-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T116byvAUYtrlOD5eq+sV2H36eapdHE1TUwpZefyEOueSzQqMYqMT/qCoMN4Mr77 uyTXXcV1iVpv/3xL3LKjVQ== 0000846797-02-000001.txt : 20020414 0000846797-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0000846797-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 02533904 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f123101.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: February 11, 2002 Stephen M. Miller Dayton, OH February 11, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFLAC COM 001055102 1125 45799 SH 7870 0 37929 ALLETE COM 018522102 212 8400 SH 100 0 8300 ALLTEL COM 020039103 1201 19454 SH 5440 0 14014 AMBAC Financial Group COM 023139108 20294 350737 SH 133147 0 217590 AOL Time Warner COM 00184A105 2475 77107 SH 36782 0 40325 AT&T COM 001957109 571 31475 SH 11620 0 19855 AT&T Wireless Services COM 00209A106 833 57964 SH 21683 0 36281 Advanced Marketing Services COM 00753T105 460 25215 SH 9300 0 15915 Albertson's COM 013104104 660 20945 SH 5980 0 14965 Alcoa COM 013817101 3273 92064 SH 37244 0 54820 Alliance Capital Mgmt Hold COM 01855A101 225 4665 SH 4040 0 625 America West Holdings B 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Material Holding COM 120113105 268 24745 SH 7450 0 17295 CBRL Group COM 12489V106 630 21385 SH 7130 0 14255 CVS COM 126650100 496 16750 SH 5425 0 11325 Cadmus Communications COM 127587103 319 29675 SH 11075 0 18600 Calpine COM 131347106 16517 983725 SH 391260 0 592465 Casella Waste Systems COM 147448104 4218 284840 SH 83960 0 200880 Castle Energy COM 148449309 184 30950 SH 5450 0 25500 Certegy COM 156880106 855 24977 SH 4339 0 20638 Charter One Financial COM 160903100 316 11628 SH 1050 0 10578 Chartered Semiconductor COM Not Avail 86 32250 SH 11850 0 20400 Chesapeake LP COM 241997956 237 138 SH 0 0 138 ChevronTexaco COM 166764100 851 9501 SH 2481 0 7020 Children's Comprehensive Svcs COM 16875K202 117 19700 SH 18800 0 900 China Mobile HK COM Y1505F107 70 20000 SH 7000 0 13000 Cisco Systems COM 17275R102 1923 106177 SH 47615 0 58562 Citigroup COM 172967101 24615 487624 SH 192268 0 295356 Citizens Communications COM 17453B101 1423 133525 SH 29045 0 104480 Clayton Homes COM 184190106 1511 88379 SH 24844 0 63535 Clayton Williams Energy COM 969490101 188 14350 SH 1000 0 13350 Coastal Bancorp COM 19041P105 361 12500 SH 2500 0 10000 Compaq Computer COM 204493100 17080 1750050 SH 659725 0 1090325 Computer Associates Intl COM 204912109 20671 599345 SH 226845 0 372500 Conseco COM 208464107 90 20137 SH 137 0 20000 Convergys COM 212485106 21903 584230 SH 220695 0 363535 Dean Foods COM 242370104 2304 33785 SH 11290 0 22495 Delta Air Lines COM 247361108 239 8175 SH 530 0 7645 Deluxe COM 248019101 1346 32376 SH 11081 0 21295 Devon Energy COM 25179M103 12945 334937 SH 134990 0 199947 Diageo plc COM 25243Q205 669 14450 SH 4650 0 9800 Diamond Offshore Drilling COM 25271C102 16864 554735 SH 210106 0 344629 Disney (Walt) COM 254687106 1290 62268 SH 30595 0 31673 Dixons Group plc COM Not Avail 47 13850 SH 5850 0 8000 Duke Energy COM 264399106 949 24170 SH 6875 0 17295 EMC COM 268648102 1523 113305 SH 48660 0 64645 EOG Resources COM 26875P101 2730 69795 SH 17725 0 52070 ESCO Technologies COM 296315104 241 7000 SH 1000 0 6000 Edwards (A G) COM 281760108 2468 55865 SH 15610 0 40255 Elan COM 284131208 17171 381080 SH 147655 0 233425 Emerson Electric COM 291011104 787 13775 SH 3555 0 10220 Ericsson LM B COM W26049119 59 10900 SH 3950 0 6950 Exponent COM 30214U102 599 48600 SH 13900 0 34700 Exxon Mobil COM 30231G102 814 20703 SH 9634 0 11069 Fannie Mae COM 313586109 3398 42748 SH 11340 0 31408 FedEx COM 31428X106 18647 359425 SH 147200 0 212225 FleetBoston Financial COM 339030108 12590 344944 SH 137829 0 207115 Fleming Companies COM 339130106 2044 110470 SH 38755 0 71715 Flexsteel Industries COM 339382103 167 14800 SH 2100 0 12700 Fox Entertainment Group COM 35138T107 5024 189365 SH 69740 0 119625 Freddie Mac COM 313400301 563 8610 SH 1600 0 7010 Genl Electric COM 369604103 718 17910 SH 7010 0 10900 Genlyte Group COM 372302109 1251 42030 SH 15225 0 26805 Glenborough Realty Trust COM 37803P105 200 10300 SH 2100 0 8200 Golden State Bancorp COM 381197102 1726 66015 SH 17755 0 48260 Granada plc COM G40516141 48 23045 SH 9947 0 13098 Guidant COM 401698105 3556 71400 SH 25920 0 45480 HEALTHSOUTH COM 421924101 479 32294 SH 3300 0 28994 HSBC Holdings plc COM G4634U169 155 13200 SH 4200 0 9000 Healthcare Realty Trust COM 421946104 376 13432 SH 4725 0 8707 Home Depot COM 437076102 1958 38384 SH 15160 0 23224 Honeywell International COM 438516106 14262 421690 SH 170130 0 251560 Host Marriott COM 44107P104 2367 263040 SH 108930 0 154110 Intel COM 458140100 19854 631302 SH 250825 0 380477 Intermet COM 45881K104 201 60000 SH 10000 0 50000 International Business Machine COM 459200101 905 7485 SH 4515 0 2970 JP Morgan Chase & Co COM 46625H100 19439 534774 SH 209822 0 324952 Johnson & Johnson COM 478160104 698 11814 SH 3090 0 8724 Key Energy Services COM 492914106 622 67590 SH 14300 0 53290 KeySpan COM 49337W100 1281 36960 SH 19240 0 17720 LSI Logic COM 502161102 12362 783390 SH 316500 0 466890 LandAmerica Financial Group COM 514936103 2042 71150 SH 17820 0 53330 Lear COM 521865105 330 8665 SH 2095 0 6570 London Pacific Group COM 542073101 194 48900 SH 4100 0 44800 Lone Star Liquidating Trust COM 54229R102 2 52015 SH 0 0 52015 Lowe's Companies COM 548661107 1005 21650 SH 3520 0 18130 M & F Worldwide COM 552541104 112 26000 SH 4600 0 21400 M D C Holdings COM 552676108 408 10807 SH 3327 0 7480 M/I Schottenstein Homes COM 55305B101 2986 60005 SH 16750 0 43255 MCI Group COM 98157D304 262 20637 SH 8195 0 12442 MCSi COM 55270M108 3385 144334 SH 15616 0 128718 MGIC Investment COM 552848103 1788 28965 SH 7160 0 21805 MPS Group COM 553409103 406 56820 SH 3250 0 53570 Masco COM 574599106 654 26685 SH 12660 0 14025 Maverick Tube COM 577914104 843 65125 SH 20800 0 44325 Merck COM 589331107 3991 67866 SH 27335 0 40531 Microsoft COM 594918104 396 5975 SH 3010 0 2965 Moody's COM 615369105 215 5400 SH 0 0 5400 Morgan Stanley, Dean Witter COM 617446448 14556 260216 SH 104025 0 156191 Movie Gallery COM 624581104 247 10150 SH 0 0 10150 N C R COM 62886E108 14248 386537 SH 143617 0 242920 Nam Tai Electronics COM 629865205 508 30625 SH 6000 0 24625 Nash Finch COM 631158102 292 9375 SH 0 0 9375 Nationwide Financial A COM 638612101 15864 382624 SH 142660 0 239964 Nautica Enterprises COM 639089101 2476 193575 SH 59150 0 134425 Network Associates COM 640938106 3525 136365 SH 32885 0 103480 Noble Affiliates COM 654894104 231 6550 SH 0 0 6550 Nokia COM 654902204 1800 73363 SH 36327 0 37036 Offshore Logistics COM 676255102 196 11040 SH 5700 0 5340 Old Dominion Freight Lines COM 679580100 183 14400 SH 2200 0 12200 Orthofix International N V COM N6748L102 4105 110650 SH 33655 0 76995 PACCAR COM 693718108 746 11375 SH 6750 0 4625 PMI Group COM 69344M101 384 5725 SH 75 0 5650 Parker Drilling COM 701081101 1926 521825 SH 116180 0 405645 Parkway Properties COM 70159Q104 530 15950 SH 3650 0 12300 Parmalat Finanziaria SPA COM Not Avail 81 30150 SH 12950 0 17200 Payless Shoesource COM 704379106 1727 30765 SH 9912 0 20853 Pfizer COM 717081103 2570 64487 SH 22025 0 42462 Pharmacia COM 71713U102 556 13030 SH 3740 0 9290 Pioneer Natural Resources COM 723787107 3353 174115 SH 44355 0 129760 Pitt-Des Moines COM 724508106 223 7200 SH 1200 0 6000 Pride International COM 74153Q102 151 10000 SH 0 0 10000 Procter & Gamble COM 742718109 301 3803 SH 100 0 3703 Protective Life COM 743674103 216 7450 SH 1400 0 6050 Pulte Homes COM 745867101 397 8888 SH 2630 0 6258 QUALCOMM COM 747525103 205 4060 SH 3025 0 1035 Questar COM 748356102 306 12200 SH 2100 0 10100 RFS Hotel Investors COM 74955J108 829 72846 SH 15371 0 57475 Ramco-Gershenson Properties COM 751452202 181 11300 SH 1100 0 10200 Raymond James Financial COM 754730109 462 13000 SH 0 0 13000 Raytheon COM 755111507 282 8680 SH 4290 0 4390 Rex Stores COM 761624105 685 24462 SH 4012 0 20450 Reynolds & Reynolds A COM 761695105 2544 104901 SH 32156 0 72745 Ryland Group COM 783764103 575 7855 SH 1600 0 6255 SBC Communications COM 78387G103 1747 44606 SH 17540 0 27066 Salton COM 795757103 392 20775 SH 4220 0 16555 Sanmina-SCI COM 800907107 414 20784 SH 9659 0 11125 Schering Plough COM 806605101 2372 66240 SH 19080 0 47160 Seitel COM 816074306 326 24000 SH 2000 0 22000 Sherwin-Williams COM 824348106 384 13955 SH 80 0 13875 Sierra Pacific Resources COM 826428104 283 18800 SH 5600 0 13200 Southwest Airlines COM 844741108 12159 657935 SH 247070 0 410865 Sprint COM 852061100 19587 975473 SH 416175 0 559298 Standard Pacific COM 85375C101 340 14000 SH 3700 0 10300 Stewart Enterprises A COM 860370105 822 137229 SH 28200 0 109029 Stewart Information Services COM 860372101 616 31190 SH 3290 0 27900 SunTrust Banks COM 867914103 204 3260 SH 2800 0 460 T R W COM 872649108 1472 39730 SH 11360 0 28370 T. Rowe Group COM 74144T108 440 12675 SH 7470 0 5205 TXU COM 873168108 1943 41205 SH 14565 0 26640 Telecom Italia COM T9277N121 108 12625 SH 5225 0 7400 Telefonica SA COM E90155107 146 10883 SH 4322 0 6561 Texas Instruments COM 882508104 884 31565 SH 14945 0 16620 Textron COM 883203101 15110 364445 SH 146695 0 217750 Thornburg Mortgage Asset COM 885218107 333 16900 SH 3700 0 13200 Tidewater COM 886423102 3917 115556 SH 31716 0 83840 Transocean Sedco Forex COM G90078109 13017 384891 SH 150503 0 234388 Trenwick Group COM G9032C109 581 57087 SH 19575 0 37512 Trex Company COM 89531P105 339 17835 SH 9300 0 8535 Triad Guaranty COM 895925105 2410 66435 SH 18845 0 47590 Tyco International COM 902124106 32509 551934 SH 195950 0 355984 United Parcel Service COM 911312106 2209 40535 SH 16395 0 24140 Verizon Communications COM 92343V104 10063 212040 SH 93518 0 118522 Vodafone Group COM G9387S105 153 58525 SH 23525 0 35000 Wabash National COM 929566107 155 19900 SH 4900 0 15000 Wal-Mart Stores COM 931142103 2241 38940 SH 16105 0 22835 Washington Mutual COM 939322103 25553 781433 SH 297016 0 484417 Waters COM 941848103 732 18885 SH 7185 0 11700 Wellpoint Health Networks COM 94973H108 19097 163430 SH 66235 0 97195 Williams Companies COM 969457100 12293 481716 SH 191666 0 290050 Winston Hotels COM 97563A102 583 75310 SH 11060 0 64250 Wisconsin Energy COM 976657106 676 29975 SH 9225 0 20750 WorldCom Group COM 98157D106 19705 1399476 SH 536322 0 863154 Xanser COM 98389J103 34 17000 SH 0 0 17000 mmO2 plc COM Not Avail 20 16035 SH 5580 0 10455 669199
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