-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCj7v8OWGbrVHxwI1B+FYvbxZ4GrvejkuvjsoDN9GDb4GImatHI6IUNLFTzXh6ge O06bk/MwVJ/J7a/dlO93aw== 0001356783-08-000002.txt : 20080411 0001356783-08-000002.hdr.sgml : 20080411 20080410175623 ACCESSION NUMBER: 0001356783-08-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080411 DATE AS OF CHANGE: 20080410 EFFECTIVENESS DATE: 20080411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial CORP CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 08750876 BUSINESS ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 13F-HR 1 phocas13f200803d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2008 Check here if Amendment ; Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Phocas Financial Corporation Address: 980 Atlantic Avenue Suite 106 Alameda, CA 94501 Form 13F File Number: 28- The investment manager filing this report represents that the person signing the report is authorized to submit it, that it is true and complete, and that that all required items are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Murray Title: Secretary Phone: (510) 523 - 5800 Signature, Place, and Date of Signing: 39547 [Date] Report Type (Check only one): X 13F HOLDINGS REPORT. (Check here if all holdings were reported.) 13F NOTICE. manager(s).) 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number o 0 Form 13F 231 Form 13F 376.6509 (thousands) List of Other Included Managers: Name(s) and Form I 3F file number(s) institutional investment managers with respect to this report, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE ABBOTT LCOM 002824101560.359 28293 SH SOLE 282930 0 ACADIA RCOM 004239103991.343 165273 SH SOLE 1652730 0 ACE LTD COM G0070K10 245.017 4450 SH SOLE 44500 0 ADOBE SYCOM 00724F101547.951 43494 SH SOLE 434940 0 AETNA INCOM 00817Y10 482.646 11467 SH SOLE 114670 0 AFTERMARCOM 008318101170.269 60199 SH SOLE 601990 0 ALBERTO COM 013078102037.934 74350 SH SOLE 743500 0 ALCOA INCOM 013817101809.671 50185 SH SOLE 501850 0 ALEXANDRCOM 015271103968.694 42803 SH SOLE 428030 0 ALLIANCECOM 01881G101248.713 19702 SH SOLE 197020 0 ALLIANCECOM 018581101589.542 33457 SH SOLE 334570 0 ALLSTATECOM 020002101697.287 35316 SH SOLE 353160 0 ALTRIA GCOM 02209S10531.1128 23924 SH SOLE 239240 0 AMB PROPCOM 00163T10987.6142 18148 SH SOLE 181480 0 AMERICANCOM 02368A79682.1594 33406 SH SOLE 334060 0 AMERICANCOM 024835102095.311 76583 SH SOLE 765830 0 AMERICANCOM 025816101812.325 41453 SH SOLE 414530 0 AMERICANCOM 026874102103.334 48632 SH SOLE 486320 0 AMERICANCOM 028884102695.741 58148 SH SOLE 581480 0 AMERICANCOM 029912202448.782 62453 SH SOLE 624530 0 AMGEN INCOM 03116210 1633.64 39101 SH SOLE 391010 0 APPLE COCOM 03783310 584.045 4070 SH SOLE 40700 0 ARCHER DCOM 039483101698.426 41264 SH SOLE 412640 0 ARRIS GRCOM 04269Q10740.2109 127184 SH SOLE 1271840 0 AT&T CORCOM 00206R103990.362 104187 SH SOLE 1041870 0 ATMOS ENCOM 049560101204.671 47242 SH SOLE 472420 0 AVALONBACOM 053484102467.437 25564 SH SOLE 255640 0 AVOCENT COM 05389310918.3629 54341 SH SOLE 543410 0 BANCO LACOM P16994131649.155 107088 SH SOLE 1070880 0 BANK NEWCOM 064058102392.506 57333 SH SOLE 573330 0 BANK OF COM 060505103793.805 100074 SH SOLE 1000740 0 BEST BUYCOM 08651610846.5717 20419 SH SOLE 204190 0 BJ SVCS COM 055482102862.033 100387 SH SOLE 1003870 0 BOSTON PCOM 1.01E+082386.731 25923 SH SOLE 259230 0 BRIDGEWACOM 1.09E+08167.7482 10760 SH SOLE 107600 0 BRIGHTPOCOM 1.09E+08748.7049 89558 SH SOLE 895580 0 Belmar CCOM 080059983 10592.55 SH SOLE 10592.550 0 CAMDEN PCOM 1.33E+08332.2738 6619 SH SOLE 66190 0 CAMPBELLCOM 1.34E+08846.5433 24935 SH SOLE 249350 0 CAPITOL COM 14056D101412.321 66808 SH SOLE 668080 0 CF INDUSCOM 1.25E+08 1373.69 13257 SH SOLE 132570 0 CHEVRON COM 1.67E+081476.045 17292 SH SOLE 172920 0 CHUBB COCOM 1.71E+081673.859 33829 SH SOLE 338290 0 CIGNA COCOM 1.26E+082603.823 64181 SH SOLE 641810 0 CISCO SYCOM 17275R10487.6298 20242 SH SOLE 202420 0 CITIGROUCOM 1.73E+082614.204 122045 SH SOLE 1220450 0 CITIZENSCOM 1.74E+081844.264 148372 SH SOLE 1483720 0 COHEN & COM 19248H10866.2718 57483 SH SOLE 574830 0 COLGATE COM 1.94E+08267.6209 3435 SH SOLE 34350 0 COMERICACOM 2E+082998.603 85479 SH SOLE 854790 0 COMPUWARCOM 2.06E+08734.6533 100089 SH SOLE 1000890 0 CONAGRA COM 2.06E+081825.158 76207 SH SOLE 762070 0 CONNS INCOM 2.08E+08475.8443 29175 SH SOLE 291750 0 CONOCOPHCOM 20825C106956.982 91287 SH SOLE 912870 0 COREL COCOM 21869X101163.379 106732 SH SOLE 1067320 0 CORUS ENCOM 2.21E+081516.638 86026 SH SOLE 860260 0 COVIDIENCOM G2552X10227.8433 5149 SH SOLE 51490 0 CREDICORCOM G2519Y101573.473 21933 SH SOLE 219330 0 DB COMMOCOM 73935S101100.822 30775 SH SOLE 307750 0 DELL INCCOM 24702R102206.738 110780 SH SOLE 1107800 0 DEVON ENCOM 25179M104471.062 42855 SH SOLE 428550 0 DIGITAL COM 2.54E+084604.989 129718 SH SOLE 1297180 0 DOW CHEMCOM 2.61E+081680.471 45603 SH SOLE 456030 0 DUKE ENECOM 26441C104261.991 238767 SH SOLE 2387670 0 E M C COCOM 2.69E+081680.031 117157 SH SOLE 1171570 0 EAST WESCOM 27579R101047.942 59039 SH SOLE 590390 0 EATON COCOM 2.78E+081522.414 19109 SH SOLE 191090 0 ELIZABETCOM 28660G101749.775 87708 SH SOLE 877080 0 ELLIS PECOM 2.89E+081887.662 86471 SH SOLE 864710 0 ENCORE CCOM 2.93E+08924.4532 135949 SH SOLE 1359490 0 ENPRO INCOM 29355X101247.101 39984 SH SOLE 399840 0 ENTERGY COM 29364G103365.663 30855 SH SOLE 308550 0 EQUITY LCOM 29472R102543.493 51519 SH SOLE 515190 0 EXELON CCOM 30161N10485.9133 5979 SH SOLE 59790 0 EXXON MOCOM 30231G107742.961 91546 SH SOLE 915460 0 FAIRCHILCOM 3.04E+081001.709 84036 SH SOLE 840360 0 FEDERAL COM 3.14E+082488.944 31930 SH SOLE 319300 0 FIDELITYCOM 31620R102051.347 111912 SH SOLE 1119120 0 FIRST BACOM 3.19E+081458.427 143546 SH SOLE 1435460 0 FIRST CHCOM 3.19E+081072.914 40169 SH SOLE 401690 0 FIRST COCOM 3.2E+081121.564 96770 SH SOLE 967700 0 FLAGSTARCOM 3.38E+08726.6569 100645 SH SOLE 1006450 0 FNB UNITCOM 3.03E+08 828.933 78946 SH SOLE 789460 0 FRONTIERCOM 35907K10973.7614 55077 SH SOLE 550770 0 GEHL COMCOM 3.68E+08919.1644 54260 SH SOLE 542600 0 GENENTECCOM 3.69E+08314.5725 3875 SH SOLE 38750 0 GENERAL COM 3.7E+088549.754 231012 SH SOLE 2310120 0 GENERAL COM 3.7E+081370.876 35915 SH SOLE 359150 0 GETTY IMCOM 3.74E+081667.104 52097 SH SOLE 520970 0 GOLDMAN COM 38141G101691.622 10228 SH SOLE 102280 0 GRAMERCYCOM 3.85E+082101.414 100402 SH SOLE 1004020 0 GREEN BACOM 3.94E+08693.3242 39193 SH SOLE 391930 0 GREENFIECOM 3.95E+082387.157 201278 SH SOLE 2012780 0 HARBOR ICOM 4.12E+083486.509 52476 SH SOLE 524760 0 HEALTHSPCOM 42224N101298.218 92203 SH SOLE 922030 0 HERLEY ICOM 4.27E+08 794.66 76853 SH SOLE 768530 0 HONEYWELCOM 4.39E+081860.562 32977 SH SOLE 329770 0 HOST HOTCOM 44107P10874.0398 54902 SH SOLE 549020 0 IBERIABACOM 4.51E+081036.114 23415 SH SOLE 234150 0 ICF INTECOM 44925C101538.236 76720 SH SOLE 767200 0 INFINITYCOM 45665Q10 1004.39 24144 SH SOLE 241440 0 INFOASSUCOM 4.57E+08 210000 SH SOLE 2100000 0 INNOSPECCOM 45768S101116.668 52673 SH SOLE 526730 0 INTEGRYSCOM 45822P10 1235.96 26500 SH SOLE 265000 0 INTEL COCOM 4.58E+081884.427 88972 SH SOLE 889720 0 INTERNETCOM 46059C20 1889.5 180468 SH SOLE 1804680 0 IPC HOLDCOM G4933P101581.244 56473 SH SOLE 564730 0 JACKSON COM 4.68E+08542.4966 47297 SH SOLE 472970 0 JAKKS PACOM 47012E102081.673 75505 SH SOLE 755050 0 JDA SOFTCOM 46612K101984.596 108745 SH SOLE 1087450 0 JOHNSON COM 4.78E+084569.378 70439 SH SOLE 704390 0 JOHNSON COM 4.78E+08829.0126 24527 SH SOLE 245270 0 JPMORGANCOM 46625H105119.984 119208 SH SOLE 1192080 0 JULIUS BCOM 4.81E+081092.521 26916 SH SOLE 269160 0 K-SWISS COM 4.83E+08891.8209 56373 SH SOLE 563730 0 KIMBERLYCOM 4.94E+081224.643 18972 SH SOLE 189720 0 KIMCO RECOM 49446R101957.599 49977 SH SOLE 499770 0 KINDRED COM 4.95E+081200.729 54903 SH SOLE 549030 0 KORN FERCOM 5.01E+081165.018 68936 SH SOLE 689360 0 LABORATOCOM 50540R40352.1904 4780 SH SOLE 47800 0 LACLEDE COM 5.06E+081391.102 39043 SH SOLE 390430 0 LAZARD ECOM 52106N76783.1672 34900 SH SOLE 349000 0 LIZ CLAICOM 5.39E+08906.1388 49925 SH SOLE 499250 0 LOCKHEEDCOM 5.4E+08 432.948 4360 SH SOLE 43600 0 LOEWS COCOM 5.4E+081495.138 37174 SH SOLE 371740 0 MACERICHCOM 5.54E+081277.017 18173 SH SOLE 181730 0 MARINER COM 56845T303299.839 122171 SH SOLE 1221710 0 MARSH & COM 5.72E+083439.754 141263 SH SOLE 1412630 0 MATTEL ICOM 5.77E+082108.982 105979 SH SOLE 1059790 0 MATTHEWSCOM 5.77E+08231.4193 12290 SH SOLE 122900 0 MCDONALDCOM 5.8E+082722.468 48816 SH SOLE 488160 0 MCGRAW HCOM 5.81E+08446.1713 12075 SH SOLE 120750 0 MICROSEMCOM 5.95E+081745.659 76564 SH SOLE 765640 0 MISSION COM 6.05E+08314.5527 33286 SH SOLE 332860 0 MONARCH COM 6.09E+08938.2581 52979 SH SOLE 529790 0 MORGAN SNOTE 6.17E+08244.3732 12761 SH SOLE 127610 0 MTC TECHCOM 55377A101434.766 60335 SH SOLE 603350 0 NABORS ICOM G6359F102233.514 66139 SH SOLE 661390 0 NASH FINCOM 6.31E+08718.8129 21154 SH SOLE 211540 0 NATIONWICOM 6.39E+083756.375 111300 SH SOLE 1113000 0 NATL PENCOM 6.37E+081933.142 106275 SH SOLE 1062750 0 NBTY INCCOM 6.29E+08 1557.43 52001 SH SOLE 520010 0 NESTLE SCOM 6.41E+08670.3081 5344 SH SOLE 53440 0 NEW JERSCOM 6.46E+081342.447 43235 SH SOLE 432350 0 NICHOLASCOM 6.54E+08 1395.8 77760 SH SOLE 777600 0 NIKE INCCOM 6.54E+08 541.96 7970 SH SOLE 79700 0 NORTHROPCOM 6.67E+081831.258 23535 SH SOLE 235350 0 OAKMARK COM 4.14E+08870.8143 46718 SH SOLE 467180 0 OMNICOM COM 6.82E+08231.7241 5245 SH SOLE 52450 0 ORACLE CCOM 68389X10334.8281 17118 SH SOLE 171180 0 ORTHOFIXCOM N6748L101502.948 37791 SH SOLE 377910 0 PEPSICO COM 7.13E+08 688.788 9540 SH SOLE 95400 0 PEROT SYCOM 7.14E+081679.186 111648 SH SOLE 1116480 0 PFIZER ICOM 7.17E+084363.591 208485 SH SOLE 2084850 0 PHILIP MCOM 7.18E+081210.076 23924 SH SOLE 239240 0 PHOCAS RCOM 007989423538.801 192117 SH SOLE 1921170 0 PHOCAS SCOM 007989412730.702 147685 SH SOLE 1476850 0 PNM RES COM 69349H10897.1043 71941 SH SOLE 719410 0 PORTLANDCOM 7.37E+08 643.577 28540 SH SOLE 285400 0 POST PPTCOM 7.37E+08323.0949 8366 SH SOLE 83660 0 POWERSHANOTE 73935X221583.655 74350 SH SOLE 743500 0 PREFORMECOM 7.4E+081741.819 35781 SH SOLE 357810 0 PRIDE INCOM 74153Q101987.851 56877 SH SOLE 568770 0 PROCTER COM 7.43E+082387.705 34076 SH SOLE 340760 0 PROLOGISCOM 7.43E+085279.742 89700 SH SOLE 897000 0 PROVIDENCOM 7.44E+08817.0776 50940 SH SOLE 509400 0 PUBLIC SCOM 74460D101352.341 15260 SH SOLE 152600 0 REGENCY COM 7.59E+081545.627 23867 SH SOLE 238670 0 REPUBLICCOM 7.6E+081366.629 72385 SH SOLE 723850 0 ROCKWELLCOM 7.74E+081494.183 26022 SH SOLE 260220 0 ROSETTA COM 7.78E+082151.446 109377 SH SOLE 1093770 0 ROYAL BACOM 7.8E+08955.8303 66056 SH SOLE 660560 0 ROYAL BKNOTE 7.8E+08 254.918 12940 SH SOLE 129400 0 ROYAL DUCOM 7.8E+08 275.92 4000 SH SOLE 40000 0 ROYCE LOCOM 7.81E+08337.2587 24090 SH SOLE 240900 0 SAFETY ICOM 78648T101492.266 43723 SH SOLE 437230 0 SCANSOURCOM 8.06E+081644.076 45429 SH SOLE 454290 0 SCHLUMBECOM 8.07E+08 360.354 4142 SH SOLE 41420 0 SCHNITZECOM 8.07E+081766.267 24870 SH SOLE 248700 0 SCHWAB SCOM 8.09E+08248.5438 12100 SH SOLE 121000 0 SCHWEITZCOM 8.09E+081422.601 61478 SH SOLE 614780 0 SEACOR HCOM 8.12E+081058.891 12405 SH SOLE 124050 0 SENSIENTCOM 81725T102115.672 71742 SH SOLE 717420 0 SIMON PPCOM 8.29E+08 3468.33 37330 SH SOLE 373300 0 SL GREENCOM 78440X101409.757 17304 SH SOLE 173040 0 SPDR DOWCOM 78463X86 690.221 13060 SH SOLE 130600 0 SPDR S&PCOM 78462F101030.686 7810 SH SOLE 78100 0 STATE STCOM 8.57E+08 308.495 3905 SH SOLE 39050 0 STEINER COM P8744Y101274.361 38617 SH SOLE 386170 0 STRATTONCOM 8.63E+08 329.71 7495 SH SOLE 74950 0 SUNSTONECOM 8.68E+08268.0234 16741 SH SOLE 167410 0 SUREWESTCOM 8.69E+08788.5837 51008 SH SOLE 510080 0 SWIFT ENCOM 8.71E+082711.322 60265 SH SOLE 602650 0 SYNAPTICCOM 87157D10433.2071 18141 SH SOLE 181410 0 SYNERON COM M87245101142.975 78555 SH SOLE 785550 0 SYNIVERSCOM 87163F10871.7678 52327 SH SOLE 523270 0 SYNNEX CCOM 87162W101821.822 85854 SH SOLE 858540 0 TARGET CCOM 87612E10 364.896 7200 SH SOLE 72000 0 TCF FINLCOM 8.72E+081186.662 66220 SH SOLE 662200 0 TIMBERLACOM 8.87E+08712.6831 51907 SH SOLE 519070 0 TIME WARCOM 8.87E+081621.609 115664 SH SOLE 1156640 0 TIMKEN CCOM 8.87E+08 1423.35 47892 SH SOLE 478920 0 TREDEGARCOM 8.95E+081816.138 99733 SH SOLE 997330 0 TREEHOUSCOM 89469A101523.642 66651 SH SOLE 666510 0 TRIUMPH COM 8.97E+082688.007 47216 SH SOLE 472160 0 TRUEBLUECOM 89785X10812.3405 60442 SH SOLE 604420 0 UNILEVERCOM 9.05E+082488.262 73770 SH SOLE 737700 0 UNIONBANCOM 9.09E+083759.479 76599 SH SOLE 765990 0 UNITED SCOM 9.13E+082028.017 15985 SH SOLE 159850 0 UNITED SCOM 9.13E+081426.946 29915 SH SOLE 299150 0 UNITED TCOM 9.13E+08258.4191 3755 SH SOLE 37550 0 URS CORPCOM 9.03E+081211.132 37049 SH SOLE 370490 0 VALERO ECOM 91913Y10 1935.18 39405 SH SOLE 394050 0 VENTAS ICOM 92276F104779.232 106418 SH SOLE 1064180 0 VERIZON COM 92343V103180.299 87251 SH SOLE 872510 0 VINEYARDCOM 9.27E+08450.1078 55432 SH SOLE 554320 0 VIROPHARCOM 9.28E+08 672.735 75250 SH SOLE 752500 0 VORNADO COM 9.29E+081923.949 22317 SH SOLE 223170 0 VULCAN MCOM 9.29E+081629.124 24535 SH SOLE 245350 0 W HLDG CCOM 9.29E+0876.56103 64337 SH SOLE 643370 0 WACHOVIACOM 9.3E+082520.396 93348 SH SOLE 933480 0 WALGREENCOM 9.31E+083879.314 101846 SH SOLE 1018460 0 WASATCH COM 9.37E+08 555.666 18722 SH SOLE 187220 0 WASTE MGCOM 94106L101837.242 54745 SH SOLE 547450 0 WATTS WACOM 9.43E+081243.999 44381 SH SOLE 443810 0 WEIGHT WCOM 9.49E+08811.0067 17505 SH SOLE 175050 0 WELLS FACOM 9.5E+08405.2757 13927 SH SOLE 139270 0 WESTERN COM 9.6E+08 631.719 29700 SH SOLE 297000 0 WINNEBAGCOM 9.75E+08385.5059 22811 SH SOLE 228110 0 WOLVERINCOM 9.78E+081847.647 63690 SH SOLE 636900 0 WSFS FINCOM 9.29E+08841.9981 17086 SH SOLE 170860 0 WYETH COCOM 9.83E+08258.2856 6185 SH SOLE 61850 0 ZIMMER HCOM 98956P102449.865 31465 SH SOLE 314650 0
NAME OF TITLE OFCUSIP VALUE SHARES /SH/ PUT/ INVESTMEOTHER VOTING AUTHORITY CLASS (1000) PRN AMT PRN CALL DISCRETIMANAGERSSOLE SHARED NONE
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