-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKPRQUeeu3bPikUxqS0lLfF8V/6U9LfJsi7WvvshLKAN0JhbHzUJbH7rJ1do6XZ3 hGmwc4c3gyTDXfMq892WWA== 0000846797-02-000003.txt : 20020809 0000846797-02-000003.hdr.sgml : 20020809 20020809095026 ACCESSION NUMBER: 0000846797-02-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 02723792 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f063002.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: August 9, 2002 Stephen M. Miller Dayton, OH August 9, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFLAC COM 001055102 20724 647614 SH 238875 0 408739 ALLETE COM 018522102 228 8400 SH 100 0 8300 ALLTEL COM 020039103 306 6501 SH 1063 0 5438 AMBAC Financial Group COM 023139108 1578 23479 SH 2557 0 20922 AOL Time Warner COM 00184A105 1254 85252 SH 36872 0 48380 Advanta B COM 007942204 334 30590 SH 28350 0 2240 Alcoa COM 013817101 1178 35548 SH 17290 0 18258 America West Holdings B COM 023657208 39 14400 SH 3200 0 11200 American Century Ult COM 025083882 370 15256 SH 0 0 15256 American Express COM 025816109 234 6455 SH 2420 0 4035 American Intl Group COM 026874107 15324 224594 SH 82055 0 142539 Ameron COM 030710107 1041 14415 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7000 SH 1000 0 6000 ESS Technology COM 269151106 3210 183020 SH 59085 0 123935 Edwards (A G) COM 281760108 2609 67110 SH 22330 0 44780 Elan COM 284131208 6712 1227077 SH 467155 0 759922 Ericsson LM B COM W26049119 16 10250 SH 3300 0 6950 Exponent COM 30214U102 155 12000 SH 0 0 12000 Exxon Mobil COM 30231G102 463 11304 SH 5185 0 6119 Fannie Mae COM 313586109 1429 19377 SH 5175 0 14202 Fidelity Blue Chip Growth COM 316389303 240 6713 SH 0 0 6713 FleetBoston Financial COM 339030108 10151 313796 SH 127022 0 186774 Fleetwood Enterprises COM 339099103 2200 252885 SH 66105 0 186780 Fleming Companies COM 339130106 3548 195490 SH 61640 0 133850 Flextronics International COM Y2573F102 8364 1173105 SH 434575 0 738530 Fox Entertainment Group COM 35138T107 523 24058 SH 3915 0 20143 Freddie Mac COM 313400301 337 5510 SH 1100 0 4410 Genl Electric COM 369604103 19104 657640 SH 243710 0 413930 Glenborough Realty Trust COM 37803P105 242 10200 SH 2000 0 8200 Golden State Bancorp COM 381197102 3572 98550 SH 30505 0 68045 Guidant COM 401698105 1220 40355 SH 17990 0 22365 HM Sampoerna Tbk PT COM Not Avail 87 185000 SH 74000 0 111000 HSBC Holdings plc COM G4634U169 151 13150 SH 4150 0 9000 Hewlett-Packard COM 428236103 18413 1205060 SH 441714 0 763346 Home Depot COM 437076102 1364 37139 SH 15605 0 21534 Honeywell International COM 438516106 16630 472040 SH 177770 0 294270 Host Marriott COM 44107P104 801 70870 SH 13025 0 57845 Intel COM 458140100 10444 571645 SH 231855 0 339790 Intermet COM 45881K104 644 60000 SH 10000 0 50000 International Business Machine COM 459200101 234 3245 SH 2835 0 410 JAKKS Pacific COM 47012E106 2695 152195 SH 46735 0 105460 JP Morgan Chase & Co COM 46625H100 17783 524250 SH 213339 0 310911 Janus Overseas Fund COM 471023846 305 16827 SH 0 0 16827 Key Energy Services COM 492914106 966 92015 SH 37175 0 54840 Kroger COM 501044101 9422 473480 SH 189725 0 283755 LSI Logic COM 502161102 10789 1233065 SH 467490 0 765575 Lancaster Colony COM 513847103 262 7340 SH 2510 0 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COM 816074306 12 12000 SH 0 0 12000 Sierra Pacific Resources COM 826428104 147 18800 SH 5600 0 13200 StanCorp Financial Group COM 852891100 347 6260 SH 5795 0 465 Stewart Enterprises A COM 860370105 457 71729 SH 12300 0 59429 Stewart Information Services COM 860372101 356 17300 SH 50 0 17250 Stone Energy COM 861642106 1032 25645 SH 9010 0 16635 Telecom Italia COM T9277N121 93 11900 SH 4500 0 7400 Texas Instruments COM 882508104 1028 43388 SH 20570 0 22818 Textron COM 883203101 18111 386165 SH 145455 0 240710 Tidewater COM 886423102 4058 123271 SH 37471 0 85800 Transocean COM G90078109 11560 371101 SH 146559 0 224542 Trenwick Group COM G9032C109 2351 313497 SH 97755 0 215742 Trex Company COM 89531P105 283 9000 SH 9000 0 0 Triad Guaranty COM 895925105 3800 87285 SH 28395 0 58890 Tyco International COM 902124106 16818 1244881 SH 470931 0 773950 United Parcel Service COM 911312106 1670 27045 SH 12245 0 14800 Vanguard 500 Index Fd COM 922908108 411 4495 SH 0 0 4495 Verizon Communications COM 92343V104 9299 231601 SH 92095 0 139506 Vodafone Group COM G9387S105 79 57525 SH 22525 0 35000 Wabash National COM 929566107 198 19800 SH 4800 0 15000 Wal-Mart Stores COM 931142103 1964 35706 SH 14790 0 20916 Washington Mutual COM 939322103 16183 436078 SH 160631 0 275447 Waste Management COM 94106L109 272 10435 SH 3530 0 6905 Waters COM 941848103 277 10370 SH 3890 0 6480 Wellpoint Health Networks COM 94973H108 1631 20960 SH 8800 0 12160 Winston Hotels COM 97563A102 539 55235 SH 8200 0 47035 Wisconsin Energy COM 976657106 404 15980 SH 5245 0 10735 WorldCom Group COM 98157D106 14 16800 SH 10050 0 6750 York International COM 986670107 813 24070 SH 11380 0 12690 mmO2 plc COM Not Avail 28 44635 SH 16680 0 27955 482506
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