 285026 0 125602 Lindsay Corp Common 535555106 3512 107567 SH X 50649 0 56918 Lions Gate Entertainment Cor ADR 535919203 5638 525437 SH X 341242 0 184195 Lsi Industries Inc. Common 50216C108 340 17139 SH X 2530 0 14609 Martha Stewart Living - Cl A Common 573083102 6534 298353 SH X 193843 0 104510 MASTERCARD INC-CL A Common 57636Q104 5921 59830 SH X 47599 0 12231 Mechel OAO - ADR ADR 583840103 8373 328609 SH X 276582 0 52027 Medarex Inc. Common 583916101 3447 231906 SH X 184461 0 47445 Medicines Company Common 584688105 4707 147673 SH X 117262 0 30411 MEGA URANIUM LTD ADR 58516W104 15431 2624256 SH X 1558804 0 1065452 MELCO PBL ENTERTAINMENT-ADR ADR 585464100 1717 80379 SH X 63967 0 16412 Memc Electronic Materials Common 552715104 10724 272635 SH X 216950 0 55685 Mercer International Inc. - SBI Common 588056101 1054 88774 SH X 17433 0 71341 MICRUS ENDOVASCULAR CORP Common 59518V102 4393 230266 SH X 45121 0 185145 Millicom Intl Cellular S.a. ADR L6388F110 34806 562706 SH X 409449 0 153257 Monster Worldwide Inc Common 611742107 6235 133686 SH X 80346 0 53340 Mosaic Co Common 61945A107 3314 155137 SH X 86733 0 68404 Nasdaq Stock Market Inc Common 631103108 22327 723366 SH X 501594 0 221772 Ness Technologies Inc ADR 64104X108 1874 131421 SH X 23878 0 107543 New River Pharmaceuticals Common 648468205 1906 34836 SH X 22644 0 12192 Nii Holdings Inc - Cl B Common 62913F201 11923 184111 SH X 146535 0 37576 Northern Orion Resources Inc ADR 665575106 5115 1397460 SH X 814435 0 583025 Novartis AG - ADR ADR 66987V109 2155 37509 SH X 2896 0 34613 Nutri/system Inc Common 67069D108 2670 42120 SH X 24642 0 17478 Omnicell Inc Common 68213N109 10862 583014 SH X 316829 0 266185 OMRIX BIOPHARMACEUTICALS INC Common 681989109 865 28598 SH X 5632 0 22966 Opnet Technologies Inc. Common 683757108 461 31907 SH X 6270 0 25637 OPTIUM CORP Common 68402T107 489 19589 SH X 3847 0 15742 Orient Express Hotels ADR G67743107 4759 100087 SH X 79495 0 20592 PALADIN RESOURCES LIMITED ADR Q7264T104 16877 2410954 SH X 1348832 0 1062122 Pan Amer Silver Corp. ADR 697900108 3423 136001 SH X 76022 0 59979 Peabody Energy Corp Common 704549104 1358 33617 SH X 18800 0 14817 Peoplesupport Inc Common 712714302 14074 668610 SH X 336912 0 331698 Pericom Semiconductor Common 713831105 789 68785 SH X 13517 0 55268 Petroleo Brasileiro Sa ADR 71654V408 18806 182600 SH X 182600 0 0 PHASE FORWARD INC Common 71721R406 3663 244514 SH X 102236 0 142278 Philippine Long Dist. - Sp. Adr ADR 718252604 4162 81400 SH X 6200 0 75200 Polycom Inc Common 73172K104 9388 302749 SH X 216346 0 86403 Potash Corp of Saskatchewan ADR 73755L107 8402 58265 SH X 46348 0 11917 Priceline.com Inc Common 741503403 4284 98236 SH X 63840 0 34396 Pricesmart Inc Common 741511109 2192 122399 SH X 20620 0 101779 Psychiatric Solutions Inc Common 74439H108 8445 223974 SH X 178192 0 45782 Qlogic Corp Common 747277101 11934 544425 SH X 319920 0 224505 Quanta Services Inc. Common 74762E102 21403 1088119 SH X 654030 0 434089 Rad Vision Ltd. ADR M81869105 571 28430 SH X 5598 0 22832 Renaissancere Holdings Ltd ADR ADR G7496G103 5877 97480 SH X 77558 0 19922 RIO NARCEA GOLD MINES LTD ADR 766909105 523 213308 SH X 41692 0 171616 RIVERBED TECHNOLOGY INC Common 768573107 33447 1086376 SH X 789335 0 297041 Royal Gold Inc. Common 780287108 7899 219536 SH X 130327 0 89209 RTI International Metals Common 74973W107 3508 44849 SH X 29123 0 15726 S R S Labs Inc Common 78464M106 607 56143 SH X 11028 0 45115 Safeway Inc. Common 786514208 4443 128560 SH X 71829 0 56731 SAVVIS INC Common 805423308 26267 734828 SH X 470076 0 264752 SBA Communications Common 78388J106 8094 293859 SH X 195134 0 98725 Seabridge Gold Inc ADR 811916105 6254 442944 SH X 62798 0 380146 Seitel Inc Common 816074405 5455 1525898 SH X 917511 0 608387 Service Corp International Common 817565104 3747 365558 SH X 204252 0 161306 Shanda Interactive Adr ADR 81941Q203 13839 638634 SH X 376017 0 262617 Shaw Group Inc Common 820280105 10456 312112 SH X 185344 0 126768 Sigma Designs Inc. Common 826565103 791 31092 SH X 5889 0 25203 Silver Wheaton Corp ADR 828336107 14023 1338039 SH X 764808 0 573231 Simpletech Inc Common 828823104 1475 116307 SH X 22721 0 93586 Sina Corp ADR G81477104 8359 291250 SH X 174899 0 116351 Sohu.com Inc. ADR 83408W103 12556 523152 SH X 306887 0 216265 Spartan Motors Inc. Common 846819100 1365 89921 SH X 17692 0 72229 Sunpower Corp-Class A Common 867652109 8033 216109 SH X 132708 0 83401 Suntech Power Holdings - ADR ADR 86800C104 21320 626887 SH X 441583 0 185304 Telecom Argentina SA-SP ADR ADR 879273209 5347 267227 SH X 149405 0 117822 Telestone Technologies Corp Common 87953J102 803 97971 SH X 19246 0 78725 Terra Industries Inc. Common 880915103 9345 780037 SH X 462582 0 317455 Terra Nitrogen Company LP Common 881005201 919 27003 SH X 5305 0 21698 Thoratec Labs Inc Common 885175307 7641 434659 SH X 261321 0 173338 Time Warner Telecom Common 887319101 4222 211835 SH X 118591 0 93244 TJX Companies Inc. Common 872540109 6061 211464 SH X 168254 0 43210 Toreador Royalty Corp. Common 891050106 3906 151586 SH X 23013 0 128573 UAL CORP Common 902549807 3628 82465 SH X 46108 0 36357 UNDER ARMOUR INC-CLASS A Common 904311107 7741 152697 SH X 121489 0 31208 Univ Stainless Alloy Pdt Common 913837100 417 12454 SH X 2451 0 10003 Uranium Resources Inc. Common 916901507 2284 393875 SH X 70895 0 322980 URASIA ENERGY LTD ADR 91703W108 2890 617695 SH X 381817 0 235878 US AIRWAYS GROUP INC Common 90341W108 5256 97115 SH X 77301 0 19814 Usec Inc Common 90333E108 2921 229648 SH X 136320 0 93328 Vasco Data Security Intl Common 92230Y104 1851 156191 SH X 30709 0 125482 Verifone Holdings Inc Common 92342Y109 8841 248538 SH X 197547 0 50991 VITALSTREAM HOLDINGS INC Common 92847T209 346 34417 SH X 5051 0 29366 Warnaco Group Inc/the Common 934390402 3192 125769 SH X 70312 0 55457 Watson Wyatt & Co Holdings Common 942712100 6775 149310 SH X 118803 0 30507 Williams Cos. Inc. Common 969457100 3997 153020 SH X 85525 0 67495 Wynn Resorts Ltd Common 983134107 17791 188643 SH X 150117 0 38526 Yamana Gold Inc ADR 98462Y100 30520 2312384 SH X 1476315 0 836069 ZOLTEK COMPANIES INC Common 98975W104 385 19585 SH X 3867 0 15718
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