-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2sdexXtM/NLjWjGKYdhqtdavn8ifSHhsEupMkzgG47NRnOgC324BZQHJbUlo7Mx nNvkxXSyEXQPsN1vOKAZeA== 0000846797-07-000001.txt : 20070117 0000846797-07-000001.hdr.sgml : 20070117 20070117145523 ACCESSION NUMBER: 0000846797-07-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 EFFECTIVENESS DATE: 20070117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 07534781 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f123106.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: January 17, 2007 Stephen M. Miller Dayton, OH January 17, 2007 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: NONE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ALLTEL COM 020039103 3173 52462 SH SOLE 19454 0 33008 Abbott Laboratories COM 002824100 3482 71485 SH SOLE 34265 0 37220 Aeroflex COM 007768104 1976 168595 SH SOLE 66100 0 102495 Agilent Technologies COM 00846U101 3737 107240 SH SOLE 42110 0 65130 Airtran Hldgs COM 00949P108 1635 139305 SH SOLE 53240 0 86065 AllianceBernstein Hold COM 01881G106 2632 32732 SH SOLE 14032 0 18700 Alpharma COM 020813101 483 20050 SH SOLE 4800 0 15250 American Intl Group COM 026874107 9676 135030 SH SOLE 52901 0 82129 Andrew COM 034425108 1409 137685 SH SOLE 56225 0 81460 Arch Coal COM 039380100 3137 104462 SH SOLE 41895 0 62567 Armor Holdings COM 042260109 1732 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