-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EqhIsQ93RPYDiTZzy9EvLOgmhb2s34HnIkxarXd9laCRmI8bKoTcIpbjyLOv13HP Woob1bLqpvSo69qRRYiEfQ== 0000919574-99-000942.txt : 19990816 0000919574-99-000942.hdr.sgml : 19990816 ACCESSION NUMBER: 0000919574-99-000942 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04575 FILM NUMBER: 99689769 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 Form 13F File Number: 28-3496 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Cobos Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place, and Date of Signing: /s/ Peter J. Cobos New York, New York August 13, 1999 _______________________ ___________________ _______________ [Signature] [City, State] [Date] Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 176 Form 13F Information Table Value Total: $1,691,840 [thousands] List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-3498 Mark Kingdon 3 Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - ------------------- --------- --------- ------------ ----------- ---- ---- ----------- ---- -------- ------ ---- Aluminum Co. Common Stock 01381710 24,750,000.00 400,000 X Shared-Other 1 400,000 American Bankers Ins. Common Stock 02445610 27,763,125.00 510,000 X Shared-Other 1 510,000 Ace Ltd. Common Stock G0070K10 18,560,250.00 657,000 X Shared-Other 1 657,000 ADC Telecomm. Common Stock 00088610 501,187.00 11,000 X Shared-Other 1 11,000 Advance Paradigm Common Stock 00749110 5,121,250.00 85,000 X Shared-Other 1 85,000 AMFM Inc Common Stock 00169310 6,882,812.00 125,000 X Shared-Other 1 125,000 Allergan Inc. Common Stock 01849010 5,550,000.00 50,000 X Shared-Other 1 50,000 American Int'l Common Stock 02687410 11,725,000.00 100,000 X Shared-Other 1 100,000 Alyn Corp. Common Stock 02261110 9,706,365.00 3,235,455 X Shared-Other 1 3,235,455 Amgen Common Stock 03116210 4,560,937.00 75,000 X Shared-Other 1 75,000 AON Corp Common Stock 03738910 5,816,250.00 141,000 X Shared-Other 1 141,000 Apache Corp. Common Stock 03741110 13,650,000.00 350,000 X Shared-Other 1 350,000 AppNet Systems Inc. Common Stock 03831Q10 5,710,937.00 425,000 X Shared-Other 1 425,000 Atlantic Richfield Common Stock 04882510 35,514,062.00 425,000 X Shared-Other 1 425,000 Alza Corp. Common Stock 02261510 12,718,750.00 250,000 X Shared-Other 1 250,000 Baxter Int'l. Common Stock 07181310 5,153,125.00 85,000 X Shared-Other 1 85,000 Black and Decker Common Stock 09179710 17,611,875.00 279,000 X Shared-Other 1 279,000 Browning Ferris Industrie Common Stock 11588510 4,816,000.00 112,000 X Shared-Other 1 112,000 Bally Total Fitness Common Stock 05873K10 33,445,612.00 1,178,700 X Shared-Other 1 1,178,700 Biogen Common Stock 09059710 2,572,500.00 40,000 X Shared-Other 1 40,000 Big Flower Press Common Stock 08915910 2,652,000.00 83,200 X Shared-Other 1 83,200 Bausch and Lomb Common Stock 07170710 5,737,500.00 75,000 X Shared-Other 1 75,000 Bowater Common Stock 10218310 11,843,750.00 250,000 X Shared-Other 1 250,000 Embratel Part. Common Stock 29081N10 6,590,625.00 475,000 X Shared-Other 1 475,000 Telecom Brasilerias Common Stock 87928730 9,000,000.00 100,000 X Shared-Other 1 100,000 Broadvision Inc. Common Stock 11141210 14,750,000.00 200,000 X Shared-Other 1 200,000 NOVA Chemicals Corp Common Stock 66977W10 17,589,575.00 745,900 X Shared-Other 1 745,900 Talisman Energy Common Stock 87425E10 8,976,348.00 327,900 X Shared-Other 1 327,900 Cardinal Health Common Stock 14149Y10 4,809,375.00 75,000 X Shared-Other 1 75,000 Caterpillar Common Stock 14912310 6,000,000.00 100,000 X Shared-Other 1 100,000 Comdisco Inc Common Stock 20033610 36,664,250.00 1,430,800 X Shared-Other 1 1,430,800 Concord EFS Inc Common Stock 20619710 10,578,125.00 250,000 X Shared-Other 1 250,000 Corporate Express Common Stock 21988810 6,968,750.00 1,000,000 X Shared-Other 1 1,000,000 Commercial Federal Corp Common Stock 20164710 5,054,875.00 218,000 X Shared-Other 1 218,000 Columbia Energy Common Stock 19764810 6,268,750.00 100,000 X Shared-Other 1 100,000 CG Aug 65 Puts Puts 19764895 78,125.00 250 X Shared-Other 1 250 Chase Manhattan Common Stock 16161A10 21,625,000.00 250,000 X Shared-Other 1 250,000 Concentric Network Common Stock 20589R10 5,595,937.00 141,000 X Shared-Other 1 141,000 Columbia Health Common Stock 19767710 9,125,000.00 400,000 X Shared-Other 1 400,000 4 Covad Communications Common Stock 22281420 10,383,750.00 195,000 X Shared-Other 1 195,000 Conceptus Corp. Common Stock 20601610 462,962.00 400,400 X Shared-Other 1 400,400 CyberSource Corp Common Stock 23251J10 146,250.00 10,000 X Shared-Other 1 10,000 Cytec Industries Common Stock 23282010 11,025,000.00 350,000 X Shared-Other 1 350,000 DoubleClick Inc Common Stock 25860930 7,314,510.00 79,940 X Shared-Other 1 79,940 Dayton Hudson Common Stock 23975310 21,125,000.00 325,000 X Shared-Other 1 325,000 Donaldson Lufkin Common Stock 25766110 8,802,525.00 146,100 X Shared-Other 1 146,100 Dime Bancorp. Inc. Common Stock 25429Q10 4,570,387.00 227,100 X Shared-Other 1 227,100 Diamond Offshore Common Stock 25271C10 17,025,000.00 600,000 X Shared-Other 1 600,000 DSP Group Common Stock 23332B10 12,322,969.00 342,900 X Shared-Other 1 342,900 Engelhard Corp Common Stock 29284510 7,059,000.00 312,000 X Shared-Other 1 312,000 El Paso Electric Common Stock 28367785 7,202,731.00 805,900 X Shared-Other 1 805,900 E-loan Inc Common Stock 26861P10 288,750.00 7,500 X Shared-Other 1 7,500 Electronics For Imaging Common Stock 28608210 3,467,812.00 67,500 X Shared-Other 1 67,500 Earthgrains Co. Common Stock 27031910 5,162,500.00 200,000 X Shared-Other 1 200,000 Elan Corp. PLC Common Stock 28413120 11,100,000.00 400,000 X Shared-Other 1 400,000 Eastman Chemical Common Stock 27743210 7,245,000.00 140,000 X Shared-Other 1 140,000 Enron Oil & Gas Common Stock 29356210 17,212,500.00 850,000 X Shared-Other 1 850,000 ENSCO Intl. Common Stock 26874Q10 6,998,062.00 351,000 X Shared-Other 1 351,000 Exodus Comm. Common Stock 30208810 18,104,925.00 150,953 X Shared-Other 1 150,953 Furniture Brands Common Stock 36092110 6,837,737.00 245,300 X Shared-Other 1 245,300 Federal Express Common Stock 31304N10 8,137,500.00 150,000 X Shared-Other 1 150,000 Flowers Industries Common Stock 34349610 5,421,875.00 250,000 X Shared-Other 1 250,000 Fremont General Common Stock 35728810 2,831,250.00 150,000 X Shared-Other 1 150,000 Freddie Mac Common Stock 31340030 11,600,000.00 200,000 X Shared-Other 1 200,000 Galileo Tech. Common Stock M4729810 761,250.00 16,800 X Shared-Other 1 16,800 Cadbury Schweppes ADR Common Stock 12720930 4,699,312.00 176,500 X Shared-Other 1 176,500 Glaxo Wellcome ADR Common Stock 37733W10 9,201,562.00 162,500 X Shared-Other 1 162,500 Gaylord Containers Common Stock 36814510 3,175,000.00 400,000 X Shared-Other 1 400,000 Getty Images Inc Common Stock 37427610 2,197,050.00 116,400 X Shared-Other 1 116,400 Gap Stores Common Stock 36476010 18,890,625.00 375,000 X Shared-Other 1 375,000 Goldman Sachs Common Stock 38141G10 36,125,000.00 500,000 X Shared-Other 1 500,000 GST Telecommunications Common Stock 36194210 3,938,812.00 300,100 X Shared-Other 1 300,100 Global Telesystems Common Stock 37936U10 16,543,625.00 204,400 X Shared-Other 1 204,400 Hasbro Common Stock 41805610 13,968,750.00 500,000 X Shared-Other 1 500,000 Home Depot Common Stock 43707610 21,103,281.00 327,500 X Shared-Other 1 327,500 HEICO Corp Class A Class A 42280620 4,200,000.00 175,000 X Shared-Other 1 175,000 Health Managment Sys. Common Stock 42219M10 2,446,875.00 450,000 X Shared-Other 1 450,000 High Speed Access Corp Common Stock 42979U10 1,281,250.00 50,000 X Shared-Other 1 50,000 Hussmann Intl. Common Stock 44811010 7,453,125.00 450,000 X Shared-Other 1 450,000 Interstate Bakeries Common Stock 46072H10 3,365,625.00 150,000 X Shared-Other 1 150,000 Intimate Brands Inc. Common Stock 46115610 5,921,875.00 125,000 X Shared-Other 1 125,000 ICG Comm. Common Stock 44924610 8,550,000.00 400,000 X Shared-Other 1 400,000 Intermedia Comm. Common Stock 45880110 6,586,250.00 220,000 X Shared-Other 1 220,000 Asia Pulp Paper ADR Common Stock 04516V10 3,368,750.00 350,000 X Shared-Other 1 350,000 IDX Systems Corp Common Stock 44949110 4,500,000.00 200,000 X Shared-Other 1 200,000 International Home Food Common Stock 45965510 3,687,500.00 200,000 X Shared-Other 1 200,000 Immunex Corp Common Stock 45252810 19,115,625.00 150,000 X Shared-Other 1 150,000 InSiteVision Common Stock 45766010 1,209,000.00 624,000 X Shared-Other 1 624,000 5 I 2 Tech. Common Stock 46575410 3,182,000.00 74,000 X Shared-Other 1 74,000 Jones Apparel Inc. Common Stock 48007410 19,043,437.00 555,000 X Shared-Other 1 555,000 Jones Intercable Common Stock 48020620 11,882,500.00 242,500 X Shared-Other 1 242,500 Kellstrom Common Stock 48803510 1,474,600.00 80,800 X Shared-Other 1 80,800 Kushner-Locke Co. Common Stock 50133740 2,188,752.00 400,000 X Shared-Other 1 400,000 KN Energy Inc. Common Stock 48262010 3,985,750.00 298,000 X Shared-Other 1 298,000 KEPCO ADR Common Stock 50063110 19,270,000.00 940,000 X Shared-Other 1 940,000 Korea Telecom Corp.ADR Common Stock 50063P10 17,345,440.00 433,636 X Shared-Other 1 433,636 Pohang Iron&Steel ADR Common Stock 73045010 2,262,825.00 67,800 X Shared-Other 1 67,800 Laser Mortgage Common Stock 51806D10 5,593,156.00 1,627,100 X Shared-Other 1 1,627,100 Level 3 Comm. Common Stock 52729N10 7,712,025.00 128,400 X Shared-Other 1 128,400 Lyondell Common Stock 55207810 7,631,250.00 370,000 X Shared-Other 1 370,000 McLeod Inc. Common Stock 58226610 8,250,000.00 150,000 X Shared-Other 1 150,000 Millicom Intl. Cellular S Common Stock L6388F10 1,797,787.00 57,300 X Shared-Other 1 57,300 Mobil Common Stock 60705910 54,312,500.00 550,000 X Shared-Other 1 550,000 Molex Common Stock 60855410 7,411,875.00 201,000 X Shared-Other 1 201,000 Marine Drilling Comp. Common Stock 56824020 15,041,194.00 1,098,900 X Shared-Other 1 1,098,900 Cemex 'B' ADR Common Stock 15129020 4,994,650.00 500,000 X Shared-Other 1 500,000 Maytag Common Stock 57859210 10,471,875.00 150,000 X Shared-Other 1 150,000 Mylan Labs Common Stock 62853010 7,287,500.00 275,000 X Shared-Other 1 275,000 Noble Drilling Common Stock 65504210 11,812,500.00 600,000 X Shared-Other 1 600,000 Newbridge Network Common Stock 65090110 12,218,750.00 425,000 X Shared-Other 1 425,000 National Oilwell Inc. Common Stock 63707110 5,695,200.00 406,800 X Shared-Other 1 406,800 Novell Common Stock 67000610 9,632,750.00 363,500 X Shared-Other 1 363,500 Nat'l Semiconductor Common Stock 63764010 16,453,125.00 650,000 X Shared-Other 1 650,000 News Corp. ADR Common Stock 65248770 5,296,875.00 150,000 X Shared-Other 1 150,000 Banc One Corp Common Stock 06423A10 17,868,750.00 300,000 X Shared-Other 1 300,000 Outdoor Systems Common Stock 69005710 3,650,000.00 100,000 X Shared-Other 1 100,000 O Sullivan Industries Common Stock 68860910 3,427,200.00 201,600 X Shared-Other 1 201,600 Pairgain Tech. Common Stock 69593410 7,164,500.00 623,000 X Shared-Other 1 623,000 Priceline.com Inc Common Stock 74150310 9,320,850.00 80,700 X Shared-Other 1 80,700 P-Com Inc. Common Stock 69326210 5,380,009.00 1,030,900 X Shared-Other 1 1,030,900 Phelps Dodge Corp. Common Stock 71726510 7,934,194.00 128,100 X Shared-Other 1 128,100 Pfizer Inc. Common Stock 71708110 10,900,000.00 100,000 X Shared-Other 1 100,000 Phone.com Inc Common Stock 71920Q10 8,646,400.00 154,400 X Shared-Other 1 154,400 Phycor Common Stock 71940F10 5,162,500.00 700,000 X Shared-Other 1 700,000 Premier Parks Common Stock 74054020 14,718,375.00 400,500 X Shared-Other 1 400,500 Parametric Tech. Common Stock 69917310 14,707,500.00 1,060,000 X Shared-Other 1 1,060,000 Park Place Ent. Common Stock 70069010 11,475,000.00 1,200,000 X Shared-Other 1 1,200,000 Polaroid Corp Common Stock 73109510 9,625,000.00 350,000 X Shared-Other 1 350,000 Psinet Common Stock 74437C10 8,960,306.00 205,100 X Shared-Other 1 205,100 Physician Sales Common Stock 69366A10 11,125,000.00 1,000,000 X Shared-Other 1 1,000,000 Providian Corp. Common Stock 74406A10 14,686,875.00 157,500 X Shared-Other 1 157,500 Praxair Common Stock 74005P10 8,588,531.00 175,500 X Shared-Other 1 175,500 PXRE Corp. Common Stock 69367410 1,812,500.00 100,000 X Shared-Other 1 100,000 PennzEnergy Co. Common Stock 70931Q10 5,526,150.00 332,400 X Shared-Other 1 332,400 Ralston Purina Common Stock 75127730 9,131,250.00 300,000 X Shared-Other 1 300,000 Reynolds Metals Common Stock 76176310 26,550,000.00 450,000 X Shared-Other 1 450,000 Raytheon Co Class B Class B 75511140 4,582,500.00 65,000 X Shared-Other 1 65,000 IMS Health Inc. Common Stock 44993410 6,250,000.00 200,000 X Shared-Other 1 200,000 6 Raychem Corp Common Stock 75460310 851,000.00 23,000 X Shared-Other 1 23,000 Saville Systems Common Stock 80517410 6,656,950.00 459,100 X Shared-Other 1 459,100 Sinclair Broadcast Common Stock 82922610 3,250,000.00 200,000 X Shared-Other 1 200,000 Symbol Technologies Common Stock 87150810 24,337,500.00 660,000 X Shared-Other 1 660,000 Stolt Comex Seaway Common Stock L8873E10 4,233,094.00 391,500 X Shared-Other 1 391,500 Serologicals Corp Common Stock 81752310 2,641,437.00 325,100 X Shared-Other 1 325,100 SFX Entertainment Common Stock 78417810 3,200,000.00 50,000 X Shared-Other 1 50,000 Silicon Graphics Common Stock 82705610 6,550,000.00 400,000 X Shared-Other 1 400,000 Shopko Stores Inc. Common Stock 82491110 13,307,900.00 364,600 X Shared-Other 1 364,600 Saks Inc Common Stock 79377W10 7,247,625.00 251,000 X Shared-Other 1 251,000 Schlumberger Common Stock 80685710 12,737,500.00 200,000 X Shared-Other 1 200,000 SLI Inc Common Stock 78442T10 6,750,000.00 250,000 X Shared-Other 1 250,000 Spectrian Corp Common Stock 84760810 5,075,000.00 350,000 X Shared-Other 1 350,000 SPX Corp Common Stock 78463510 8,408,450.00 100,700 X Shared-Other 1 100,700 Sequent Computer Systems Common Stock 81733810 11,054,687.00 625,000 X Shared-Other 1 625,000 US SEARCH.com Inc Common Stock 90340410 1,753,125.00 220,000 X Shared-Other 1 220,000 ARV Assisted Living Common Stock 00204C10 3,086,800.00 771,700 X Shared-Other 1 771,700 Smurfit Stone Common Stock 83272710 8,200,000.00 400,000 X Shared-Other 1 400,000 St.Jude Medical Common Stock 79084910 10,687,500.00 300,000 X Shared-Other 1 300,000 Stillwater Mining Common Stock 86074Q10 13,133,250.00 404,100 X Shared-Other 1 404,100 Safeway Common Stock 78651420 6,484,500.00 131,000 X Shared-Other 1 131,000 Stryker Corp Common Stock 86366710 3,006,250.00 50,000 X Shared-Other 1 50,000 Transamerica Corp. Common Stock 89348510 8,250,000.00 110,000 X Shared-Other 1 110,000 TJX Co. Common Stock 87254010 11,659,375.00 350,000 X Shared-Other 1 350,000 Tom Brown Inc. Common Stock 11566020 2,712,500.00 175,000 X Shared-Other 1 175,000 Thermo Electron Corp Common Stock 88355610 5,015,625.00 250,000 X Shared-Other 1 250,000 Topps Company Inc. Common Stock 89078610 5,752,187.00 790,000 X Shared-Other 1 790,000 Tosco Corp Common Stock 89149030 6,691,875.00 258,000 X Shared-Other 1 258,000 Total Renal Care Common Stock 89151A10 22,954,687.00 1,475,000 X Shared-Other 1 1,475,000 Union Carbide Common Stock 90558110 24,218,750.00 500,000 X Shared-Other 1 500,000 Union Pacific Corp. Common Stock 90781810 17,493,750.00 300,000 X Shared-Other 1 300,000 Union Pacific Res. Common Stock 90783410 6,944,231.00 425,700 X Shared-Other 1 425,700 Visible Genetics Inc. Common Stock 92829S10 4,241,800.00 267,200 X Shared-Other 1 267,200 Witco Corp. Common Stock 97738510 14,818,425.00 750,300 X Shared-Other 1 750,300 Wellpoint Health Common Stock 94973H10 14,428,750.00 170,000 X Shared-Other 1 170,000 XL Capital Ltd. Common Stock G9825510 10,418,600.00 184,400 X Shared-Other 1 184,400 Tricon Global Resturants Common Stock 89595310 10,013,125.00 185,000 X Shared-Other 1 185,000 Impala Platinum ADR Common Stock 45255320 7,956,238.00 315,000 X Shared-Other 1 315,000 Grand Total 1,691,840,351
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