-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2xO7GU5cmn0CkAf6nMHETWAoX433umSIQZQ6YTHFDDRuIHOFYW7KQhVAdMt/I1J 4/MR0goQwE/sQ64YxlgZFg== 0001356783-08-000005.txt : 20081114 0001356783-08-000005.hdr.sgml : 20081114 20081113181122 ACCESSION NUMBER: 0001356783-08-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial CORP CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 081186421 BUSINESS ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 13F-HR 1 phocas13f200809.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2008 Check here if Amendment ; Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Phocas Financial Corporation Address: 980 Atlantic Avenue Suite 106 Alameda, CA 94501 Form 13F File Number: 28- The person signing this report is authorized to submit it, and all information herein is true and complete, and all required items considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James. A. Murray Title: Chief Compliance Officer Phone: (510) 523 - 5800 Signature, Place, and Date of Signing: Alameda, CA 11/13/2008 [City, State] [Date] Report Type (Check only one): X 13F HOLDINGS REPORT. (All holdings of this manager are in this report.) 13F NOTICE. (All holdings are reported by other manager(s).) 13F COMBINATION REPORT. (Some of the holdings are in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number o 0 Form 13F 230 Form 13F400.3255 (thousands) List of Other Included Managers: List name(s) and Form I 3F file number(s) of all managers with respect to which this report is filed, other than the one filing this report. NONE FORM 13F INFORMATION TABLE ABBOTT LCOM 002824101629.111 28293 SH SOLE 282930 0 ACADIA RCOM 00423910 4693.94 185678 SH SOLE 1856780 0 ACE LTD COM H0023R101101.221 20344 SH SOLE 203440 0 AETNA INCOM 00817Y10391.6852 10847 SH SOLE 108470 0 ALBERTO COM 013078102490.989 91446 SH SOLE 914460 0 ALCOA INCOM 013817101718.135 76091 SH SOLE 760910 0 ALEXANDRCOM 015271105038.875 44790 SH SOLE 447900 0 ALLIANCECOM 01881G10792.3471 21409 SH SOLE 214090 0 ALLIANCECOM 018581102268.624 35794 SH SOLE 357940 0 ALLSTATECOM 020002102506.022 54337 SH SOLE 543370 0 AMB PROPCOM 00163T10791.1192 17464 SH SOLE 174640 0 AMERICANCOM 02368A79492.1872 30085 SH SOLE 300850 0 AMERICANCOM 024835105518.137 162873 SH SOLE 1628730 0 AMERICANCOM 02581610804.8279 22716 SH SOLE 227160 0 AMERICANCOM 02888410 1687.57 39867 SH SOLE 398670 0 AMERICANCOM 029912202374.703 66019 SH SOLE 660190 0 AMERIGROCOM 03073T10 822.294 32579 SH SOLE 325790 0 AMGEN INCOM 031162102448.918 41318 SH SOLE 413180 0 APPLE COCOM 03783310215.3857 1895 SH SOLE 18950 0 ARCHER DCOM 03948310 1220.54 55707 SH SOLE 557070 0 ARRIS GRCOM 04269Q101208.137 156292 SH SOLE 1562920 0 AT&T CORCOM 00206R103052.047 109314 SH SOLE 1093140 0 ATC TECHCOM 00211W101756.713 73998 SH SOLE 739980 0 ATMOS ENCOM 049560101544.492 58020 SH SOLE 580200 0 AVALONBACOM 053484102041.624 20744 SH SOLE 207440 0 AVOCENT COM 053893101365.869 66758 SH SOLE 667580 0 BANCO LACOM P1699413 2259.96 156724 SH SOLE 1567240 0 BANK NEWCOM 064058102290.635 70308 SH SOLE 703080 0 BANK OF COM 060505103510.745 100307 SH SOLE 1003070 0 BEST BUYCOM 08651610 1477.5 39400 SH SOLE 394000 0 BJ SVCS COM 055482101482.594 77501 SH SOLE 775010 0 BOSTON PCOM 1.01E+084925.954 52594 SH SOLE 525940 0 BRIGHTPOCOM 1.09E+08792.5472 110076 SH SOLE 1100760 0 BRISTOL COM 1.1E+081706.468 81845 SH SOLE 818450 0 BRUSH ENCOM 1.17E+08618.4181 33302 SH SOLE 333020 0 Belmar CCOM 0800599810.5925510592.55 SH SOLE 10592.550 0 CAMPBELLCOM 1.34E+081018.268 26380 SH SOLE 263800 0 CAPITOL COM 14056D10990.2089 50806 SH SOLE 508060 0 CENTURYTCOM 1.57E+081115.333 30432 SH SOLE 304320 0 CHEVRON COM 1.67E+081364.879 16548 SH SOLE 165480 0 CHUBB COCOM 1.71E+082902.783 52874 SH SOLE 528740 0 CIGNA COCOM 1.26E+083731.887 109826 SH SOLE 1098260 0 CISCO SYCOM 17275R10383.7907 17012 SH SOLE 170120 0 CITIGROUCOM 1.73E+083634.905 177226 SH SOLE 1772260 0 CITIZENSCOM 1.74E+08555.2809 180286 SH SOLE 1802860 0 CITY NATCOM 1.79E+081925.532 35461 SH SOLE 354610 0 COHEN & COM 19248H10589.9799 51707 SH SOLE 517070 0 COLGATE COM 1.94E+08258.8273 3435 SH SOLE 34350 0 COMERICACOM 2E+082998.777 91454 SH SOLE 914540 0 COMPUWARCOM 2.06E+081192.355 123050 SH SOLE 1230500 0 CONAGRA COM 2.06E+081567.892 80570 SH SOLE 805700 0 CONNS INCOM 2.08E+08 885.432 47324 SH SOLE 473240 0 CONOCOPHCOM 20825C105941.234 81109 SH SOLE 811090 0 COREL COCOM 21869X101577.447 185582 SH SOLE 1855820 0 CORUS ENCOM 2.21E+081400.717 80501 SH SOLE 805010 0 COVIDIENCOM G2552X10245.5219 4567 SH SOLE 45670 0 CREDICORCOM G2519Y10250.8675 4030 SH SOLE 40300 0 DB COMMOCOM 73935S101019.581 30085 SH SOLE 300850 0 DELL INCCOM 24702R101049.479 63682 SH SOLE 636820 0 DEVON ENCOM 25179M102427.288 26615 SH SOLE 266150 0 DIGITAL COM 2.54E+086693.671 141665 SH SOLE 1416650 0 DOMINIONCOM 25746U102672.723 62476 SH SOLE 624760 0 DOW CHEMCOM 2.61E+08682.3166 21470 SH SOLE 214700 0 DUKE ENECOM 26441C10 4365.64 250467 SH SOLE 2504670 0 E M C COCOM 2.69E+081231.545 102972 SH SOLE 1029720 0 EAST WESCOM 27579R101644.754 120055 SH SOLE 1200550 0 EASTGROUCOM 2.77E+08299.9772 6180 SH SOLE 61800 0 EATON COCOM 2.78E+081158.207 20616 SH SOLE 206160 0 ELIZABETCOM 28660G102113.366 107660 SH SOLE 1076600 0 ELLIS PECOM 2.89E+081720.659 115403 SH SOLE 1154030 0 ENCORE CCOM 2.93E+082300.655 167931 SH SOLE 1679310 0 ENPRO INCOM 29355X101827.677 49184 SH SOLE 491840 0 ENTERGY COM 29364G10 2904.04 32626 SH SOLE 326260 0 EQUITY LCOM 29472R103035.384 57239 SH SOLE 572390 0 EXELON CCOM 30161N10338.3985 5404 SH SOLE 54040 0 EXXON MOCOM 30231G1010152.34 130728 SH SOLE 1307280 0 FAIRCHILCOM 3.04E+08918.7193 103343 SH SOLE 1033430 0 FEDERAL COM 3.14E+082742.538 32039 SH SOLE 320390 0 FIDELITYCOM 31620R101863.299 126755 SH SOLE 1267550 0 FIRST BACOM 3.19E+081953.594 176636 SH SOLE 1766360 0 FIRST COCOM 3.2E+082091.271 155254 SH SOLE 1552540 0 FLAGSTARCOM 3.38E+08 580.954 194951 SH SOLE 1949510 0 FNB UNITCOM 3.03E+08980.4391 134123 SH SOLE 1341230 0 FRANKLINCOM 3.55E+08752.3658 8537 SH SOLE 85370 0 FRONTIERCOM 35907K101318.369 98166 SH SOLE 981660 0 GEHL COMCOM 3.68E+081964.747 66760 SH SOLE 667600 0 GENENTECCOM 3.69E+08285.1062 3215 SH SOLE 32150 0 GENERAL COM 3.7E+086174.239 242127 SH SOLE 2421270 0 GENERAL COM 3.7E+08 228.463 15130 SH SOLE 151300 0 GOLDMAN COM 38141G101859.338 14526 SH SOLE 145260 0 GRAMERCYCOM 3.85E+0830.26156 11684 SH SOLE 116840 0 GREEN BACOM 3.94E+082494.246 106093 SH SOLE 1060930 0 HARBOR ICOM 4.12E+082606.481 49847 SH SOLE 498470 0 HEALTH CCOM 40414L10781.4114 19472 SH SOLE 194720 0 HEALTHSPCOM 42224N102395.249 113197 SH SOLE 1131970 0 HERLEY ICOM 4.27E+083131.745 183143 SH SOLE 1831430 0 HOME DEPCOM 4.37E+081768.261 68299 SH SOLE 682990 0 HONEYWELCOM 4.39E+081452.713 34963 SH SOLE 349630 0 HOST HOTCOM 44107P10342.3504 25760 SH SOLE 257600 0 IBERIABACOM 4.51E+082106.918 39866 SH SOLE 398660 0 ICF INTECOM 44925C101861.043 94230 SH SOLE 942300 0 INFINITYCOM 45665Q101221.086 29638 SH SOLE 296380 0 ING GROUCOM 4.57E+081043.571 48765 SH SOLE 487650 0 INNOSPECCOM 45768S10779.0398 64597 SH SOLE 645970 0 INTEGRYSCOM 45822P101625.497 32549 SH SOLE 325490 0 INTEL COCOM 4.58E+081101.268 58797 SH SOLE 587970 0 INTERNETCOM 46059C201957.786 241404 SH SOLE 2414040 0 INTL PAPCOM 4.6E+081569.674 59957 SH SOLE 599570 0 IPC HOLDCOM G4933P102096.574 69400 SH SOLE 694000 0 ISHARES COM 4.64E+08268.1196 4328 SH SOLE 43280 0 JACKSON COM 4.68E+08894.0766 58284 SH SOLE 582840 0 JAKKS PACOM 47012E10 2936.49 117884 SH SOLE 1178840 0 JDA SOFTCOM 46612K101999.005 131427 SH SOLE 1314270 0 JOHNSON COM 4.78E+08 5052.59 72930 SH SOLE 729300 0 JOHNSON COM 4.78E+08760.3124 25068 SH SOLE 250680 0 JPMORGANCOM 46625H104611.205 98741 SH SOLE 987410 0 JULIUS BCOM 4.81E+08 815.803 26547 SH SOLE 265470 0 K-SWISS COM 4.83E+081205.837 69301 SH SOLE 693010 0 KIMBERLYCOM 4.94E+081297.448 20010 SH SOLE 200100 0 KIMCO RECOM 49446R101795.616 48609 SH SOLE 486090 0 KINDRED COM 4.95E+081863.346 67586 SH SOLE 675860 0 KORN FERCOM 5.01E+081510.566 84768 SH SOLE 847680 0 LABORATOCOM 50540R40 309.275 4450 SH SOLE 44500 0 LACLEDE COM 5.06E+082324.659 47941 SH SOLE 479410 0 LAZARD ECOM 52106N76620.9392 35584 SH SOLE 355840 0 LIZ CLAICOM 5.39E+08 1007.75 61336 SH SOLE 613360 0 LOCKHEEDCOM 5.4E+08462.8074 4220 SH SOLE 42200 0 MACERICHCOM 5.54E+08862.7758 13555 SH SOLE 135550 0 MARINER COM 56845T30 2329.19 113619 SH SOLE 1136190 0 MARSH & COM 5.72E+084001.506 125992 SH SOLE 1259920 0 MATTEL ICOM 5.77E+081753.181 97183 SH SOLE 971830 0 MATTHEWSCOM 5.77E+08165.9822 12405 SH SOLE 124050 0 MCDONALDCOM 5.8E+083188.903 51684 SH SOLE 516840 0 MCGRAW HCOM 5.81E+082468.583 78095 SH SOLE 780950 0 MICROSEMCOM 5.95E+082875.469 112852 SH SOLE 1128520 0 MID-AMERCOM 59522J10284.8646 5797 SH SOLE 57970 0 MISSION COM 6.05E+08311.5534 31987 SH SOLE 319870 0 MONARCH COM 6.09E+08742.1496 65158 SH SOLE 651580 0 NABORS ICOM G6359F101491.811 59864 SH SOLE 598640 0 NASH FINCOM 6.31E+081117.843 25924 SH SOLE 259240 0 NATIONWICOM 6.39E+084239.739 117836 SH SOLE 1178360 0 NATL PENCOM 6.37E+083196.144 218914 SH SOLE 2189140 0 NBTY INCCOM 6.29E+081887.745 63948 SH SOLE 639480 0 NESTLE SCOM 6.41E+08541.9675 12608 SH SOLE 126080 0 NEW JERSCOM 6.46E+081905.077 53081 SH SOLE 530810 0 NICHOLASCOM 6.54E+081957.806 110237 SH SOLE 1102370 0 NIKE INCCOM 6.54E+08 505.095 7550 SH SOLE 75500 0 NORTHROPCOM 6.67E+081502.118 24812 SH SOLE 248120 0 OAKMARK COM 4.14E+08550.9597 35071 SH SOLE 350710 0 ORACLE CCOM 68389X10312.9162 15407 SH SOLE 154070 0 ORTHOFIXCOM N6748L10431.2845 23150 SH SOLE 231500 0 PAR PHARCOM 69888P10664.3237 54054 SH SOLE 540540 0 PARKER HCOM 7.01E+081372.064 25888 SH SOLE 258880 0 PEPSICO COM 7.13E+08687.4704 9646 SH SOLE 96460 0 PEROT SYCOM 7.14E+082379.553 137150 SH SOLE 1371500 0 PFIZER ICOM 7.17E+08 4007.27 217314 SH SOLE 2173140 0 PHILIP MCOM 7.18E+081216.641 25294 SH SOLE 252940 0 PHOCAS RCOM 007989423477.664 188084 SH SOLE 1880840 0 PHOCAS SCOM 007989412563.347 137151 SH SOLE 1371510 0 PORTLANDCOM 7.37E+08829.8508 35074 SH SOLE 350740 0 POWERSHANOTE 73935X221051.235 77070 SH SOLE 770700 0 PREFORMECOM 7.4E+082542.224 43576 SH SOLE 435760 0 PRIDE INCOM 74153Q101437.625 48552 SH SOLE 485520 0 PROCTER COM 7.43E+082466.678 35395 SH SOLE 353950 0 PROLOGISCOM 7.43E+081625.832 39395 SH SOLE 393950 0 PUBLIC SCOM 74460D101431.586 14459 SH SOLE 144590 0 REGENCY COM 7.59E+081461.911 21921 SH SOLE 219210 0 REPUBLICCOM 7.6E+082697.965 88983 SH SOLE 889830 0 ROSETTA COM 7.78E+082260.024 123095 SH SOLE 1230950 0 ROYAL BACOM 7.8E+08451.0865 80985 SH SOLE 809850 0 ROYAL BKNOTE 7.8E+08 100.1 11000 SH SOLE 110000 0 ROYAL DUCOM 7.8E+08 236.04 4000 SH SOLE 40000 0 ROYCE LOCOM 7.81E+08266.2873 20853 SH SOLE 208530 0 SAFETY ICOM 78648T102037.486 53717 SH SOLE 537170 0 SANDY SPCOM 8E+08859.0491 38871 SH SOLE 388710 0 SCANSOURCOM 8.06E+081010.903 35113 SH SOLE 351130 0 SCHLUMBECOM 8.07E+08310.9544 3982 SH SOLE 39820 0 SCHNITZECOM 8.07E+08 1198.35 30539 SH SOLE 305390 0 SCHWAB SCOM 8.09E+08 243 13235 SH SOLE 132350 0 SCHWEITZCOM 8.09E+081368.362 72057 SH SOLE 720570 0 SEACOR HCOM 8.12E+08785.1578 9945 SH SOLE 99450 0 SENSIENTCOM 81725T102482.782 88261 SH SOLE 882610 0 SIERRA PCOM 8.26E+081837.358 191791 SH SOLE 1917910 0 SIMON PPCOM 8.29E+086746.738 69554 SH SOLE 695540 0 SL GREENCOM 78440X10858.6648 13251 SH SOLE 132510 0 SPDR DOWCOM 78463X86264.1643 6922 SH SOLE 69220 0 SPDR S&PCOM 78462F10978.9556 8440 SH SOLE 84400 0 STEINER COM P8744Y102782.923 80946 SH SOLE 809460 0 STRATTONCOM 8.63E+08359.7036 8220 SH SOLE 82200 0 SUNSTONECOM 8.68E+08224.4645 16627 SH SOLE 166270 0 SWIFT ENCOM 8.71E+081846.674 47730 SH SOLE 477300 0 SYMANTECCOM 8.72E+081793.352 91591 SH SOLE 915910 0 SYNAPTICCOM 87157D101374.859 45495 SH SOLE 454950 0 SYNERON COM M87245101380.113 96850 SH SOLE 968500 0 SYNIVERSCOM 87163F101302.523 78418 SH SOLE 784180 0 SYNNEX CCOM 87162W102356.602 105488 SH SOLE 1054880 0 TARGET CCOM 87612E10 353.16 7200 SH SOLE 72000 0 TCF FINLCOM 8.72E+08 1750.14 97230 SH SOLE 972300 0 TEXTRON COM 8.83E+081204.433 41135 SH SOLE 411350 0 TIME WARCOM 8.87E+081592.616 121481 SH SOLE 1214810 0 TIMKEN CCOM 8.87E+081826.279 64419 SH SOLE 644190 0 TREDEGARCOM 8.95E+082181.783 122641 SH SOLE 1226410 0 TREEHOUSCOM 89469A102430.618 81839 SH SOLE 818390 0 TRIUMPH COM 8.97E+082544.493 55666 SH SOLE 556660 0 UNILEVERCOM 9.05E+082171.192 77102 SH SOLE 771020 0 UNIONBANCOM 9.09E+08 531.719 7255 SH SOLE 72550 0 UNITED SCOM 9.13E+082276.612 47598 SH SOLE 475980 0 UNITED TCOM 9.13E+08200.3001 3335 SH SOLE 33350 0 URS CORPCOM 9.03E+082325.171 63408 SH SOLE 634080 0 US BANCOCOM 9.03E+084993.417 138629 SH SOLE 1386290 0 VALUECLICOM 92046N101257.247 122898 SH SOLE 1228980 0 VENTAS ICOM 92276F102078.111 42050 SH SOLE 420500 0 VERIZON COM 92343V102961.522 92288 SH SOLE 922880 0 VIROPHARCOM 9.28E+081652.949 125987 SH SOLE 1259870 0 VORNADO COM 9.29E+081655.108 18198 SH SOLE 181980 0 VULCAN MCOM 9.29E+081954.433 26234 SH SOLE 262340 0 WACHOVIACOM 9.3E+08139.6465 39899 SH SOLE 398990 0 WALGREENCOM 9.31E+083307.952 106846 SH SOLE 1068460 0 WALT DISCOM 2.55E+08 1763.11 57449 SH SOLE 574490 0 WASHINGTCOM 9.37E+081273.091 140673 SH SOLE 1406730 0 WASTE MGCOM 94106L101791.624 56895 SH SOLE 568950 0 WATTS WACOM 9.43E+08 1491.97 54551 SH SOLE 545510 0 WEIGHT WCOM 9.49E+081200.809 32809 SH SOLE 328090 0 WELLS FACOM 9.5E+08495.6212 13206 SH SOLE 132060 0 WESTERN COM 9.6E+08588.3548 23849 SH SOLE 238490 0 WOLVERINCOM 9.78E+082297.733 86838 SH SOLE 868380 0 WSFS FINCOM 9.29E+08 2627.82 43797 SH SOLE 437970 0 WYETH COM 9.83E+08228.4739 6185 SH SOLE 61850 0 ZIMMER HCOM 98956P10 217.309 3366 SH SOLE 33660 0 ZIONS BACOM 9.9E+081671.066 43180 SH SOLE 431800 0
NAME OF TITLE OFCUSIP VALUE SHARES /SH/ PUT/ INVESTMEOTHER VOTING AUTHORITY CLASS (1000) PRN AMT PRN CALL DISCRETIMANAGERSSOLE SHARED NONE
-----END PRIVACY-ENHANCED MESSAGE-----