-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VJ+CZhIv/0SVycnmnXGTk5di7vDNG3tS8MP069PJQa38A0n1og3LBSBIn2LLVbC5 o0x+U4gafYPYT8yrMGA6rA== 0000846797-03-000001.txt : 20030211 0000846797-03-000001.hdr.sgml : 20030211 20030211120802 ACCESSION NUMBER: 0000846797-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030211 EFFECTIVENESS DATE: 20030211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 03549256 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f123102.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: February 11, 2003 Stephen M. Miller Dayton, OH February 11, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFLAC COM 001055102 12518 415591 SH 158775 0 256816 AK Steel Holding COM 001547108 857 107175 SH 50150 0 57025 AMBAC Financial Group COM 023139108 958 17033 SH 5895 0 11138 ANTHEM COM 03674B104 709 11270 SH 1945 0 9325 AOL Time Warner COM 00184A105 847 64661 SH 27432 0 37229 Advanta B COM 007942204 283 30190 SH 28250 0 1940 Alcoa COM 013817101 506 22215 SH 13780 0 8435 American Century Ult COM 025083882 323 15256 SH 0 0 15256 American Intl Group COM 026874107 10665 184348 SH 68785 0 115563 Ameron COM 030710107 715 12970 SH 4750 0 8220 AnnTaylor Stores COM 036115103 1770 86692 SH 29325 0 57367 Atlantic Coast Airlines COM 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Cisco Systems COM 17275R102 1185 90432 SH 36505 0 53927 Citigroup COM 172967101 16220 460922 SH 167116 0 293806 Citizens Communications COM 17453B101 317 30050 SH 7440 0 22610 City National COM 178566105 2129 48405 SH 15320 0 33085 Coastal Bancorp COM 19041P105 404 12500 SH 2500 0 10000 Comcast-Special A COM 20030N200 347 15340 SH 6185 0 9155 Computer Associates Intl COM 204912109 10685 791500 SH 300820 0 490680 Conseco Convert Secs B COM 20846T698 92 10718 SH 0 0 10718 Cross Country COM 22748P105 853 61145 SH 28465 0 32680 Diageo plc COM 25243Q205 283 6460 SH 2445 0 4015 Diamond Offshore Drilling COM 25271C102 10284 470658 SH 178536 0 292122 Dixons Group plc COM Not Avail 44 18850 SH 7800 0 11050 Duke Energy COM 264399106 225 11490 SH 4125 0 7365 EMC COM 268648102 740 120549 SH 52255 0 68294 EOG Resources COM 26875P101 2238 56070 SH 16725 0 39345 ESS Technology COM 269151106 1438 228615 SH 67110 0 161505 Eaton Vance Tax Gr B COM 277911848 231 14309 SH 0 0 14309 Edwards (A G) COM 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437076102 11999 499560 SH 187605 0 311955 Host Marriott COM 44107P104 522 59020 SH 7400 0 51620 Humana COM 444859102 288 28770 SH 7810 0 20960 Intel COM 458140100 12230 785494 SH 293850 0 491644 International Business Machine COM 459200101 204 2626 SH 2600 0 26 JAKKS Pacific COM 47012E106 2110 156660 SH 50550 0 106110 JP Morgan Chase & Co COM 46625H100 10005 416875 SH 181241 0 235634 Janus Overseas Fund COM 471023846 257 16827 SH 0 0 16827 Key Energy Services COM 492914106 876 97690 SH 37125 0 60565 Kroger COM 501044101 917 59345 SH 10560 0 48785 LSI Logic COM 502161102 7039 1219870 SH 465340 0 754530 Lancaster Colony COM 513847103 255 6520 SH 2195 0 4325 Liberty Media A COM 530718105 221 24745 SH 8600 0 16145 Lone Star Liquidating Trust COM 54229R102 4 52015 SH 0 0 52015 MCSi COM 55270M108 657 138290 SH 14609 0 123681 MGIC Investment COM 552848103 279 6750 SH 465 0 6285 Masco COM 574599106 8912 423390 SH 149775 0 273615 Maverick Tube COM 577914104 1071 82225 SH 31775 0 50450 Merck COM 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Technologies COM 739363109 812 150325 SH 72275 0 78050 S & P 500 Protected Eq Fd COM 78379P103 87 10000 SH 0 0 10000 Southwest Airlines COM 844741108 9929 714325 SH 263405 0 450920 StanCorp Financial Group COM 852891100 235 4810 SH 3675 0 1135 Stewart Enterprises A COM 860370105 98 17629 SH 1600 0 16029 Stone Energy COM 861642106 890 26670 SH 8935 0 17735 TJX Companies COM 872540109 8691 445230 SH 155245 0 289985 Texas Instruments COM 882508104 904 60254 SH 19240 0 41014 Textron COM 883203101 13835 321830 SH 123245 0 198585 Tidewater COM 886423102 3728 119861 SH 36341 0 83520 Transocean COM G90078109 6916 298084 SH 121879 0 176205 Travelers Property Cas A COM 89420G109 262 17850 SH 6732 0 11118 Travelers Property Cas B COM 89420G406 543 37067 SH 14000 0 23067 Trenwick Group COM G9032C109 9 12250 SH 4300 0 7950 Triad Guaranty COM 895925105 1759 47720 SH 14895 0 32825 Tsingtao Brewery COM Not Avail 5 10000 SH 0 0 10000 Tyco International COM 902124106 17043 997862 SH 384740 0 613122 United Parcel Service COM 911312106 892 14148 SH 4675 0 9473 UnitedHealth Group COM 91324P102 902 10803 SH 3630 0 7173 Vanguard 500 Index Fd COM 922908108 368 4530 SH 0 0 4530 Vishay Intertechnology COM 928298108 868 77600 SH 35600 0 42000 Vodafone Group COM G9387S105 84 45825 SH 20325 0 25500 Wabash National COM 929566107 166 19800 SH 4800 0 15000 Wal-Mart Stores COM 931142103 1630 32280 SH 11710 0 20570 Washington Mutual COM 939322103 1258 36425 SH 15360 0 21065 Waste Management COM 94106L109 228 9930 SH 3390 0 6540 Wellpoint Health Networks COM 94973H108 8936 125580 SH 44595 0 80985 York International COM 986670107 709 27735 SH 13475 0 14260 mmO2 plc COM Not Avail 24 35335 SH 17480 0 17855 356915
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