-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNyNB/CQcovvVgPZHrwg3eCnsnjNcdXjWvMfAVzGWEyoG3sbmtD4oZLuaZ8ATSp4 sloT48rWtnYVWulM7zy/Sg== 0001356783-07-000008.txt : 20071016 0001356783-07-000008.hdr.sgml : 20071016 20071016135220 ACCESSION NUMBER: 0001356783-07-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071016 DATE AS OF CHANGE: 20071016 EFFECTIVENESS DATE: 20071016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial CORP CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 071173819 BUSINESS ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 13F-HR 1 consolidated.txt \par UNITED STATES\par SECURITIES AND EXCHANGE COMMISSION\par Washington, D.C. 20549\par \par Form 13F\par \par FORM 13F COVER PAGE\par \par Report for the Calendar Y9/30/2007\par \par Check here if Am; Amendment Number:\par This Amendment (Chec is a restatement.\par adds new holdings entries.\par \par Institutional Investment Manager Filing this Report:\par \par Name: Phocas Financial Corporation\par Addres980 Atlantic Avenue\par Suite 106\par Alameda, CA 94501\par \par Form 13F File Number: 28-\par \par The institutional investment manager filing this report and the person by\par the report is authorized to submit it, that all information contained her\par that all required items, statements. schedules, Iists, and tables, are co\par \par Person Signing this Report on Behalf of Reporting Manager:\par \par Name: James Murray\par Title:Secretary\par Phone:(510) 523 - 5800\par \par Signature, Place, and Date of Signing:\par \par James Murray Alameda, CA 10/15/2007\par [Signature] [City, State] [Date]\par \par Report Type (Check only one):\par \par X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting mana\par \par 13F NOTICE. (Check here if no holdings reported are in this report, and\par manager(s).)\par \par 13F COMBINATION REPORT. (Check here if a portion of the holdings for th\par this report and a portion are reported by other reporting manager(s).)\par \par \par \par FORM 13F SUMMARY PAGE\par \par Report Summary:\par \par \par Number of Other Included Managers: 0\par \par Form 13F Information Table Entry T 207\par \par Form 13F Information Table Value T 187\par (thousands)\par \par List of Other Included Managers:\par \par \par Provide a list of the name(s) and Form I 3F file number(s)\par \par \par NONE\par \par \par FORM 13F INFORMATION TABLE\par \par \par \par \par ABBOTT LABS COM COM 002824100 1535 31525 SH SOLE 31525 0 0\par ACADIA REALTY TRUST COM COM 004239109 1679 67128 SH SOLE 67128 0 0\par ACE LTD ORD COM G0070K103 310 5125 SH SOLE 5125 0 0\par ADMINISTAFF INC COM COM 007094105 457 10700 SH SOLE 10700 0 0\par AETNA INC NEW COM COM 00817Y108 430 9979 SH SOLE 9979 0 0\par AFTERMARKET TECH CORP COM COM 008318107 408 19182 SH SOLE 19182 0 0\par ALEXANDRIA REAL EST EQ COM COM 015271109 2373 23640 SH SOLE 23640 0 0\par AMB PROPERTY CORP COM COM 00163T109 1277 21793 SH SOLE 21793 0 0\par AMERICAN BEACON INTERNATIONAL COM 02368A794 1155 48889 SH SOLE 48889 0 0\par AMERICAN INTL GROUP COM COM 026874107 987 13786 SH SOLE 13786 0 0\par AMERICAN PHYSICIAN CAP COM COM 028884104 560 13993 SH SOLE 13993 0 0\par ARCHSTONE SMITH TR COM COM 039583109 3489 59947 SH SOLE 59947 0 0\par ARRIS GROUP INC COM COM 04269Q100 506 40463 SH SOLE 40463 0 0\par ASTA FDG INC COM COM 046220109 344 11324 SH SOLE 11324 0 0\par AT&T CORP COM NEW COM 00206R102 283 7934 SH SOLE 7934 0 0\par ATMOS ENERGY CORP COM COM 049560105 482 15111 SH SOLE 15111 0 0\par AVALONBAY CMNTYS INC COM COM 053484101 4239 32597 SH SOLE 32597 0 0\par BANCO LATINOAMERICANO DE EXP COM P16994132 454 26781 SH SOLE 26781 0 0\par BANK OF AMERICA CORP COM COM 060505104 420 7878 SH SOLE 7878 0 0\par BON-TON STORES INC COM COM 09776J101 692 19981 SH SOLE 19981 0 0\par BOSTON PROPERTIES INC COM COM 101121101 3157 28221 SH SOLE 28221 0 0\par BRIGHAM EXPLORATION COM COM 109178103 302 41357 SH SOLE 41357 0 0\par BRIGHTPOINT INC COM NEW COM 109473405 383 28500 SH SOLE 28500 0 0\par CAMDEN PPTY TR SH BEN INT COM 133131102 865 11720 SH SOLE 11720 0 0\par CASCADE CORP COM COM 147195101 579 10955 SH SOLE 10955 0 0\par CF INDUSTRIES HOLDINGS INC COM 125269100 781 30488 SH SOLE 30488 0 0\par CHEVRON CORP NEW COM COM 166764100 1199 16315 SH SOLE 16315 0 0\par CIGNA CORP COM COM 125509109 544 4140 SH SOLE 4140 0 0\par CISCO SYS INC COM COM 17275R102 570 20883 SH SOLE 20883 0 0\par CITIGROUP INC COM COM 172967101 503 9035 SH SOLE 9035 0 0\par COLGATE PALMOLIVE CO COM COM 194162103 209 3215 SH SOLE 3215 0 0\par COMMERCE GROUP INC MA COM COM 200641108 415 13967 SH SOLE 13967 0 0\par CONNS INC COM COM 208242107 255 10961 SH SOLE 10961 0 0\par CONOCOPHILLIPS COM COM 20825C104 329 4577 SH SOLE 4577 0 0\par COREL CORP COM 21869X103 488 36180 SH SOLE 36180 0 0\par CORUS BANKSHARES INC COM COM 220873103 373 16197 SH SOLE 16197 0 0\par CORUS ENTERTAINMENT INC COM 220874101 495 13768 SH SOLE 13768 0 0\par CT COMMUNICATIONS INC COM NEW COM 126426402 379 16577 SH SOLE 16577 0 0\par CUTERA INC COM 232109108 515 19106 SH SOLE 19106 0 0\par DELTA FINANCIAL CORP COM 247918105 440 43506 SH SOLE 43506 0 0\par DIGITAL RLTY TR INC COM COM 253868103 1830 53463 SH SOLE 53463 0 0\par DISNEY WALT CO COM DISNEY COM 254687106 259 7565 SH SOLE 7565 0 0\par DOWNEY FINL CORP COM COM 261018105 447 6165 SH SOLE 6165 0 0\par DUKE ENERGY CORP COM COM 26441C105 300 9050 SH SOLE 9050 0 0\par DYNEGY INC NEW CL A COM 26816Q101 574 79320 SH SOLE 79320 0 0\par E M C CORP MASS COM COM 268648102 232 17640 SH SOLE 17640 0 0\par ELLIS PERRY INTL INC COM COM 288853104 754 18392 SH SOLE 18392 0 0\par ENCORE CAP GROUP INC COM COM 292554102 547 43415 SH SOLE 43415 0 0\par ENPRO INDS INC COM COM 29355X107 423 12759 SH SOLE 12759 0 0\par EQUITY LIFESTYLE PPTYS COM COM 29472R108 1605 29499 SH SOLE 29499 0 0\par EXELON CORP COM COM 30161N101 322 5215 SH SOLE 5215 0 0\par EXPRESSJET HLDGS INC CL A COM 30218U108 652 80524 SH SOLE 80524 0 0\par EXXON MOBIL CORP COM COM 30231G102 930 12143 SH SOLE 12143 0 0\par FAIRCHILD SEMICND INTL COM COM 303726103 450 26820 SH SOLE 26820 0 0\par FEDERAL NATL MTG ASSN PFD M 4.NOTE 313586836 349 8213 SH SOLE 8213 0 0\par FEDERAL REALTY INVT TR COM 313747206 3437 40441 SH SOLE 40441 0 0\par FELDMAN MALL PPTYS INC COM COM 314308107 558 44865 SH SOLE 44865 0 0\par FIDELITY NATIONAL FINANCIAL COM 31620R105 503 21087 SH SOLE 21087 0 0\par FIRST ADVANTAGE CORP CL A COM 31845F100 426 18563 SH SOLE 18563 0 0\par FIRST BANCORP P R COM COM 318672102 435 45700 SH SOLE 45700 0 0\par FIRST DATA CORP COM COM 319963104 289 11330 SH SOLE 11330 0 0\par FIRST POTOMAC RLTY TR COM COM 33610F109 844 29017 SH SOLE 29017 0 0\par FIRST REP PFD CAP CORP PFD SERNOTE 336163605 231 9205 SH SOLE 9205 0 0\par FIRSTFED FINL CORP COM COM 337907109 550 8227 SH SOLE 8227 0 0\par FLAGSTAR BANCORP INC COM COM 337930101 478 32215 SH SOLE 32215 0 0\par FNB UNITED CORP COM 302519103 433 23633 SH SOLE 23633 0 0\par GAP INC DEL COM COM 364760108 384 19719 SH SOLE 19719 0 0\par GENENTECH INC COM NEW COM 368710406 268 3310 SH SOLE 3310 0 0\par GENERAL ELEC CO COM COM 369604103 707 19012 SH SOLE 19012 0 0\par GENERAL GROWTH PPTYS COM COM 370021107 1933 37026 SH SOLE 37026 0 0\par GREENFIELD ONLINE COM 395150105 923 64583 SH SOLE 64583 0 0\par HARBOR INTERNATIONAL FUND COM 411511306 1778 28674 SH SOLE 28674 0 0\par HEADWATERS INC COM 42210P102 467 19503 SH SOLE 19503 0 0\par HEALTH CARE PPTY INVS COM COM 421915109 254 6905 SH SOLE 6905 0 0\par HERLEY INDS INC DEL COM COM 427398102 398 24628 SH SOLE 24628 0 0\par HEWLETT PACKARD CO COM COM 428236103 203 4935 SH SOLE 4935 0 0\par HOME DEPOT INC COM COM 437076102 325 8103 SH SOLE 8103 0 0\par HOST HOTELS & RESORTS INC COM 44107P104 2550 103902 SH SOLE 103902 0 0\par INNOSPEC INC COM 45768S105 747 16060 SH SOLE 16060 0 0\par INTEGRATED SILIC SOLTN COM COM 45812P107 495 86110 SH SOLE 86110 0 0\par INTEL CORP COM COM 458140100 1507 74457 SH SOLE 74457 0 0\par INTER PARFUMS INC COM COM 458334109 468 24421 SH SOLE 24421 0 0\par INTERNET CAP GROUP INC COM NEWCOM 46059C205 602 58748 SH SOLE 58748 0 0\par JACKSON HEWITT TAX SERVICE COM 468202106 516 15205 SH SOLE 15205 0 0\par JAKKS PAC INC COM COM 47012E106 525 24083 SH SOLE 24083 0 0\par JDA SOFTWARE GROUP INC COM COM 46612K108 472 34334 SH SOLE 34334 0 0\par JOHNSON & JOHNSON COM COM 478160104 971 14708 SH SOLE 14708 0 0\par JULIUS BAER INTERNATIONAL EQUICOM 481370500 1132 26264 SH SOLE 26264 0 0\par K-SWISS INC CL A COM 482686102 553 18002 SH SOLE 18002 0 0\par KIMCO REALTY CORP COM COM 49446R109 2362 52568 SH SOLE 52568 0 0\par KORN FERRY INTL COM NEW COM 500643200 502 21901 SH SOLE 21901 0 0\par LABOR READY INC COM NEW COM 505401208 385 21010 SH SOLE 21010 0 0\par LABORATORY AMER HLDGS COM NEW COM 50540R409 393 5360 SH SOLE 5360 0 0\par LABRANCHE & CO INC COM COM 505447102 332 33832 SH SOLE 33832 0 0\par LACLEDE GROUP INC COM COM 505597104 434 12397 SH SOLE 12397 0 0\par LAZARD EMERGING MARKET PORTFOLCOM 52106N764 492 23676 SH SOLE 23676 0 0\par MACERICH CO COM COM 554382101 2380 27498 SH SOLE 27498 0 0\par MARINER ENERGY COM 56845T305 514 26260 SH SOLE 26260 0 0\par MATTHEWS INDIA FUND COM 577130859 158 10229 SH SOLE 10229 0 0\par MCCLATCHY CO CL A COM 579489105 458 10580 SH SOLE 10580 0 0\par MCGRAW HILL COS INC COM COM 580645109 714 10505 SH SOLE 10505 0 0\par MERIDIAN RESOURCE CORP COM COM 58977Q109 293 94921 SH SOLE 94921 0 0\par MICROSEMI CORP COM COM 595137100 479 24405 SH SOLE 24405 0 0\par MID-AMER APT CMNTYS COM COM 59522J103 476 8325 SH SOLE 8325 0 0\par MOLECULAR DEVICES CORP COM COM 60851C107 256 12161 SH SOLE 12161 0 0\par MONARCH CASINO & RESORT INC COM 609027107 404 16921 SH SOLE 16921 0 0\par MORGAN STANLEY CAP TR CAP SEC5NOTE 617466206 354 14885 SH SOLE 14885 0 0\par MOVADO GROUP INC COM COM 624580106 559 19303 SH SOLE 19303 0 0\par MTC TECHNOLOGIES INC COM COM 55377A106 455 19329 SH SOLE 19329 0 0\par NATIONWIDE HEALTH PPTY COM COM 638620104 3519 116460 SH SOLE 116460 0 0\par NATL PENN BANCSHARES COM COM 637138108 482 23809 SH SOLE 23809 0 0\par NBTY INC COM COM 628782104 659 15854 SH SOLE 15854 0 0\par NESTLE SA-SPONS ADR COM 641069406 366 4129 SH SOLE 4129 0 0\par NEW JERSEY RES COM COM 646025106 443 9128 SH SOLE 9128 0 0\par NICHOLAS LIMITED EDITION INC COM 653738203 278 14250 SH SOLE 14250 0 0\par NICHOLAS LTD EDITION CL I COM 653738104 1001 51050 SH SOLE 51050 0 0\par NIKE INC CL B COM 654106103 481 4860 SH SOLE 4860 0 0\par OAKMARK INTL FD CLASS I COM 413838202 1793 70465 SH SOLE 70465 0 0\par ODYSSEY HEALTHCARE INC COM COM 67611V101 394 29777 SH SOLE 29777 0 0\par OMNICOM GROUP INC COM COM 681919106 411 3935 SH SOLE 3935 0 0\par ORACLE CORP COM COM 68389X105 390 22771 SH SOLE 22771 0 0\par ORTHOFIX INTERNATIONAL NV COM N6748L102 602 12042 SH SOLE 12042 0 0\par PENNEY J C INC COM COM 708160106 205 2650 SH SOLE 2650 0 0\par PEPSICO INC COM COM 713448108 570 9125 SH SOLE 9125 0 0\par PEROT SYS CORP CL A COM 714265105 582 35541 SH SOLE 35541 0 0\par PHELPS DODGE CORP COM COM 717265102 227 1900 SH SOLE 1900 0 0\par PORTALPLAYER INC COM 736187204 651 48424 SH SOLE 48424 0 0\par PORTLAND GENERAL COM 736508847 248 9107 SH SOLE 9107 0 0\par PRE PAID LEGAL SVCS COM COM 740065107 587 15020 SH SOLE 15020 0 0\par PREFORMED LINE PRODUCTS COM 740444104 422 11998 SH SOLE 11998 0 0\par PREMIUM STANDARD FARMS COM 74060C105 489 26337 SH SOLE 26337 0 0\par PROCTER & GAMBLE CO COM COM 742718109 366 5701 SH SOLE 5701 0 0\par PROLOGIS SH BEN INT COM 743410102 2309 38008 SH SOLE 38008 0 0\par PROVIDENT FINL HLDGS COM COM 743868101 492 16196 SH SOLE 16196 0 0\par PUBLIC STORAGE INC COM COM 74460D109 2039 20917 SH SOLE 20917 0 0\par REGENCY CTRS CORP COM COM 758849103 2565 32817 SH SOLE 32817 0 0\par REPUBLIC BANCORP OF KY COM 760281204 554 22115 SH SOLE 22115 0 0\par REPUBLIC PROPERTY TRUST COM 760737106 242 21027 SH SOLE 21027 0 0\par ROSETTA RESOURCES INC COM 777779307 326 17488 SH SOLE 17488 0 0\par ROYAL BANCSHARES/PA -CL A COM 780081105 537 20438 SH SOLE 20438 0 0\par ROYAL BK SCOTLAND GRP SP ADR LNOTE 780097788 315 13070 SH SOLE 13070 0 0\par ROYAL DUTCH SHELL COM 780259206 283 4000 SH SOLE 4000 0 0\par ROYCE LOW PRICED STOCK FUND COM 780905808 256 15232 SH SOLE 15232 0 0\par SAFETY INS GROUP INC COM COM 78648T100 459 9057 SH SOLE 9057 0 0\par SCANSOURCE INC COM COM 806037107 255 8399 SH SOLE 8399 0 0\par SCHLUMBERGER LTD COM COM 806857108 301 4770 SH SOLE 4770 0 0\par SCHNITZER STL INDS CL A COM 806882106 518 13052 SH SOLE 13052 0 0\par SCHWEITZER-MAUDUIT COM COM 808541106 511 19626 SH SOLE 19626 0 0\par SEACOR HOLDINGS INC COM COM 811904101 395 3989 SH SOLE 3989 0 0\par SENSIENT TECH CORP COM COM 81725T100 563 22914 SH SOLE 22914 0 0\par SIMON PPTY GROUP NEW COM COM 828806109 4093 40409 SH SOLE 40409 0 0\par SL GREEN RLTY CORP COM COM 78440X101 3074 23153 SH SOLE 23153 0 0\par SPDR S&P DEPOSITORY RECEIPTS COM 78462F103 467 3302 SH SOLE 3302 0 0\par STARTEK INC COM COM 85569C107 436 32255 SH SOLE 32255 0 0\par STATE STR CORP COM COM 857477103 216 3208 SH SOLE 3208 0 0\par STRATTON SMALL-CAP VALUE FUND COM 863137105 1833 37860 SH SOLE 37860 0 0\par STRIDE RITE CORP COM COM 863314100 498 33040 SH SOLE 33040 0 0\par SUNSTONE HOTL INVS INC COM COM 867892101 1443 54015 SH SOLE 54015 0 0\par SUREWEST COMMUNICATION COM COM 868733106 445 16190 SH SOLE 16190 0 0\par SYNERON COM M87245102 680 25077 SH SOLE 25077 0 0\par SYNNEX CORP COM COM 87162W100 599 27336 SH SOLE 27336 0 0\par TARGET CORP COM COM 87612E106 416 7300 SH SOLE 7300 0 0\par TREDEGAR CORP COM COM 894650100 722 31947 SH SOLE 31947 0 0\par TRIUMPH GROUP INC NEW COM COM 896818101 465 8885 SH SOLE 8885 0 0\par TYCO INTERNATIONAL LTD COM 902124106 563 18530 SH SOLE 18530 0 0\par U S CONCRETE INC COM COM 90333L102 580 81499 SH SOLE 81499 0 0\par U STORE IT TR COM COM 91274F104 913 44452 SH SOLE 44452 0 0\par UNILEVER N V N Y SHS NEW COM 904784709 592 21726 SH SOLE 21726 0 0\par UNITED RETAIL GROUP INC COM 911380103 214 15292 SH SOLE 15292 0 0\par UNITED STATIONERS INC COM COM 913004107 448 9601 SH SOLE 9601 0 0\par URS CORP NEW COM COM 903236107 497 11612 SH SOLE 11612 0 0\par USEC INC COM COM 90333E108 384 30261 SH SOLE 30261 0 0\par VENTAS INC COM COM 92276F100 1776 41971 SH SOLE 41971 0 0\par VINEYARD NATIONAL BANCORP COM 927426106 389 16922 SH SOLE 16922 0 0\par VORNADO RLTY TR SH BEN INT COM 929042109 2578 21225 SH SOLE 21225 0 0\par W HLDG CO INC COM COM 929251106 382 64121 SH SOLE 64121 0 0\par WAL MART STORES INC COM COM 931142103 277 6000 SH SOLE 6000 0 0\par WASATCH SMALL CAP GROWTH FUND COM 936772102 770 20887 SH SOLE 20887 0 0\par WASTE MGMT INC DEL COM COM 94106L109 334 9085 SH SOLE 9085 0 0\par WELLS FARGO & CO COM 949746101 578 16260 SH SOLE 16260 0 0\par WESTERN UNION COMPANY COM 959802109 647 28874 SH SOLE 28874 0 0\par WINDSTREAM CORP COM 97381W104 248 17458 SH SOLE 17458 0 0\par WINNEBAGO INDS INC COM COM 974637100 241 7338 SH SOLE 7338 0 0\par WPS RESOURCES CORP COM COM 92931B106 459 8511 SH SOLE 8511 0 0\par WSFS FINL CORP COM COM 929328102 368 5507 SH SOLE 5507 0 0\par WYETH COM COM 983024100 321 6310 SH SOLE 6310 0 0\par ZIMMER HLDGS INC COM COM 98956P102 303 3866 SH SOLE 3866 0 0\par \par
\par NAME OF ISSUER TITLE OF CUSIP VALUE SHARES / SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY\par CLASS (1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE\par
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