0000846797-01-500012.txt : 20011119 0000846797-01-500012.hdr.sgml : 20011119 ACCESSION NUMBER: 0000846797-01-500012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 1776043 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f15005590.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: November 6, 2001 Stephen M. Miller Dayton, OH November 6, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE A M R COM 001765106 268 14000 SH 0 0 14000 AFLAC COM 001055102 1361 50403 SH 8590 0 41813 ALLETE COM 018522102 215 8400 SH 100 0 8300 ALLTEL COM 020039103 2136 36861 SH 10714 0 26147 AMBAC Financial Group COM 023139108 16681 304901 SH 115085 0 189816 AT&T Wireless Services COM 00209A106 3104 207764 SH 83339 0 124425 Advanced Marketing Services COM 00753T105 387 25215 SH 9300 0 15915 Albertson's COM 013104104 1717 53850 SH 18220 0 35630 Alcoa COM 013817101 5946 191754 SH 91599 0 100155 Alliance Capital Mgmt Hold COM 01855A101 412 9010 SH 4980 0 4030 America West Holdings B COM 023657208 32 17200 SH 5900 0 11300 American 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Financial Group COM 514936103 1824 54855 SH 12610 0 42245 Lloyds TSB Group plc COM G5542W106 147 15450 SH 6750 0 8700 London Pacific Group COM 542073101 155 52600 SH 7600 0 45000 Lone Star Liquidating Trust COM 54229R102 1 52015 SH 0 0 52015 Lowe's Companies COM 548661107 1255 39660 SH 3520 0 36140 M & F Worldwide COM 552541104 126 26335 SH 4600 0 21735 M D C Holdings COM 552676108 272 9825 SH 3025 0 6800 M/I Schottenstein Homes COM 55305B101 2199 65055 SH 19935 0 45120 MCI Group COM 98157D304 409 26875 SH 10792 0 16083 MCSi COM 55270M108 2318 143900 SH 15500 0 128400 MGIC Investment COM 552848103 2059 31505 SH 7330 0 24175 Marsh Supermarkets B COM 571783208 215 15675 SH 5675 0 10000 Masco COM 574599106 811 39675 SH 16290 0 23385 Maverick Tube COM 577914104 508 56025 SH 13800 0 42225 McDonalds COM 580135101 563 20735 SH 1100 0 19635 Merck COM 589331107 10595 159085 SH 60626 0 98459 Microsoft COM 594918104 962 18803 SH 4325 0 14478 Modis Professional Services COM 607830106 259 64770 SH 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Drilling COM 701081101 1469 476915 SH 136000 0 340915 Parkway Properties COM 70159Q104 518 15950 SH 3650 0 12300 Payless Shoesource COM 704379106 1459 26630 SH 8257 0 18373 Pfizer COM 717081103 2366 59009 SH 16177 0 42832 Pharmacia COM 71713U102 594 14653 SH 4040 0 10613 Pioneer Natural Resources COM 723787107 2327 163515 SH 44155 0 119360 Pitt-Des Moines COM 724508106 220 7200 SH 1200 0 6000 Pride International COM 74153Q102 104 10000 SH 0 0 10000 Procter & Gamble COM 742718109 1492 20493 SH 1935 0 18558 Protective Life COM 743674103 216 7450 SH 1400 0 6050 Pulte Homes COM 745867101 278 9074 SH 2772 0 6302 QUALCOMM COM 747525103 221 4640 SH 2895 0 1745 Questar COM 748356102 246 12200 SH 2100 0 10100 RFS Hotel Investors COM 74955J108 1593 153876 SH 48836 0 105040 Ramco-Gershenson Properties COM 751452202 186 11300 SH 1100 0 10200 Raymond James Financial COM 754730109 407 15000 SH 2000 0 13000 Raytheon COM 755111507 9679 278545 SH 125275 0 153270 Rex Stores COM 761624105 371 26962 SH 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1304 43720 SH 15955 0 27765 T. 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