-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HB2/GI76CpQljPIChCnn7Yz0FdOr2NqvEjSIQTR/xKc+bHb4T3ipsSQD83IQEsZ1 Giy8cQopyJA+erXZcQVjIA== 0001011443-02-000052.txt : 20020515 0001011443-02-000052.hdr.sgml : 20020515 20020515170624 ACCESSION NUMBER: 0001011443-02-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 02653574 BUSINESS ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 300 CRESCENT CT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 form13f0203.txt HBK INVESTMENTS L.P. SCH 13F 03/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 03/31/02 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments, L.P. Address: 300 Crescent Court, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Laurence H. Lebowitz Title: Managing Director Phone: (214) 758-6124 Signature, Place, and Date of Signing: /X/ Laurence H. Lebowitz Dallas, Texas May 15, 2002 Managing Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $265,942 (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE NORTEL NETWORKS CORP NEW COM 656568102 245 54600 SHR SOLE 54600 0 0 ALPINE GROUP INC COM 020825105 245 158000 SHR SOLE 158000 0 0 INSTINET GROUP INC COM 457750107 251 38658 SHR SOLE 38658 0 0 ITC DELTACOM INC COM 45031T104 252 786250 SHR SOLE 786250 0 0 FOOT LOCKER INC COM 344849104 264 16300 SHR SOLE 16300 0 0 DOLLAR GEN CORP COM 256669102 265 16300 SHR SOLE 16300 0 0 TOYS R US INC COM 892335100 269 15000 SHR SOLE 15000 0 0 LYONDELL CHEMICAL CO COM 552078107 292 17600 SHR SOLE 17600 0 0 NORDIC AMERICAN TANKER SHIPPNG COM G65773106 292 19100 SHR SOLE 19100 0 0 MARATHON OIL CORP COM 565849106 300 10400 SHR SOLE 10400 0 0 UNITED STATES STL CORP NEW COM 912909108 309 17000 SHR SOLE 17000 0 0 PUGET ENERGY INC NEW COM 745310102 310 14900 SHR SOLE 14900 0 0 STARBUCKS CORP COM 855244109 311 13470 SHR SOLE 13470 0 0 COMMUNITY HEALTH SYS INC NEWCO COM 203668108 316 14300 SHR SOLE 14300 0 0 ABGENIX INC COM 00339B107 319 16872 SHR SOLE 16872 0 0 METRO GOLDWYN MAYER INC COM 591610100 321 19300 SHR SOLE 19300 0 0 LIZ CLAIBORNE INC COM 539320101 329 11600 SHR SOLE 11600 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 331 12400 SHR SOLE 12400 0 0 SEPRACOR INC COM 817315104 345 17823 SHR SOLE 17823 0 0 PANAMSAT CORP NEW COM 697933109 346 15135 SHR SOLE 15135 0 0 FIDELITY NATL FINL INC COM 316326107 353 13400 SHR SOLE 13400 0 0 IVAX CORP COM 465823102 363 22600 SHR SOLE 22600 0 0 OVERTURE SVCS INC COM 69039R100 377 13500 SHR SOLE 13500 0 0 ALTERA CORP COM 021441100 377 17281 SHR SOLE 17281 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 381 23100 SHR SOLE 23100 0 0 APPLE COMPUTER INC COM 037833100 387 16361 SHR SOLE 16361 0 0 MCKESSON CORP COM 58155Q103 389 10400 SHR SOLE 10400 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 390 10550 SHR SOLE 10550 0 0 CITRIX SYS INC COM 177376100 409 23671 SHR SOLE 23671 0 0 TRANSOCEAN SEDCO FOREX INC ORD G90078109 412 12400 SHR SOLE 12400 0 0 QUEST SOFTWARE INC COM 74834T103 436 28817 SHR SOLE 28817 0 0 LINCARE HLDGS INC COM 532791100 450 16586 SHR SOLE 16586 0 0 COGNOS INC COM 19244C109 458 16650 SHR SOLE 16650 0 0 MILLENNIUM CELL INC COM 60038B105 459 115700 SHR SOLE 115700 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 463 18100 SHR SOLE 18100 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 482 38000 SHR SOLE 38000 0 0 MICRON TECHNOLOGY INC COM 595112103 487 14800 SHR SOLE 14800 0 0 SUNGARD DATA SYS INC COM 867363103 488 14800 SHR SOLE 14800 0 0 HONEYWELL INTL INC COM 438516106 498 13000 SHR SOLE 13000 0 0 ADVANTA CORP CL B 007942204 505 42400 SHR SOLE 42400 0 0 BOEING CO COM 097023105 516 10700 SHR SOLE 10700 0 0 MIPS TECHNOLOGIES INC CL B 604567206 520 76494 SHR SOLE 76494 0 0 SYNAVANT INC COM 87157A105 522 154100 SHR SOLE 154100 0 0 SABRE HLDGS CORP CL A 785905100 528 11300 SHR SOLE 11300 0 0 ALCOA INC COM 013817101 532 14100 SHR SOLE 14100 0 0 RPM INC OHIO COM 749685103 538 34600 SHR SOLE 34600 0 0 NISSAN MOTORS SPONSORED ADR 654744408 538 37500 SHR SOLE 37500 0 0 STANLEY WKS COM 854616109 541 11700 SHR SOLE 11700 0 0 PROTEIN DESIGN LABS INC COM 74369L103 542 31617 SHR SOLE 31617 0 0 ALCAN INC COM 013716105 547 13800 SHR SOLE 13800 0 0 PARKER HANNIFIN CORP COM 701094104 564 11300 SHR SOLE 11300 0 0 HYPERCOM CORP COM 44913M105 568 100000 SHR SOLE 100000 0 0 XILINX INC COM 983919101 577 14460 SHR SOLE 14460 0 0 BROADCOM CORP CL A 111320107 585 16290 SHR SOLE 16290 0 0 MENTOR GRAPHICS CORP COM 587200106 602 28500 SHR SOLE 28500 0 0 UNITED RENTALS INC COM 911363109 621 22600 SHR SOLE 22600 0 0 AQUILA INC COM 03840P102 626 25200 SHR SOLE 25200 0 0 CATERPILLAR INC DEL COM 149123101 637 11200 SHR SOLE 11200 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 644 15600 SHR SOLE 15600 0 0 INTERNET SEC SYS INC COM 46060X107 674 29317 SHR SOLE 29317 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 697 39696 SHR SOLE 39696 0 0 WATERS CORP COM 941848103 716 25600 SHR SOLE 25600 0 0 LAMAR ADVERTISING CO CL A 512815101 735 18100 SHR SOLE 18100 0 0 PAYCHEX INC COM 704326107 736 18544 SHR SOLE 18544 0 0 I2 TECHNOLOGIES INC COM 465754109 743 146600 SHR SOLE 146600 0 0 AMERISOURCEBERGEN CORP COM 03073E105 744 10900 SHR SOLE 10900 0 0 ADVANCEPCS COM 00790K109 751 24915 SHR SOLE 24915 0 0 SBC COMMUNICATIONS INC COM 78387G103 756 20200 SHR SOLE 20200 0 0 CROWN CASTLE INTL CORP COM 228227104 758 114600 SHR SOLE 114600 0 0 DELL COMPUTER CORP COM 247025109 772 29600 SHR SOLE 29600 0 0 APPLIED MICRO CIRCUITS CORP COM 03822W109 796 99451 SHR SOLE 99451 0 0 MILLENNIUM PHARMACEUTICALS INC COM 599902103 797 35742 SHR SOLE 35742 0 0 METRIS COS INC COM 591598107 818 40900 SHR SOLE 40900 0 0 ANADARKO PETE CORP COM 032511107 835 14800 SHR SOLE 14800 0 0 KLA-TENCOR CORP COM 482480100 839 12632 SHR SOLE 12632 0 0 NEWELL RUBBERMAID INC COM 651229106 850 26600 SHR SOLE 26600 0 0 AMERICAN EXPRESS CO COM 025816109 946 23100 SHR SOLE 23100 0 0 DISNEY WALT CO COM 254687106 983 42600 SHR SOLE 42600 0 0 ADAPTEC INC COM 00651F108 994 74600 SHR SOLE 74600 0 0 WORLDCOM INC GA NEW COM 98157D304 996 168200 SHR SOLE 168200 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1025 50000 SHR SOLE 50000 0 0 LOCKHEED MARTIN CORP COM 539830109 1048 18200 SHR SOLE 18200 0 0 INVITROGEN CORP COM 46185R100 1061 30981 SHR SOLE 30981 0 0 PENNEY J C INC COM 708160106 1085 52400 SHR SOLE 52400 0 0 CENTERSPAN COMMUNICATIONS CORP COM 152012100 1179 166667 SHR SOLE 166667 0 0 QUALCOMM INC COM 747525103 1212 32226 SHR SOLE 32226 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1258 96100 SHR SOLE 96100 0 0 BEA SYS INC COM 073325102 1266 92274 SHR SOLE 92274 0 0 AMDOCS LTD ORD G02602103 1267 47400 SHR SOLE 47400 0 0 ANDRX GROUP COM 034553107 1305 34400 SHR SOLE 34400 0 0 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 1310 52870 SHR SOLE 52870 0 0 SCHERING PLOUGH CORP COM 806605101 1324 42300 SHR SOLE 42300 0 0 CENTEX CORP COM 152312104 1433 27600 SHR SOLE 27600 0 0 EMERSON ELEC CO COM 291011104 1469 25600 SHR SOLE 25600 0 0 UBIQUITEL INC COM 903474302 1482 610000 SHR SOLE 610000 0 0 HCA INC COM 404119109 1538 34900 SHR SOLE 34900 0 0 BIOMET INC COM 090613100 1571 58073 SHR SOLE 58073 0 0 MCDATA CORP CL A 580031201 1760 148300 SHR SOLE 148300 0 0 FREEPORT-MCMORAN COPPER & GOLD CL A 35671D105 1804 102600 SHR SOLE 102600 0 0 ELECTRONIC DATA SYS NEW COM 285661104 1902 32800 SHR SOLE 32800 0 0 COSTCO WHSL CORP NEW COM 22160K105 1968 49458 SHR SOLE 49458 0 0 AOL TIME WARNER INC COM 00184A105 2013 85100 SHR SOLE 85100 0 0 GENERAL ELEC CO COM 369604103 2075 55400 SHR SOLE 55400 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2091 51600 SHR SOLE 51600 0 0 NVIDIA CORP COM 67066G104 2101 47324 SHR SOLE 47324 0 0 TRIMBLE NAVIGATION LTD COM 896239100 2201 133334 SHR SOLE 133334 0 0 SOLECTRON CORP COM 834182107 2206 282800 SHR SOLE 282800 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 2291 33800 SHR SOLE 33800 0 0 ENTREMED INC COM 29382F103 2452 322581 SHR SOLE 322581 0 0 QWEST COMMUNICATIONS INTL INC COM 749121109 2630 320000 SHR SOLE 320000 0 0 MERCK & CO INC COM 589331107 2888 50200 SHR SOLE 50200 0 0 NANOPHASE TCHNOLOGIES CORP COM 630079101 3487 550000 SHR SOLE 550000 0 0 ECTEL LTD ORD M29925100 3525 250000 SHR SOLE 250000 0 0 NEXTEL COMMUNICATIONS INC CL A 65332V103 4195 781866 SHR SOLE 781866 0 0 WORLDCOM INC GA NEW COM 98157D106 4381 650000 SHR SOLE 650000 0 0 LUCENT TECHNOLOGIES INC COM 549463107 4977 1052200 SHR SOLE 1052200 0 0 TRW INC COM 872649108 5147 100000 SHR SOLE 100000 0 0 COMPAQ COMPUTER CORP COM 204493100 5486 525000 SHR SOLE 525000 0 0 AIRGATE PCS INC COM 009367103 5566 397700 SHR SOLE 397700 0 0 ALLIANCE SEMICONDUCTOR CORP COM 01877H100 5592 485200 SHR SOLE 485200 0 0 CIRCUIT CITY STORE INC COM 172737108 1086 60200 SHR SOLE 300000 0 0 GAMESTOP CORP CL A 36466R101 9045 450000 SHR SOLE 450000 0 0 CENDANT CORP DEB ZERO CV 21 151313AH6 25020 25000 PRN SOLE 25000 0 0 ADELPHIA COMMUNICATIONS CORP SUB NT CONV 6%06 006848BG9 29473 40000 PRN SOLE 40000 0 0 MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262XAA2 29970 30000 PRN SOLE 30000 0 0 IMPAC MTG HLDGS INC COM 45254P102 34617 3674788 SHR SOLE 3674788 0 0
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