-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhiGhJPTGWECcE4IabLnoYBUNx1FaEH51ePlJ8Q8TE61rOCN7CScbAdBkathh2X/ tT1hko8nndNdhl3+al1QQg== 0000846797-03-000005.txt : 20031201 0000846797-03-000005.hdr.sgml : 20031201 20031201151852 ACCESSION NUMBER: 0000846797-03-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031201 EFFECTIVENESS DATE: 20031201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 031029934 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f093003.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: C. H. Dean & Associates, Inc. Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Per Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: December 1, 2003 Stephen M. Miller Dayton, OH December 1, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: No. 13F File Number Name VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AGCO COM 001084102 880 51350 SH 28075 0 23275 AMBAC Financial Group COM 023139108 9543 149115 SH 51470 0 97645 AOL Time Warner COM 00184A105 909 60143 SH 22892 0 37251 Ace Ltd COM G0070K103 7767 234780 SH 80595 0 154185 Advanta B COM 007942204 161 15100 SH 14150 0 950 Affiliated Computer Svcs A COM 008190100 1149 23600 SH 9840 0 13760 America Movil SA COM Not Avail 37 32000 SH 12000 0 20000 American Intl Group COM 026874107 9359 162207 SH 56260 0 105947 American Italian PASTA Co COM 027070101 2097 54190 SH 18950 0 35240 AmerisourceBergen COM 03073E105 5130 94908 SH 37155 0 57753 Ameron COM 030710107 2208 66900 SH 23685 0 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Resources COM 299900308 2233 82710 SH 29450 0 53260 Exxon Mobil COM 30231G102 207 5645 SH 1730 0 3915 Fannie Mae COM 313586109 10175 144947 SH 49980 0 94967 First Community Bancorp COM 31983B101 954 28490 SH 14950 0 13540 FleetBoston Financial COM 339030108 5017 166395 SH 66976 0 99419 Flextronics International COM Y2573F102 13720 964810 SH 372605 0 592205 Freddie Mac COM 313400301 214 4080 SH 0 0 4080 Furniture Brands Intl COM 360921100 940 39005 SH 19800 0 19205 Genl Electric COM 369604103 13430 450515 SH 157830 0 292685 Greif Bros COM 397624107 1062 40835 SH 20200 0 20635 HM Sampoerna Tbk PT COM Not Avail 74 137000 SH 40000 0 97000 Hartford Financial Svcs Grp COM 416515104 8973 170489 SH 58704 0 111785 Hasbro COM 418056107 1048 56095 SH 7480 0 48615 Health Management Assoc COM 421933102 232 10640 SH 3625 0 7015 Hercules COM 427056106 2378 209890 SH 72710 0 137180 Hollywood Entertainment COM 436141105 773 45450 SH 22500 0 22950 Home Depot COM 437076102 12482 391885 SH 138085 0 253800 Host Marriott COM 44107P104 152 14150 SH 4500 0 9650 Humana COM 444859102 323 17875 SH 4410 0 13465 INSITUFORM Technologies COM 457667103 1056 59500 SH 29350 0 30150 Intel COM 458140100 15469 562102 SH 212350 0 349752 JP Morgan Chase & Co COM 46625H100 11163 325154 SH 132623 0 192531 Johnson & Johnson COM 478160104 967 19525 SH 9090 0 10435 K-Swiss COM 482686102 2142 59525 SH 20650 0 38875 Lancaster Colony COM 513847103 213 5345 SH 1750 0 3595 Liberty Media A COM 530718105 215 21581 SH 7556 0 14025 Lone Star Liquidating Trust COM 54229R102 1 52015 SH 0 0 52015 Mandalay Resort Group COM 562567107 629 15875 SH 6150 0 9725 Masco COM 574599106 9508 388415 SH 133085 0 255330 Maverick Tube COM 577914104 2262 145745 SH 54235 0 91510 Mettler-Toledo Intl COM 592688105 2166 60245 SH 20730 0 39515 Microsoft COM 594918104 1230 44253 SH 19350 0 24903 Morgan Stanley COM 617446448 10674 211543 SH 75405 0 136138 Movie Gallery COM 624581104 1982 100215 SH 33220 0 66995 Nokia COM 654902204 946 60661 SH 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