-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ERUogPmgomYeno7RZo8qdPopMd+f2BZc4GtJ/SCWXs7uZcr2mm2n4+8SF9PJKWaf Eyss4BmvmdlKOGXTvqVHIA== 0000846797-02-000004.txt : 20021112 0000846797-02-000004.hdr.sgml : 20021111 20021112144529 ACCESSION NUMBER: 0000846797-02-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021112 EFFECTIVENESS DATE: 20021112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 02816781 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f093002.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Septmeber 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: November 12, 2002 Stephen M. Miller Dayton, OH November 12, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFLAC COM 001055102 17283 563133 SH 213475 0 349658 AK Steel Holding COM 001547108 721 98655 SH 42275 0 56380 ALLTEL COM 020039103 214 5334 SH 613 0 4721 ANTHEM COM 03674B104 203 3130 SH 1095 0 2035 AOL Time Warner COM 00184A105 934 79826 SH 32897 0 46929 Advanta B COM 007942204 312 30190 SH 28250 0 1940 Alcoa COM 013817101 489 25323 SH 14130 0 11193 America West Holdings B COM 023657208 20 14000 SH 3000 0 11000 American Century Ult COM 025083882 313 15256 SH 0 0 15256 American Intl Group COM 026874107 11605 212165 SH 77025 0 135140 Ameron COM 030710107 640 13015 SH 4750 0 8265 Audiovox A COM 050757103 171 24500 SH 6000 0 18500 Automatic Data Processing COM 053015103 221 6356 SH 1790 0 4566 Bank of America COM 060505104 13867 217346 SH 88970 0 128376 Bay View Capital COM 07262L101 142 25000 SH 0 0 25000 Berkley (WR) COM 084423102 967 28455 SH 11705 0 16750 Berkshire Hathaway B COM 084670207 424 172 SH 102 0 70 Beverly Enterprises COM 087851309 191 78775 SH 17100 0 61675 Brambles Industries plc COM Not Avail 36 11275 SH 4625 0 6650 Brandywine Fund COM 10532D107 203 10661 SH 0 0 10661 Brandywine Realty Trust COM 105368203 286 12700 SH 1500 0 11200 Brown Shoe Company COM 115736100 1166 65160 SH 27075 0 38085 CBRL Group COM 12489V106 974 42660 SH 17775 0 24885 CVS COM 126650100 207 8175 SH 2680 0 5495 Cadmus Communications COM 127587103 109 11300 SH 10700 0 600 Callaway Golf COM 131193104 590 56745 SH 24450 0 32295 Calpine COM 131347106 5263 2130600 SH 784770 0 1345830 Carnival COM 143658102 6420 255780 SH 101800 0 153980 Casella Waste Systems COM 147448104 869 135140 SH 48825 0 86315 Chartered 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4325 0 7510 EMC COM 268648102 665 145574 SH 63090 0 82484 EOG Resources COM 26875P101 2236 62175 SH 18500 0 43675 ESCO Technologies COM 296315104 226 7000 SH 1000 0 6000 ESS Technology COM 269151106 1177 191405 SH 61495 0 129910 Eaton Vance Tax Gr B COM 277911848 217 14309 SH 0 0 14309 Edwards (A G) COM 281760108 2287 71500 SH 21430 0 50070 Equity Focus Trust Ser 2002 COM 294945456 10 11540 SH 0 0 11540 Exponent COM 30214U102 151 12000 SH 0 0 12000 Exxon Mobil COM 30231G102 351 11016 SH 4320 0 6696 Fannie Mae COM 313586109 1053 17683 SH 3840 0 13843 Fidelity Blue Chip Grw COM 316389303 201 6713 SH 0 0 6713 FleetBoston Financial COM 339030108 5990 294615 SH 119428 0 175187 Fleetwood Enterprises COM 339099103 2786 413324 SH 130489 0 282835 Fleming Companies COM 339130106 1106 221295 SH 65605 0 155690 Flextronics International COM Y2573F102 10065 1443610 SH 525105 0 918505 Foster's Group COM Not Avail 53 21200 SH 8900 0 12300 Fox Entertainment Group COM 35138T107 475 21578 SH 2960 0 18618 Freddie Mac COM 313400301 250 4466 SH 0 0 4466 Furniture Brands Intl COM 360921100 528 23005 SH 13750 0 9255 Genl Electric COM 369604103 15291 620316 SH 229805 0 390511 Glenborough Realty Trust COM 37803P105 207 10200 SH 2000 0 8200 Golden State Bancorp COM 381197102 2240 69305 SH 13565 0 55740 Guidant COM 401698105 959 29688 SH 14090 0 15598 HM Sampoerna Tbk PT COM Not Avail 65 172000 SH 66000 0 106000 HSBC Holdings plc COM G4634U169 129 12800 SH 4100 0 8700 Hartford Financial Svcs Grp COM 416515104 8635 210619 SH 72962 0 137657 Hercules COM 427056106 2047 222290 SH 69485 0 152805 Hewlett-Packard COM 428236103 12982 1112431 SH 403014 0 709417 Home Depot COM 437076102 14538 557016 SH 206880 0 350136 Honeywell International COM 438516106 9688 447256 SH 167420 0 279836 Host Marriott COM 44107P104 607 65420 SH 10625 0 54795 Humana COM 444859102 199 16080 SH 5570 0 10510 Imperial Chemical Inds COM Not Avail 33 10400 SH 4400 0 6000 Intel COM 458140100 12205 878684 SH 327015 0 551669 JAKKS Pacific COM 47012E106 1780 160055 SH 46560 0 113495 JP Morgan Chase & Co COM 46625H100 9379 493892 SH 199730 0 294162 Janus Overseas Fund COM 471023846 249 16827 SH 0 0 16827 Key Energy Services COM 492914106 767 97290 SH 36925 0 60365 Kroger COM 501044101 6309 447435 SH 178955 0 268480 LSI Logic COM 502161102 7995 1259060 SH 491815 0 767245 Lancaster Colony COM 513847103 297 7060 SH 2410 0 4650 Liberty Media A COM 530718105 181 25145 SH 9075 0 16070 Lone Star Liquidating Trust COM 54229R102 3 52015 SH 0 0 52015 MCSi COM 55270M108 714 144334 SH 15616 0 128718 MGIC Investment COM 552848103 278 6810 SH 465 0 6345 Maverick Tube COM 577914104 772 87000 SH 37825 0 49175 Merck COM 589331107 1359 29740 SH 14555 0 15185 Microsoft COM 594918104 235 5378 SH 2550 0 2828 Morgan Stanley COM 617446448 10050 296645 SH 106945 0 189700 Mueller Industries COM 624756102 803 30995 SH 10815 0 20180 N C R COM 62886E108 7583 382967 SH 139417 0 243550 Nam Tai Electronics COM 629865205 471 26625 SH 6000 0 20625 Nationwide Financial A COM 638612101 9566 358274 SH 132140 0 226134 Nautica Enterprises COM 639089101 2836 272665 SH 78570 0 194095 Nokia COM 654902204 974 73479 SH 32122 0 41357 Offshore Logistics COM 676255102 1135 63190 SH 25125 0 38065 Old Republic International COM 680223104 234 8260 SH 3340 0 4920 Parker Drilling COM 701081101 1861 845770 SH 224725 0 621045 Parkway Properties COM 70159Q104 540 15950 SH 3650 0 12300 Parmalat Finanziaria SPA COM Not Avail 75 27550 SH 11250 0 16300 Payless Shoesource COM 704379106 2961 54815 SH 17300 0 37515 Pepsico COM 713448108 237 6419 SH 1830 0 4589 Pfizer COM 717081103 1566 53954 SH 23270 0 30684 Photronics COM 719405102 695 69115 SH 25885 0 43230 Pioneer Natural Resources COM 723787107 228 9395 SH 150 0 9245 Pope & Talbot COM 732827100 835 65015 SH 27450 0 37565 Powerwave Technologies COM 739363109 463 136650 SH 59775 0 76875 Pride International COM 74153Q102 130 10000 SH 0 0 10000 Procter & Gamble COM 742718109 207 2311 SH 600 0 1711 RFS Hotel Investors COM 74955J108 434 39511 SH 9136 0 30375 S & P 500 Protected Eq Fd COM 78379P103 84 10000 SH 0 0 10000 SPS Technologies COM 784626103 391 15695 SH 4900 0 10795 Salton COM 795757103 493 57985 SH 18570 0 39415 Southwest Airlines COM 844741108 10437 799145 SH 288675 0 510470 StanCorp Financial Group COM 852891100 360 6810 SH 5675 0 1135 Stewart Enterprises A COM 860370105 98 19229 SH 1600 0 17629 Stone Energy COM 861642106 868 26720 SH 9035 0 17685 TJX Companies COM 872540109 8377 492737 SH 170685 0 322052 Telecom Italia COM T9277N121 82 11550 SH 4500 0 7050 Texas Instruments COM 882508104 696 47114 SH 19820 0 27294 Textron COM 883203101 12358 362415 SH 136840 0 225575 Tidewater COM 886423102 3307 122521 SH 35736 0 86785 Transocean COM G90078109 7185 345414 SH 136049 0 209365 Travelers Property Cas A COM 89420G109 276 20882 SH 7633 0 13249 Travelers Property Cas B COM 89420G406 577 42642 SH 15874 0 26768 Trenwick Group COM G9032C109 2652 509907 SH 178330 0 331577 Triad Guaranty COM 895925105 1871 53740 SH 16355 0 37385 Tsingtao Brewery COM Not Avail 4 10000 SH 0 0 10000 Tyco International COM 902124106 16266 1153612 SH 435479 0 718133 United Parcel Service COM 911312106 1467 23463 SH 10445 0 13018 Vanguard 500 Index Fd COM 922908108 339 4509 SH 0 0 4509 Verizon Communications COM 92343V104 5289 192744 SH 78930 0 113814 Vodafone Group COM G9387S105 69 53825 SH 20325 0 33500 Wabash National COM 929566107 107 19800 SH 4800 0 15000 Wal-Mart Stores COM 931142103 1677 34054 SH 13605 0 20449 Washington Mutual COM 939322103 2601 82636 SH 25596 0 57040 Waste Management COM 94106L109 236 10135 SH 3555 0 6580 Wellpoint Health Networks COM 94973H108 364 4970 SH 500 0 4470 York International COM 986670107 727 25775 SH 11475 0 14300 mmO2 plc COM Not Avail 25 41635 SH 14980 0 26655 367772
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