-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C/xy+y9UnwW3sdrb/hwfo8EeqEuzrVWE7EcP5dj7rrczcgGl/l/ETrGRMEFfU9Ep Xs7ml87huiKM6S0cJaUwGQ== 0001011443-02-000035.txt : 20020415 0001011443-02-000035.hdr.sgml : 20020415 ACCESSION NUMBER: 0001011443-02-000035 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20020329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 02594006 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 f0006a1.txt HBK INVESTMENTS L.P. SCH 13F A-1 6/30/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 6/30/00 Check here if Amendment [X]; Amendment Number: 1 This Amendment (check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas March 29, 2002 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $308,246 (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE ADVANTA CORP CL B 007942204 1956 227200 SHR SOLE 227200 0 0 ALPINE GROUP INC COM 020825105 1507 231900 SHR SOLE 231900 0 0 AMGEN INC COM 031162100 204 2900 SHR SOLE 2900 0 0 BANK TOKYO-MITSUBISHI LTD SPONSORED ADR 065379109 3276 270000 SHR SOLE 270000 0 0 BIO TECHNOLOGY GEN CORP COM 090578105 528 40000 SHR SOLE 40000 0 0 BRIGHTPOINT INC SBLYON ZRO144A18 109473AA6 573 1900000 PRN SOLE 1900000 0 0 BRIGHTPOINT INC SB LYON ZERO 18 109473AC2 23 75000 PRN SOLE 75000 0 0 CKE RESTAURANTS INC SB NT CV 4.25%04 12561EAB1 10842 23094000 PRN SOLE 23094000 0 0 CAPSTAR HOTEL CO SUB NT CV4.75%04 140918AC7 5408 7060000 PRN SOLE 7060000 0 0 CENDANT CORP RT PUR PRIDES 151313111 5103 604800 SHR SOLE 604800 0 0 CHASE MANHATTAN CORP NEW COM 16161A108 3224 70000 SHR SOLE 70000 0 0 CISCO SYS INC COM 17275R102 3687 58000 SHR SOLE 58000 0 0 ELAN PLC WT EXP 011403 284131802 9931 200500 SHR SOLE 200500 0 0 FLOWERS INDS INC COM 343496105 2217 111200 SHR SOLE 111200 0 0 HRPT PPTYS TR SB DBCV-A 7.5%03 40426WAB7 5191 5535000 PRN SOLE 5535000 0 0 HEALTHCARE RLTY TR SB DB CV 6.55%02 421946AA2 7096 8400000 PRN SOLE 8400000 0 0 IMMUNEX CORP NEW COM 452528102 578 11700 SHR SOLE 11700 0 0 KEEBLER FOODS CO COM 487256109 7194 194100 SHR SOLE 194100 0 0 KELLSTROM INDS INC SB NT CV 5.75%02 488035AC0 2138 5090000 PRN SOLE 5090000 0 0 LAMAR ADVERTISING CO NT CV 5.25%06 512815AF8 3339 3000000 PRN SOLE 3000000 0 0 LOOKSMART LTD COM 543442107 222 12000 SHR SOLE 12000 0 0 MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262XAA2 86228 83920000 PRN SOLE 83920000 0 0 MEDITRUST CORP DEB CONV 7.5%01 58501TAC2 19162 21895000 PRN SOLE 21895000 0 0 MEDTRONIC INC COM 585055106 2600 52200 SHR SOLE 52200 0 0 METHODE ELECTRS INC CL A 591520200 1546 40000 SHR SOLE 40000 0 0 MICROSOFT CORP COM 594918104 640 8000 SHR SOLE 8000 0 0 MOLEX INC COM 608554101 2986 62000 SHR SOLE 62000 0 0 MOLEX INC CL A 608554200 1153 32900 SHR SOLE 32900 0 0 NEWS CORP LTD SP ADR PFD 652487802 3008 64000 SHR SOLE 64000 0 0 NORTH AMERN VACCINE INC SB NT CV 144A 03 657201AA7 3317 3350000 PRN SOLE 3350000 0 0 NORTH AMERN VACCINE INC SUB NT CV 6.5%03 657201AC3 10248 10345000 PRN SOLE 10345000 0 0 OMEGA HEALTHCARE INVS INC SUB DB CV 8.5%01 681936AG5 1034 1150000 PRN SOLE 1150000 0 0 ORACLE CORP COM 68389X105 1316 16000 SHR SOLE 16000 0 0 ORGANOGENESIS INC COM 685906109 515 45000 SHR SOLE 45000 0 0 PAINE WEBBER GROUP INC COM 695629105 187 4100 SHR SOLE 4100 0 0 RAYTHEON CO CL B 755111408 264 13700 SHR SOLE 13700 0 0 RITE AID CORP COM 767754104 6505 991200 SHR SOLE 991200 0 0 SEAGATE TECHNOLOGY COM 811804103 78217 1398300 SHR SOLE 1398300 0 0 SERVICEMASTER CO COM 81760N109 74 6500 SHR SOLE 6500 0 0 SUPERIOR TELECOM INC COM 868365107 682 68640 SHR SOLE 68640 0 0 THERMO FIBERTEK INC SUB DB CV 144A04 88355WAA3 1566 1900000 PRN SOLE 1900000 0 0 TOTAL RENAL CARE HLDGS INC COM 89151A107 1353 225000 SHR SOLE 225000 0 0 UNITED STATES CELLULAR CORP COM 911684108 6869 109900 SHR SOLE 109900 0 0 UNITEDGLOBALCOM CL A 913247508 2727 58300 SHR SOLE 58300 0 0 WINSTAR COMMUNICATIONS INC COM 975515107 30 900 SHR SOLE 900 0 0 ZIFF-DAVIS INC COM ZD 989511100 1785 197000 SHR SOLE 197000 0 0
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