-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FmoFDHzWpwm43ID/DSXxJDUJkf/PTJKdx40lm9z/ov3q51+PQw74O94AfwlskKjd IHkHI18G3DMmO3S8s/zYbA== 0001356783-07-000004.txt : 20070504 0001356783-07-000004.hdr.sgml : 20070504 20070504163836 ACCESSION NUMBER: 0001356783-07-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070504 DATE AS OF CHANGE: 20070504 EFFECTIVENESS DATE: 20070504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial CORP CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 07820929 BUSINESS ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 13F-HR 1 phocas200703.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2007 Check here if Amendment ; Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Phocas Financial Corporation Address: 980 Atlantic Avenue Suite 106 Alameda, CA 94501 Form 13F File Number: 28- Person Signing this Report on Behalf of Reporting Manager: Name: James Murray Title: Secretary Phone: (510) 523 - 5800 Signature, Place, and Date of Signing: James Murray Alameda, CA 5/4/2007 [Signature] [City, State] [Date] Report Type (Check only one): X 13F HOLDINGS REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 196 Form 13F Information Table Value Total: 154 (thousands) List of Other Included Managers: NONE ABBOTT LCOM 002824101535 31525 SH SOLE 315250 0 ACADIA RCOM 004239101679 67128 SH SOLE 671280 0 ACE LTD COM G0070K10310 5125 SH SOLE 51250 0 ADMINISTCOM 00709410457 10700 SH SOLE 107000 0 AETNA INCOM 00817Y10430 9979 SH SOLE 99790 0 AFTERMARCOM 00831810408 19182 SH SOLE 191820 0 ALEXANDRCOM 015271102373 23640 SH SOLE 236400 0 AMB PROPCOM 00163T101277 21793 SH SOLE 217930 0 AMERICANCOM 02368A791155 48889 SH SOLE 488890 0 AMERICANCOM 980 Atla987 13786 SH SOLE 137860 0 AMERICANCOM Suite 10560 13993 SH SOLE 139930 0 ARCHSTONCOM 039583103489 59947 SH SOLE 599470 0 ARRIS GRCOM 04269Q10506 40463 SH SOLE 404630 0 ASTA FDGCOM 04622010344 11324 SH SOLE 113240 0 AT&T CORCOM 00206R10283 7934 SH SOLE 79340 0 ATMOS ENCOM 04956010482 15111 SH SOLE 151110 0 AVALONBACOM 053484104239 32597 SH SOLE 325970 0 BANCO LACOM P1699413454 26781 SH SOLE 267810 0 BANK OF COM 06050510420 7878 SH SOLE 78780 0 BON-TON COM 09776J10692 19981 SH SOLE 199810 0 BOSTON PCOM 1.01E+083157 28221 SH SOLE 282210 0 BRIGHAM COM 1.09E+08302 41357 SH SOLE 413570 0 BRIGHTPOCOM 1.09E+08383 28500 SH SOLE 285000 0 CAMDEN PCOM 1.33E+08865 11720 SH SOLE 117200 0 CASCADE COM 1.47E+08579 10955 SH SOLE 109550 0 CF INDUSCOM 1.25E+08781 30488 SH SOLE 304880 0 CHEVRON COM 1.67E+081199 16315 SH SOLE 163150 0 CIGNA COCOM 1.26E+08544 4140 SH SOLE 41400 0 CISCO SYCOM 17275R10570 20883 SH SOLE 208830 0 CITIGROUCOM 1.73E+08503 9035 SH SOLE 90350 0 COLGATE COM 1.94E+08209 3215 SH SOLE 32150 0 COMMERCECOM 2.01E+08415 13967 SH SOLE 139670 0 CONNS INCOM 2.08E+08255 10961 SH SOLE 109610 0 CONOCOPHCOM 20825C10329 4577 SH SOLE 45770 0 COREL COCOM 21869X10488 36180 SH SOLE 361800 0 CORUS BACOM 2.21E+08373 16197 SH SOLE 161970 0 CORUS ENCOM 2.21E+08495 13768 SH SOLE 137680 0 CT COMMUCOM 1.26E+08379 16577 SH SOLE 165770 0 CUTERA ICOM 2.32E+08515 19106 SH SOLE 191060 0 DELTA FICOM 2.48E+08440 43506 SH SOLE 435060 0 DIGITAL COM 2.54E+081830 53463 SH SOLE 534630 0 DISNEY WCOM 2.55E+08259 7565 SH SOLE 75650 0 DOWNEY FCOM 2.61E+08447 6165 SH SOLE 61650 0 DUKE ENECOM 26441C10300 9050 SH SOLE 90500 0 DYNEGY ICOM 26816Q10574 79320 SH SOLE 793200 0 E M C COCOM 2.69E+08232 17640 SH SOLE 176400 0 ELLIS PECOM 2.89E+08754 18392 SH SOLE 183920 0 ENCORE CCOM 2.93E+08547 43415 SH SOLE 434150 0 ENPRO INCOM 29355X10423 12759 SH SOLE 127590 0 EQUITY LCOM 29472R101605 29499 SH SOLE 294990 0 EXELON CCOM 30161N10322 5215 SH SOLE 52150 0 EXPRESSJCOM 30218U10652 80524 SH SOLE 805240 0 EXXON MOCOM 30231G10930 12143 SH SOLE 121430 0 FAIRCHILCOM 3.04E+08450 26820 SH SOLE 268200 0 FEDERAL NOTE 3.14E+08349 8213 SH SOLE 82130 0 FEDERAL COM 3.14E+083437 40441 SH SOLE 404410 0 FELDMAN COM 3.14E+08558 44865 SH SOLE 448650 0 FIDELITYCOM 31620R10503 21087 SH SOLE 210870 0 FIRST ADCOM 31845F10426 18563 SH SOLE 185630 0 FIRST BACOM 3.19E+08435 45700 SH SOLE 457000 0 FIRST DACOM 3.2E+08289 11330 SH SOLE 113300 0 FIRST POCOM 33610F10844 29017 SH SOLE 290170 0 FIRST RENOTE 3.36E+08231 9205 SH SOLE 92050 0 FIRSTFEDCOM 3.38E+08550 8227 SH SOLE 82270 0 FLAGSTARCOM 3.38E+08478 32215 SH SOLE 322150 0 FNB UNITCOM 3.03E+08433 23633 SH SOLE 236330 0 GAP INC COM 3.65E+08384 19719 SH SOLE 197190 0 GENENTECCOM 3.69E+08268 3310 SH SOLE 33100 0 GENERAL COM 3.7E+08707 19012 SH SOLE 190120 0 GENERAL COM 3.7E+081933 37026 SH SOLE 370260 0 GREENFIECOM 3.95E+08923 64583 SH SOLE 645830 0 HARBOR ICOM 4.12E+081778 28674 SH SOLE 286740 0 HEADWATECOM 42210P10467 19503 SH SOLE 195030 0 HEALTH CCOM 4.22E+08254 6905 SH SOLE 69050 0 HERLEY ICOM 4.27E+08398 24628 SH SOLE 246280 0 HEWLETT COM 4.28E+08203 4935 SH SOLE 49350 0 HOME DEPCOM 4.37E+08325 8103 SH SOLE 81030 0 HOST HOTCOM 44107P102550 103902 SH SOLE 1039020 0 INNOSPECCOM 45768S10747 16060 SH SOLE 160600 0 INTEGRATCOM 45812P10495 86110 SH SOLE 861100 0 INTEL COCOM 4.58E+081507 74457 SH SOLE 744570 0 INTER PACOM 4.58E+08468 24421 SH SOLE 244210 0 INTERNETCOM 46059C20602 58748 SH SOLE 587480 0 JACKSON COM 4.68E+08516 15205 SH SOLE 152050 0 JAKKS PACOM 47012E10525 24083 SH SOLE 240830 0 JDA SOFTCOM 46612K10472 34334 SH SOLE 343340 0 JOHNSON COM 4.78E+08971 14708 SH SOLE 147080 0 JULIUS BCOM 4.81E+081132 26264 SH SOLE 262640 0 K-SWISS COM 4.83E+08553 18002 SH SOLE 180020 0 KIMCO RECOM 49446R102362 52568 SH SOLE 525680 0 KORN FERCOM 5.01E+08502 21901 SH SOLE 219010 0 LABOR RECOM 5.05E+08385 21010 SH SOLE 210100 0 LABORATOCOM 50540R40393 5360 SH SOLE 53600 0 LABRANCHCOM 5.05E+08332 33832 SH SOLE 338320 0 LACLEDE COM 5.06E+08434 12397 SH SOLE 123970 0 LAZARD ECOM 52106N76492 23676 SH SOLE 236760 0 MACERICHCOM 5.54E+082380 27498 SH SOLE 274980 0 MARINER COM 56845T30514 26260 SH SOLE 262600 0 MATTHEWSCOM 5.77E+08158 10229 SH SOLE 102290 0 MCCLATCHCOM 5.79E+08458 10580 SH SOLE 105800 0 MCGRAW HCOM 5.81E+08714 10505 SH SOLE 105050 0 MERIDIANCOM 58977Q10293 94921 SH SOLE 949210 0 MICROSEMCOM 5.95E+08479 24405 SH SOLE 244050 0 MID-AMERCOM 59522J10476 8325 SH SOLE 83250 0 MOLECULACOM 60851C10256 12161 SH SOLE 121610 0 MONARCH COM 6.09E+08404 16921 SH SOLE 169210 0 MORGAN SNOTE 6.17E+08354 14885 SH SOLE 148850 0 MOVADO GCOM 6.25E+08559 19303 SH SOLE 193030 0 MTC TECHCOM 55377A10455 19329 SH SOLE 193290 0 NATIONWICOM 6.39E+083519 116460 SH SOLE 1164600 0 NATL PENCOM 6.37E+08482 23809 SH SOLE 238090 0 NBTY INCCOM 6.29E+08659 15854 SH SOLE 158540 0 NESTLE SCOM 6.41E+08366 4129 SH SOLE 41290 0 NEW JERSCOM 6.46E+08443 9128 SH SOLE 91280 0 NICHOLASCOM 6.54E+08278 14250 SH SOLE 142500 0 NICHOLASCOM 6.54E+081001 51050 SH SOLE 510500 0 NIKE INCCOM 6.54E+08481 4860 SH SOLE 48600 0 OAKMARK COM 4.14E+081793 70465 SH SOLE 704650 0 ODYSSEY COM 67611V10394 29777 SH SOLE 297770 0 OMNICOM COM 6.82E+08411 3935 SH SOLE 39350 0 ORACLE CCOM 68389X10390 22771 SH SOLE 227710 0 ORTHOFIXCOM N6748L10602 12042 SH SOLE 120420 0 PENNEY JCOM 7.08E+08205 2650 SH SOLE 26500 0 PEPSICO COM 7.13E+08570 9125 SH SOLE 91250 0 PEROT SYCOM 7.14E+08582 35541 SH SOLE 355410 0 PHELPS DCOM 7.17E+08227 1900 SH SOLE 19000 0 PORTALPLCOM 7.36E+08651 48424 SH SOLE 484240 0 PORTLANDCOM 7.37E+08248 9107 SH SOLE 91070 0 PRE PAIDCOM 7.4E+08587 15020 SH SOLE 150200 0 PREFORMECOM 7.4E+08422 11998 SH SOLE 119980 0 PREMIUM COM 74060C10489 26337 SH SOLE 263370 0 PROCTER COM 7.43E+08366 5701 SH SOLE 57010 0 PROLOGISCOM 7.43E+082309 38008 SH SOLE 380080 0 PROVIDENCOM 7.44E+08492 16196 SH SOLE 161960 0 PUBLIC SCOM 74460D102039 20917 SH SOLE 209170 0 REGENCY COM 7.59E+082565 32817 SH SOLE 328170 0 REPUBLICCOM 7.6E+08554 22115 SH SOLE 221150 0 REPUBLICCOM 7.61E+08242 21027 SH SOLE 210270 0 ROSETTA COM 7.78E+08326 17488 SH SOLE 174880 0 ROYAL BACOM 7.8E+08537 20438 SH SOLE 204380 0 ROYAL BKNOTE 7.8E+08315 13070 SH SOLE 130700 0 ROYAL DUCOM 7.8E+08283 4000 SH SOLE 40000 0 ROYCE LOCOM 7.81E+08256 15232 SH SOLE 152320 0 SAFETY ICOM 78648T10459 9057 SH SOLE 90570 0 SCANSOURCOM 8.06E+08255 8399 SH SOLE 83990 0 SCHLUMBECOM 8.07E+08301 4770 SH SOLE 47700 0 SCHNITZECOM 8.07E+08518 13052 SH SOLE 130520 0 SCHWEITZCOM 8.09E+08511 19626 SH SOLE 196260 0 SEACOR HCOM 8.12E+08395 3989 SH SOLE 39890 0 SENSIENTCOM 81725T10563 22914 SH SOLE 229140 0 SIMON PPCOM 8.29E+084093 40409 SH SOLE 404090 0 SL GREENCOM 78440X103074 23153 SH SOLE 231530 0 SPDR S&PCOM 78462F10467 3302 SH SOLE 33020 0 STARTEK COM 85569C10436 32255 SH SOLE 322550 0 STATE STCOM 8.57E+08216 3208 SH SOLE 32080 0 STRATTONCOM 8.63E+081833 37860 SH SOLE 378600 0 STRIDE RCOM 8.63E+08498 33040 SH SOLE 330400 0 SUNSTONECOM 8.68E+081443 54015 SH SOLE 540150 0 SUREWESTCOM 8.69E+08445 16190 SH SOLE 161900 0 SYNERON COM M8724510680 25077 SH SOLE 250770 0 SYNNEX CCOM 87162W10599 27336 SH SOLE 273360 0 TARGET CCOM 87612E10416 7300 SH SOLE 73000 0 TREDEGARCOM 8.95E+08722 31947 SH SOLE 319470 0 TRIUMPH COM 8.97E+08465 8885 SH SOLE 88850 0 TYCO INTCOM 9.02E+08563 18530 SH SOLE 185300 0 U S CONCCOM 90333L10580 81499 SH SOLE 814990 0 U STORE COM 91274F10913 44452 SH SOLE 444520 0 UNILEVERCOM 9.05E+08592 21726 SH SOLE 217260 0 UNITED RCOM 9.11E+08214 15292 SH SOLE 152920 0 UNITED SCOM 9.13E+08448 9601 SH SOLE 96010 0 URS CORPCOM 9.03E+08497 11612 SH SOLE 116120 0 USEC INCCOM 90333E10384 30261 SH SOLE 302610 0 VENTAS ICOM 92276F101776 41971 SH SOLE 419710 0 VINEYARDCOM 9.27E+08389 16922 SH SOLE 169220 0 VORNADO COM 9.29E+082578 21225 SH SOLE 212250 0 W HLDG CCOM 9.29E+08382 64121 SH SOLE 641210 0 WAL MARTCOM 9.31E+08277 6000 SH SOLE 60000 0 WASATCH COM 9.37E+08770 20887 SH SOLE 208870 0 WASTE MGCOM 94106L10334 9085 SH SOLE 90850 0 WELLS FACOM 9.5E+08578 16260 SH SOLE 162600 0 WESTERN COM 9.6E+08647 28874 SH SOLE 288740 0 WINDSTRECOM 97381W10248 17458 SH SOLE 174580 0 WINNEBAGCOM 9.75E+08241 7338 SH SOLE 73380 0 WPS RESOCOM 92931B10459 8511 SH SOLE 85110 0 WSFS FINCOM 9.29E+08368 5507 SH SOLE 55070 0 WYETH COCOM 9.83E+08321 6310 SH SOLE 63100 0 ZIMMER HCOM 98956P10303 3866 SH SOLE 38660 0
NAME OF TITLE OFCUSIP VALUE SHARES /SH/ PUT/ INVESTMEOTHER VOTING AUTHORITY CLASS (1000) PRN AMT PRN CALL DISCRETIMANAGERSSOLE SHARED NONE
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