0000846797-01-500012.txt : 20011119
0000846797-01-500012.hdr.sgml : 20011119
ACCESSION NUMBER: 0000846797-01-500012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC
CENTRAL INDEX KEY: 0000846797
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 1776043
BUSINESS ADDRESS:
STREET 1: 2480 KETTERING TOWER
CITY: DAYTON
STATE: OH
ZIP: 45423
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 2480 KETTERING TOWER
CITY: DAYTON
STATE: OH
ZIP: 45423
13F-HR
1
frm13f15005590.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2001
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: C. H. Dean & Associates, Inc.
Address: 2480 Kettering Tower
Dayton, OH 45423
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Per Signing this Report on Behalf of Reporting Manager:
Name: Stephen M. Miller
Title: President
Phone: (800) 327-3656
Signature, Place, and Date of Signing: November 6, 2001
Stephen M. Miller Dayton, OH November 6, 2001
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: N/A
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number Other Included Manager: 0
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total:
List of Other Included Manager:
No. 13F File Number Name
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
A M R COM 001765106 268 14000 SH 0 0 14000
AFLAC COM 001055102 1361 50403 SH 8590 0 41813
ALLETE COM 018522102 215 8400 SH 100 0 8300
ALLTEL COM 020039103 2136 36861 SH 10714 0 26147
AMBAC Financial Group COM 023139108 16681 304901 SH 115085 0 189816
AT&T Wireless Services COM 00209A106 3104 207764 SH 83339 0 124425
Advanced Marketing Services COM 00753T105 387 25215 SH 9300 0 15915
Albertson's COM 013104104 1717 53850 SH 18220 0 35630
Alcoa COM 013817101 5946 191754 SH 91599 0 100155
Alliance Capital Mgmt Hold COM 01855A101 412 9010 SH 4980 0 4030
America West Holdings B COM 023657208 32 17200 SH 5900 0 11300
American Express COM 025816109 1496 51476 SH 17900 0 33576
AnnTaylor Stores COM 036115103 326 14850 SH 3245 0 11605
Atlantic Tele-Network COM 049079205 228 17080 SH 6580 0 10500
Audiovox A COM 050757103 547 59900 SH 10000 0 49900
Avaya COM 053499109 324 32770 SH 2274 0 30496
BB&T COM 054937107 3071 84250 SH 39290 0 44960
Banc One COM 06423A103 3551 112836 SH 54831 0 58005
Bank of America COM 060505104 16160 276710 SH 107905 0 168805
Bay View Capital COM 07262L101 175 25000 SH 0 0 25000
Berkshire Hathaway B COM 084670207 207 89 SH 85 0 4
Beverly Enterprises COM 087851309 3224 316090 SH 95625 0 220465
Brandywine Realty Trust COM 105368203 275 12875 SH 1575 0 11300
British Telecom COM G15820114 84 16835 SH 6380 0 10455
Brown Shoe Company COM 115736100 528 46550 SH 11025 0 35525
Building Material Holding COM 120113105 991 70570 SH 14270 0 56300
CBRL Group COM 12489V106 470 21385 SH 7130 0 14255
CVS COM 126650100 670 20195 SH 5440 0 14755
Cadmus Communications COM 127587103 255 29675 SH 11075 0 18600
Casella Waste Systems COM 147448104 3080 276705 SH 83885 0 192820
Castle Energy COM 148449309 161 30950 SH 5450 0 25500
Certegy COM 156880106 991 38159 SH 10360 0 27799
Charter One Financial COM 160903100 328 11628 SH 1050 0 10578
Chartered Semiconductor COM Not Avail 57 32250 SH 11850 0 20400
Chesapeake LP COM 241997956 292 138 SH 0 0 138
Chevron COM 166751107 695 8195 SH 2040 0 6155
Children's Comprehensive Svcs COM 16875K202 94 19700 SH 18800 0 900
Cisco Systems COM 17275R102 1013 83190 SH 43190 0 40000
Citigroup COM 172967101 15027 371040 SH 140689 0 230351
Citizens Communications COM 17453B101 1312 139575 SH 41120 0 98455
Clayton Homes COM 184190106 1569 128624 SH 30513 0 98111
Clayton Williams Energy COM 969490101 134 14350 SH 1000 0 13350
Coastal Bancorp COM 19041P105 441 12500 SH 2500 0 10000
Compaq Computer COM 204493100 9150 1101095 SH 412875 0 688220
Computer Associates Intl COM 204912109 13338 518190 SH 200810 0 317380
Conoco B COM 208251405 707 27920 SH 13225 0 14695
Convergys COM 212485106 16527 595550 SH 228160 0 367390
Cox Communications A COM 224044107 679 16275 SH 6075 0 10200
Dell Computer COM 247025109 260 14040 SH 8005 0 6035
Delta Air Lines COM 247361108 7320 278025 SH 97840 0 180185
Deluxe COM 248019101 1489 43111 SH 12556 0 30555
Devon Energy COM 25179M103 8438 245295 SH 96065 0 149230
Diamond Offshore Drilling COM 25271C102 13699 543170 SH 200756 0 342414
Disney (Walt) COM 254687106 6014 323010 SH 141355 0 181655
Duke Energy COM 264399106 1148 30325 SH 7815 0 22510
EMC COM 268648102 1246 106045 SH 41525 0 64520
EOG Resources COM 26875P101 1853 64055 SH 17540 0 46515
ESCO Technologies COM 296315104 232 9300 SH 3300 0 6000
Edwards (A G) COM 281760108 1823 51925 SH 16220 0 35705
El Paso COM 28336L109 10447 251420 SH 103670 0 147750
Emerson Electric COM 291011104 926 19675 SH 4250 0 15425
Ericsson LM B COM W26049119 39 10900 SH 3950 0 6950
Exponent COM 30214U102 530 48600 SH 13900 0 34700
Exxon Mobil COM 30231G102 15825 401656 SH 157314 0 244342
Fannie Mae COM 313586109 4364 54511 SH 14180 0 40331
FedEx COM 31428X106 13797 375420 SH 150550 0 224870
FleetBoston Financial COM 339030108 13228 359948 SH 141574 0 218374
Fleming Companies COM 339130106 3111 105470 SH 37580 0 67890
Flexsteel Industries COM 339382103 160 14800 SH 2100 0 12700
Ford Motor COM 345370860 10228 589533 SH 234975 0 354558
Fox Entertainment Group COM 35138T107 7326 383570 SH 141385 0 242185
Freddie Mac COM 313400301 592 9110 SH 1600 0 7510
Genesee & Wyoming A COM 371559105 579 25750 SH 10500 0 15250
Genl Electric COM 369604103 998 26820 SH 7900 0 18920
Genlyte Group COM 372302109 1523 52515 SH 17340 0 35175
GlaxoSmithKline plc COM G3910J112 208 7373 SH 2488 0 4885
Glenborough Realty Trust COM 37803P105 191 10300 SH 2100 0 8200
Golden State Bancorp COM 381197102 1817 59785 SH 21035 0 38750
Granada plc COM G40516141 31 23045 SH 9947 0 13098
Guidant COM 401698105 19248 499960 SH 202515 0 297445
HBOS plc COM Not Avail 161 14950 SH 4650 0 10300
HEALTHSOUTH COM 421924101 606 37294 SH 8300 0 28994
HSBC Holdings plc COM G4634U169 142 13500 SH 4500 0 9000
Healthcare Realty Trust COM 421946104 343 13432 SH 4725 0 8707
Hewlett-Packard COM 428236103 310 19315 SH 8720 0 10595
Home Depot COM 437076102 1041 27138 SH 11950 0 15188
Honeywell International COM 438516106 10928 413930 SH 159545 0 254385
Host Marriott COM 44107P104 5085 721265 SH 322112 0 399153
Intel COM 458140100 11929 583598 SH 221835 0 361763
Intermet COM 45881K104 168 60000 SH 10000 0 50000
International Business Machine COM 459200101 998 10885 SH 5885 0 5000
Interpublic Group of Companies COM 460690100 771 37815 SH 9545 0 28270
JP Morgan Chase & Co COM 46625H100 19480 570430 SH 217793 0 352637
Johnson & Johnson COM 478160104 1028 18555 SH 3570 0 14985
K2 Inc COM 482732104 114 19050 SH 3850 0 15200
Key Energy Services COM 492914106 430 67590 SH 14300 0 53290
KeySpan COM 49337W100 3638 109445 SH 45175 0 64270
LSI Logic COM 502161102 8364 711850 SH 291565 0 420285
LandAmerica Financial Group COM 514936103 1824 54855 SH 12610 0 42245
Lloyds TSB Group plc COM G5542W106 147 15450 SH 6750 0 8700
London Pacific Group COM 542073101 155 52600 SH 7600 0 45000
Lone Star Liquidating Trust COM 54229R102 1 52015 SH 0 0 52015
Lowe's Companies COM 548661107 1255 39660 SH 3520 0 36140
M & F Worldwide COM 552541104 126 26335 SH 4600 0 21735
M D C Holdings COM 552676108 272 9825 SH 3025 0 6800
M/I Schottenstein Homes COM 55305B101 2199 65055 SH 19935 0 45120
MCI Group COM 98157D304 409 26875 SH 10792 0 16083
MCSi COM 55270M108 2318 143900 SH 15500 0 128400
MGIC Investment COM 552848103 2059 31505 SH 7330 0 24175
Marsh Supermarkets B COM 571783208 215 15675 SH 5675 0 10000
Masco COM 574599106 811 39675 SH 16290 0 23385
Maverick Tube COM 577914104 508 56025 SH 13800 0 42225
McDonalds COM 580135101 563 20735 SH 1100 0 19635
Merck COM 589331107 10595 159085 SH 60626 0 98459
Microsoft COM 594918104 962 18803 SH 4325 0 14478
Modis Professional Services COM 607830106 259 64770 SH 7050 0 57720
Morgan Stanley, Dean Witter COM 617446448 10485 226206 SH 90665 0 135541
Motor Cargo Industries COM 619907108 245 25250 SH 0 0 25250
Movie Gallery COM 624581104 314 15150 SH 0 0 15150
N C R COM 62886E108 11146 375922 SH 135522 0 240400
Nam Tai Electronics COM 629865205 435 33625 SH 9000 0 24625
Nash Finch COM 631158102 320 9375 SH 0 0 9375
Nationwide Financial A COM 638612101 3722 100114 SH 34070 0 66044
Nautica Enterprises COM 639089101 1979 167170 SH 48925 0 118245
Network Associates COM 640938106 2180 169150 SH 43550 0 125600
News Corp Ltd A PFD 652487802 213 10020 SH 370 0 9650
Noble Affiliates COM 654894104 203 6550 SH 0 0 6550
Nokia COM 654902204 1404 89727 SH 37077 0 52650
Nortel Networks COM 656568102 451 80400 SH 9280 0 71120
Old Dominion Freight Lines COM 679580100 173 14400 SH 2200 0 12200
Orthofix International N V COM N6748L102 3127 109735 SH 33805 0 75930
PACCAR COM 693718108 566 11525 SH 6750 0 4775
PMI Group COM 69344M101 357 5725 SH 75 0 5650
Parker Drilling COM 701081101 1469 476915 SH 136000 0 340915
Parkway Properties COM 70159Q104 518 15950 SH 3650 0 12300
Payless Shoesource COM 704379106 1459 26630 SH 8257 0 18373
Pfizer COM 717081103 2366 59009 SH 16177 0 42832
Pharmacia COM 71713U102 594 14653 SH 4040 0 10613
Pioneer Natural Resources COM 723787107 2327 163515 SH 44155 0 119360
Pitt-Des Moines COM 724508106 220 7200 SH 1200 0 6000
Pride International COM 74153Q102 104 10000 SH 0 0 10000
Procter & Gamble COM 742718109 1492 20493 SH 1935 0 18558
Protective Life COM 743674103 216 7450 SH 1400 0 6050
Pulte Homes COM 745867101 278 9074 SH 2772 0 6302
QUALCOMM COM 747525103 221 4640 SH 2895 0 1745
Questar COM 748356102 246 12200 SH 2100 0 10100
RFS Hotel Investors COM 74955J108 1593 153876 SH 48836 0 105040
Ramco-Gershenson Properties COM 751452202 186 11300 SH 1100 0 10200
Raymond James Financial COM 754730109 407 15000 SH 2000 0 13000
Raytheon COM 755111507 9679 278545 SH 125275 0 153270
Rex Stores COM 761624105 371 26962 SH 4012 0 22950
Reynolds & Reynolds A COM 761695105 2727 117031 SH 33191 0 83840
Ryland Group COM 783764103 375 7855 SH 1600 0 6255
SBC Communications COM 78387G103 1403 29766 SH 12120 0 17646
SCI Systems COM 783890106 1836 101990 SH 35860 0 66130
Salton COM 795757103 178 20775 SH 4220 0 16555
Schering Plough COM 806605101 2388 64380 SH 19010 0 45370
Seitel COM 816074306 241 24000 SH 2000 0 22000
Sherwin-Williams COM 824348106 1832 82456 SH 25006 0 57450
Sierra Pacific Resources COM 826428104 284 18800 SH 5600 0 13200
Sprint COM 852061100 28381 1182058 SH 445890 0 736168
Standard Pacific COM 85375C101 371 19000 SH 3700 0 15300
Stewart Enterprises A COM 860370105 848 146272 SH 36800 0 109472
Stewart Information Services COM 860372101 706 36190 SH 3290 0 32900
Suiza Foods COM 865077101 2262 35820 SH 12110 0 23710
Sun Microsystems COM 866810104 411 49754 SH 16530 0 33224
SunTrust Banks COM 867914103 261 3925 SH 3150 0 775
Supervalu COM 868536103 324 16005 SH 10570 0 5435
T R W COM 872649108 1304 43720 SH 15955 0 27765
T. Rowe Group COM 74144T108 958 32680 SH 11865 0 20815
TXU COM 873168108 2056 44390 SH 15405 0 28985
Telecom Italia COM T9277N121 80 10650 SH 3600 0 7050
Telefonica SA COM E90155107 120 10883 SH 4322 0 6561
Texaco COM 881694103 407 6260 SH 860 0 5400
Texas Instruments COM 882508104 421 16861 SH 10370 0 6491
Textron COM 883203101 8276 246245 SH 101035 0 145210
Thornburg Mortgage Asset COM 885218107 280 16900 SH 3700 0 13200
Tidewater COM 886423102 2948 110436 SH 29306 0 81130
Transocean Sedco Forex COM G90078109 10535 399038 SH 149888 0 249150
Trenwick Group COM G9032C109 398 48987 SH 11575 0 37412
Trex Company COM 89531P105 259 14835 SH 6300 0 8535
Triad Guaranty COM 895925105 1391 39790 SH 12580 0 27210
Tricon Global Restaurants COM 895953107 3171 80840 SH 28110 0 52730
TyCom COM G9144B106 16180 2061095 SH 742340 0 1318755
Tyco International COM 902124106 13746 302120 SH 109965 0 192155
United Parcel Service COM 911312106 2286 43980 SH 16545 0 27435
Verizon Communications COM 92343V104 12554 232007 SH 88156 0 143851
Vodafone Group COM G9387S105 133 60525 SH 25525 0 35000
Wabash National COM 929566107 137 19900 SH 4900 0 15000
Wal-Mart Stores COM 931142103 2030 41012 SH 15200 0 25812
Washington Mutual COM 939322103 25592 665069 SH 271444 0 393625
Waters COM 941848103 765 21375 SH 8035 0 13340
Wellpoint Health Networks COM 94973H108 17429 159675 SH 65985 0 93690
Winston Hotels COM 97563A102 622 78681 SH 11631 0 67050
WorldCom Group COM 98157D106 19074 1268208 SH 472994 0 795214
Xanser COM 98389J103 31 17000 SH 0 0 17000
York Group COM 986632107 471 45700 SH 7100 0 38600
618888