-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VH+vSEZm2uY5JroYokdb0U0udwRSUmc7HTlspUmTkxQBGOjia4aKrIPNS7UR9tsV uafe/ZJYlV4/V89jKMq0nw== 0000846797-02-000002.txt : 20020507 0000846797-02-000002.hdr.sgml : 20020507 ACCESSION NUMBER: 0000846797-02-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 02636324 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f033102.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: February 11, 2002 Stephen M. Miller Dayton, OH May 7, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFLAC COM 001055102 20246 686319 SH 253145 0 433174 ALLETE COM 018522102 244 8400 SH 100 0 8300 ALLTEL COM 020039103 547 9846 SH 2270 0 7576 AMBAC Financial Group COM 023139108 21864 370132 SH 143081 0 227051 AOL Time Warner COM 00184A105 1812 76597 SH 36632 0 39965 AT&T COM 001957109 380 24205 SH 9895 0 14310 AT&T Wireless Services COM 00209A106 219 24496 SH 10636 0 13860 Advanced Marketing Services COM 00753T105 611 25465 SH 9300 0 16165 Advanta B COM 007942204 364 30365 SH 28350 0 2015 Alcoa COM 013817101 1689 44749 SH 18224 0 26525 Alliance Capital Mgmt Hold COM 01855A101 207 4465 SH 4000 0 465 America West Holdings B 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Y2573F102 17836 977300 SH 355130 0 622170 Fox Entertainment Group COM 35138T107 2344 99128 SH 24660 0 74468 Freddie Mac COM 313400301 368 5810 SH 1300 0 4510 Genl Electric COM 369604103 486 12985 SH 5720 0 7265 Glenborough Realty Trust COM 37803P105 221 10300 SH 2100 0 8200 Golden State Bancorp COM 381197102 2863 96445 SH 32320 0 64125 Guidant COM 401698105 1976 45620 SH 21940 0 23680 HSBC Holdings plc COM G4634U169 158 13650 SH 4650 0 9000 Healthcare Realty Trust COM 421946104 408 13432 SH 4725 0 8707 Home Depot COM 437076102 1901 39109 SH 16595 0 22514 Honeywell International COM 438516106 18674 487950 SH 183490 0 304460 Host Marriott COM 44107P104 2036 170415 SH 57310 0 113105 Intel COM 458140100 18213 598925 SH 233550 0 365375 Intermet COM 45881K104 421 60000 SH 10000 0 50000 International Business Machine COM 459200101 321 3090 SH 2750 0 340 JAKKS Pacific COM 47012E106 1976 86860 SH 37170 0 49690 JP Morgan Chase & Co COM 46625H100 19745 553850 SH 217892 0 335958 Johnson & Johnson 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717081103 2408 60605 SH 24770 0 35835 Pharmacia COM 71713U102 387 8585 SH 3235 0 5350 Pioneer Natural Resources COM 723787107 4036 181050 SH 56070 0 124980 Pitt-Des Moines COM 724508106 204 6000 SH 0 0 6000 Pride International COM 74153Q102 159 10000 SH 0 0 10000 Pulte Homes COM 745867101 425 8888 SH 2630 0 6258 RFS Hotel Investors COM 74955J108 736 50071 SH 12421 0 37650 Ramco-Gershenson Properties COM 751452202 201 11300 SH 1100 0 10200 Rex Stores COM 761624105 595 32718 SH 6018 0 26700 SBC Communications COM 78387G103 1563 41741 SH 17490 0 24251 SPS Technologies COM 784626103 753 17770 SH 7500 0 10270 Salton COM 795757103 1120 56435 SH 18420 0 38015 Sanmina-SCI COM 800907107 136 11615 SH 5263 0 6352 Schering Plough COM 806605101 2165 69165 SH 19575 0 49590 Seitel COM 816074306 220 24000 SH 2000 0 22000 Sierra Pacific Resources COM 826428104 284 18800 SH 5600 0 13200 Sprint COM 852061100 197 12858 SH 5710 0 7148 StanCorp Financial Group COM 852891100 321 5845 SH 5600 0 245 Standard Pacific COM 85375C101 393 14000 SH 3700 0 10300 Stewart Enterprises A COM 860370105 775 129829 SH 22200 0 107629 Stewart Information Services COM 860372101 617 30840 SH 3290 0 27550 Stone Energy COM 861642106 759 19575 SH 3250 0 16325 Telecom Italia COM T9277N121 102 12400 SH 5000 0 7400 Telefonica SA COM E90155107 122 10842 SH 4185 0 6657 Texas Instruments COM 882508104 1496 45210 SH 22695 0 22515 Textron COM 883203101 20950 409990 SH 153085 0 256905 Thornburg Mortgage Asset COM 885218107 339 16900 SH 3700 0 13200 Tidewater COM 886423102 5516 130241 SH 41236 0 89005 Transocean Sedco Forex COM G90078109 13050 392721 SH 150348 0 242373 Trenwick Group COM G9032C109 1183 131937 SH 62185 0 69752 Trex Company COM 89531P105 645 27260 SH 18300 0 8960 Triad Guaranty COM 895925105 3573 82200 SH 28295 0 53905 Tyco International COM 902124106 21658 670106 SH 251050 0 419056 United Parcel Service COM 911312106 2224 36575 SH 15750 0 20825 Verizon Communications COM 92343V104 10645 230910 SH 89950 0 140960 Vodafone Group COM G9387S105 106 57525 SH 22525 0 35000 Wabash National COM 929566107 197 19900 SH 4900 0 15000 Wal-Mart Stores COM 931142103 2366 38600 SH 16805 0 21795 Washington Mutual COM 939322103 25399 766654 SH 282327 0 484327 Waters COM 941848103 403 14420 SH 6540 0 7880 Wellpoint Health Networks COM 94973H108 10902 171220 SH 69870 0 101350 Williams Companies COM 969457100 19014 807031 SH 296576 0 510455 Winston Hotels COM 97563A102 552 58695 SH 9860 0 48835 Wisconsin Energy COM 976657106 567 22800 SH 7870 0 14930 WorldCom Group COM 98157D106 18981 2816113 SH 1050929 0 1765184 York International COM 986670107 418 11650 SH 11200 0 450 mmO2 plc COM Not Avail 43 44635 SH 16680 0 27955 658319
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