-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FD6BQU3ZIaYzjleud7rrr/7XQ17MPrUHqIC6jIa13CGHRCdV1uaep5LG8mq+WP/F 9dJ+iLRhG/xNfqSYO9CiLQ== 0000902664-08-001539.txt : 20080314 0000902664-08-001539.hdr.sgml : 20080314 20080314061432 ACCESSION NUMBER: 0000902664-08-001539 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080314 DATE AS OF CHANGE: 20080314 EFFECTIVENESS DATE: 20080314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mathes Company, Inc. CENTRAL INDEX KEY: 0001389223 IRS NUMBER: 200470186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12290 FILM NUMBER: 08687637 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-368-4900 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 p08-0747form13fhr.txt RICHARD MATHES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Mathes Company, Inc. -------------------------------------------------- Address: 230 Park Avenue -------------------------------------------------- New York, NY 10169 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-12290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Mathes ------------------------------------------------------- Title: Vice President ------------------------------------------------------- Phone: (917) 368-4900 ------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard Mathes New York, NY 3/13/08 ------------------------ ------------------------------ ------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 117 ------------- Form 13F Information Table Value Total: $118,540 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12293 Sorrell M. Mathes - --------- ------------ -----------------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value Shrs or SH/ PUT/ Investment Other Voting Authority Name of Issuer Title of Class Cusip (x$1000) Prn Amt PRN CALL Discretion Managers Sole Shared None ABBOTT LABS COM 002824100 1,139 20,285 SH SOLE 20,285 ACTIVISION INC NEW COM NEW 004930202 208 7,000 SH SOLE 7,000 ADOBE SYS INC COM 00724F101 486 11,370 SH SOLE 11,370 ALLEGHENY TECHNOLOGIES INC COM 01741R102 389 4,500 SH SOLE 4,500 ALLERGAN INC COM 018490102 1,050 16,350 SH SOLE 16,350 ALLIANT TECHSYSTEMS INC COM 018804104 1,231 10,823 SH SOLE 10,823 AMAZON COM INC COM 023135106 2,467 26,625 SH SOLE 26,625 AMEREN CORP COM 023608102 206 3,800 SH SOLE 3,800 APPLE INC COM 037833100 2,801 14,145 SH SOLE 14,145 APPLIED MATLS INC COM 038222105 233 13,100 SH SOLE 13,100 BANK OF NEW YORK MELLON CORP COM 064058100 428 8,773 SH SOLE 8,773 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1,094 231 SH SOLE 231 BOEING CO COM 097023105 1,375 15,725 SH SOLE 15,725 BP PLC SPONSORED ADR 055622104 522 7,128 SH SOLE 7,128 BROADCOM CORP CL A 111320107 284 10,850 SH SOLE 10,850 BURLINGTON NORTHN SANTA FE C COM 12189T104 1,201 14,425 SH SOLE 14,425 CARNIVAL CORP PAIRED CTF 143658300 802 18,025 SH SOLE 18,025 CATERPILLAR INC DEL COM 149123101 1,344 18,525 SH SOLE 18,525 CELGENE CORP COM 151020104 1,024 22,160 SH SOLE 22,160 CHEESECAKE FACTORY INC COM 163072101 801 33,784 SH SOLE 33,784 CHEVRON CORP NEW COM 166764100 1,894 20,295 SH SOLE 20,295 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 599 6,900 SH SOLE 6,900 CHIPOTLE MEXICAN GRILL INC CL A 169656105 441 3,000 SH SOLE 3,000 CHUBB CORP COM 171232101 959 17,575 SH SOLE 17,575 CISCO SYS INC COM 17275R102 1,786 65,964 SH SOLE 65,964 CLEVELAND CLIFFS INC COM 185896107 318 3,155 SH SOLE 3,155 COCA COLA CO COM 191216100 225 3,660 SH SOLE 3,660 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 720 21,200 SH SOLE 21,200 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 565 17,300 SH SOLE 17,300 CONOCOPHILLIPS COM 20825C104 1,722 19,500 SH SOLE 19,500 CONSOLIDATED EDISON INC COM 209115104 399 8,175 SH SOLE 8,175 CORNING INC COM 219350105 976 40,665 SH SOLE 40,665 COSTCO WHSL CORP NEW COM 22160K105 621 8,900 SH SOLE 8,900 CREE INC COM 225447101 674 24,550 SH SOLE 24,550 CROCS INC COM 227046109 785 21,330 SH SOLE 21,330 CSX CORP COM 126408103 1,572 35,743 SH SOLE 35,743 CTRIP COM INTL LTD ADR 22943F100 2,348 40,850 SH SOLE 40,850 CYPRESS SEMICONDUCTOR CORP COM 232806109 436 12,100 SH SOLE 12,100 DEERE & CO COM 244199105 2,382 25,585 SH SOLE 25,585 DISNEY WALT CO COM DISNEY 254687106 794 24,600 SH SOLE 24,600 EBAY INC COM 278642103 1,172 35,326 SH SOLE 35,326 ELECTRONIC ARTS INC COM 285512109 2,005 34,325 SH SOLE 34,325 EMERSON ELEC CO COM 291011104 1,551 27,375 SH SOLE 27,375 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 566 11,200 SH SOLE 11,200 ENCANA CORP COM 292505104 532 7,825 SH SOLE 7,825 EVERGREEN SOLAR INC COM 30033R108 181 10,500 SH SOLE 10,500 EVERGREEN UTLS & HIGH INCM F COM 30034Q109 378 13,500 SH SOLE 13,500 EXXON MOBIL CORP COM 30231G102 3,850 41,091 SH SOLE 41,091 FEDEX CORP COM 31428X106 1,001 11,225 SH SOLE 11,225 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 915 31,350 SH SOLE 31,350 GENENTECH INC COM NEW 368710406 352 5,250 SH SOLE 5,250 GENERAL ELECTRIC CO COM 369604103 2,383 64,273 SH SOLE 64,273 GENERAL MLS INC COM 370334104 1,198 21,025 SH SOLE 21,025 GENZYME CORP COM 372917104 536 7,200 SH SOLE 7,200 GILEAD SCIENCES INC COM 375558103 1,205 26,200 SH SOLE 26,200 GOOGLE INC CL A 38259P508 5,123 7,409 SH SOLE 7,409 HARLEY DAVIDSON INC COM 412822108 1,145 24,513 SH SOLE 24,513 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1,813 13,900 SH SOLE 13,900 HERSHEY CO COM 427866108 227 5,774 SH SOLE 5,774 HESS CORP COM 42809H107 2,500 24,790 SH SOLE 24,790 HEWLETT PACKARD CO COM 428236103 1,251 24,780 SH SOLE 24,780 ILLINOIS TOOL WKS INC COM 452308109 707 13,200 SH SOLE 13,200 INGERSOLL-RAND COMPANY LTD CL A G4776G101 813 17,500 SH SOLE 17,500 INTEL CORP COM 458140100 1,250 46,900 SH SOLE 46,900 ISHARES INC MSCI BRAZIL 464286400 282 3,500 SH SOLE 3,500 ISHARES INC MSCI MALAYSIA 464286830 222 17,400 SH SOLE 17,400 ISHARES INC MSCI TAIWAN 464286731 150 10,000 SH SOLE 10,000 JOHNSON & JOHNSON COM 478160104 3,280 49,170 SH SOLE 49,170 JUNIPER NETWORKS INC COM 48203R104 710 21,375 SH SOLE 21,375 KIMCO REALTY CORP COM 49446R109 1,052 28,900 SH SOLE 28,900 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 300 5,550 SH SOLE 5,550 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,281 12,088 SH SOLE 12,088 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 369 8,500 SH SOLE 8,500 MICROCHIP TECHNOLOGY INC COM 595017104 245 7,787 SH SOLE 7,787 MICROSOFT CORP COM 594918104 2,968 83,360 SH SOLE 83,360 MURPHY OIL CORP COM 626717102 976 11,500 SH SOLE 11,500 NASDAQ STOCK MARKET INC COM 631103108 1,174 23,730 SH SOLE 23,730 NEWS CORP CL B 65248E203 232 10,900 SH SOLE 10,900 NOKIA CORP SPONSORED ADR 654902204 695 18,092 SH SOLE 18,092 NORDIC AMERICAN TANKER SHIPP COM G65773106 394 12,000 SH SOLE 12,000 NORTHERN TR CORP COM 665859104 704 9,188 SH SOLE 9,188 NORTHROP GRUMMAN CORP COM 666807102 328 4,170 SH SOLE 4,170 NYSE EURONEXT COM 629491101 983 11,200 SH SOLE 11,200 OCEANEERING INTL INC COM 675232102 1,158 17,200 SH SOLE 17,200 OGE ENERGY CORP COM 670837103 902 24,850 SH SOLE 24,850 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 368 6,000 SH SOLE 6,000 ORACLE CORP COM 68389X105 1,355 60,020 SH SOLE 60,020 PAN AMERICAN SILVER CORP COM 697900108 779 22,300 SH SOLE 22,300 PEPSICO INC COM 713448108 1,334 17,575 SH SOLE 17,575 POTASH CORP SASK INC COM 73755L107 446 3,100 SH SOLE 3,100 PROCTER & GAMBLE CO COM 742718109 1,578 21,491 SH SOLE 21,491 QUALCOMM INC COM 747525103 1,091 27,725 SH SOLE 27,725 RAYTHEON CO COM NEW 755111507 1,284 21,150 SH SOLE 21,150 RESEARCH IN MOTION LTD COM 760975102 612 5,400 SH SOLE 5,400 RF MICRODEVICES INC COM 749941100 80 14,000 SH SOLE 14,000 SALESFORCE COM INC COM 79466L302 1,222 19,500 SH SOLE 19,500 SCANA CORP NEW COM 80589M102 358 8,500 SH SOLE 8,500 SCHLUMBERGER LTD COM 806857108 2,796 28,425 SH SOLE 28,425 SCRIPPS E W CO OHIO CL A 811054204 531 11,800 SH SOLE 11,800 SIRIUS SATELLITE RADIO INC COM 82966U103 36 12,000 SH SOLE 12,000 SMITH INTL INC COM 832110100 1,477 20,000 SH SOLE 20,000 SOUTHERN COPPER CORP COM 84265V105 1,343 12,775 SH SOLE 12,775 SPX CORP COM 784635104 247 2,400 SH SOLE 2,400 STATE STR CORP COM 857477103 633 7,800 SH SOLE 7,800 SVB FINL GROUP COM 78486Q101 306 6,081 SH SOLE 6,081 TEEKAY CORPORATION COM Y8564W103 926 17,400 SH SOLE 17,400 TEREX CORP NEW COM 880779103 584 8,900 SH SOLE 8,900 TEXAS INSTRS INC COM 882508104 721 21,600 SH SOLE 21,600 TIME WARNER INC COM 887317105 560 33,925 SH SOLE 33,925 TRANSOCEAN INC ORD G90078109 1,301 9,087 SH SOLE 9,087 TRIUMPH GROUP INC NEW COM 896818101 1,075 13,050 SH SOLE 13,050 UNILEVER PLC SPON ADR NEW 904767704 1,096 29,300 SH SOLE 29,300 UNION PAC CORP COM 907818108 578 4,600 SH SOLE 4,600 UNITED PARCEL SERVICE INC CL B 911312106 882 12,475 SH SOLE 12,475 UNITED TECHNOLOGIES CORP COM 913017109 1,241 16,215 SH SOLE 16,215 WELLS FARGO & CO NEW COM 949746101 468 15,500 SH SOLE 15,500 YAHOO INC COM 984332106 872 37,495 SH SOLE 37,495 total 117 118,540
Note: Issues can be omitted if less than 10,000 shares AND value less than $200,000.00 -----END PRIVACY-ENHANCED MESSAGE-----