-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3oYB+T8Xiuqnmomf4DuS8ZKAmo4YJKWMfj4eV6KbMrGjMLir5uuW1MD6GUJCgGs OCqItU0fHBRTZyxNApuPsQ== 0000846797-08-000004.txt : 20081120 0000846797-08-000004.hdr.sgml : 20081120 20081120143932 ACCESSION NUMBER: 0000846797-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081120 DATE AS OF CHANGE: 20081120 EFFECTIVENESS DATE: 20081120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 081203521 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f093008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen M. Miller Title: President Phone: (800) 327-3656 Signature, Place, and Date of Signing: November 20, 2008 Stephen M. Miller Dayton, OH November 20, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Manager: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM CS 88579Y101 1609 23553 SH Defined 11893 11660 ABBOTT LABS COM CS 002824100 2372 41188 SH Defined 21783 19405 ALEXANDER & BALDWIN, INC CS 014482103 428 9728 SH Defined 2873 6855 ALLSTATE CORP COM CS 020002101 5586 121121 SH Defined 62138 58983 AMERICAN REPROGRAPHICS CO COM CS 029263100 462 26804 SH Defined 7989 18815 AMGEN INC COM CS 031162100 414 6990 SH Defined 290 6700 AMSURG CORP COM CS 03232P405 1921 75408 SH Defined 44188 31220 APACHE CORP COM CS 037411105 6264 60065 SH Defined 32179 27886 APPLIED MATLS INC COM CS 038222105 807 53354 SH Defined 31594 21760 AT&T INC COM CS 00206R102 1807 64725 SH Defined 32115 32610 AUTOMATIC DATA PROCESSING INC CS 053015103 1039 24311 SH Defined 12816 11495 AUTOZONE INC COM CS 053332102 1832 14850 SH Defined 8975 5875 BANK OF AMERICA CORPORATION CO CS 060505104 6884 196700 SH Defined 103771 92929 BANK OF NEW YORK MELLON CORP C CS 064058100 1655 50799 SH Defined 27038 23761 BARNES & NOBLE INC COM CS 067774109 235 9029 SH Defined 2683 6346 BB&T CORP COM CS 054937107 353 9341 SH Defined 441 8900 BEMIS INC COM CS 081437105 459 17495 SH Defined 5205 12290 BENCHMARK ELECTRS INC COM CS 08160H101 1180 83813 SH Defined 51568 32245 BERRY PETE CO CL A CS 085789105 538 13897 SH Defined 3941 9956 BEST BUY INC COM CS 086516101 268 7155 SH Defined 355 6800 BIOMED REALTY TRUST INC COM CS 09063H107 481 18202 SH Defined 5512 12690 BLACK BOX CORP DEL COM CS 091826107 1433 41508 SH Defined 25018 16490 CAPITAL ONE FINL CORP COM CS 14040H105 5815 114025 SH Defined 59750 54275 CENTURYTEL INC COM CS 156700106 843 23004 SH Defined 14144 8860 CHEVRON CORP NEW COM CS 166764100 7344 89036 SH Defined 47364 41672 CITIGROUP INC COM CS 172967101 567 27668 SH Defined 11838 15830 CITY NATL CORP COM CS 178566105 570 10493 SH Defined 3128 7365 COCA COLA ENTERPRISES INC COM CS 191219104 478 28511 SH Defined 9505 19006 COMCAST CORP NEW CL A CS 20030N101 825 42014 SH Defined 25089 16925 COMERICA INC COM CS 200340107 308 9395 SH Defined 6630 2765 COMMERCE BANCSHARES INC COM CS 200525103 215 4630 SH Defined 3495 1135 COMPUTER SCIENCES CORP COM CS 205363104 2461 61242 SH Defined 31642 29600 CONOCOPHILLIPS COM CS 20825C104 6234 85108 SH Defined 44433 40675 CONSOLIDATED EDISON INC COM CS 209115104 216 5024 SH Defined 3792 1232 CONSTELLATION BRANDS INC CL A CS 21036P108 2018 94042 SH Defined 57534 36508 CURTISS WRIGHT CORP COM CS 231561101 449 9883 SH Defined 3023 6860 DAWSON GEOPHYSICAL CO COM CS 239359102 656 14040 SH Defined 4105 9935 DEL MONTE FOODS CO COM CS 24522P103 342 43850 SH Defined 12775 31075 DELL INC COM CS 24702R101 1368 83024 SH Defined 35779 47245 DEVON ENERGY CORP NEW COM CS 25179M103 264 2892 SH Defined 138 2754 DICKS SPORTING GOODS INC COM CS 253393102 570 29097 SH Defined 12321 16776 DIGITAL RLTY TR INC COM CS 253868103 215 4541 SH Defined 3426 1115 DONALDSON INC COM CS 257651109 462 11030 SH Defined 3355 7675 DOVER CORP COM CS 260003108 4484 110585 SH Defined 58830 51755 DOW CHEM CO COM CS 260543103 3211 101045 SH Defined 54710 46335 EATON CORP COM CS 278058102 237 4222 SH Defined 185 4037 ELECTRO SCIENTIFIC INDS COM CS 285229100 435 30585 SH Defined 9110 21475 ETHAN ALLEN INTERIORS INC COM CS 297602104 459 16378 SH Defined 4866 11512 EXXON MOBIL CORP COM CS 30231G102 6222 80119 SH Defined 41929 38190 FIRST FINL BANCORP OH COM CS 320209109 499 34185 SH Defined 9994 24191 FIRST NIAGARA FINL GP INC COM CS 33582V108 757 48064 SH Defined 14314 33750 FIRSTMERIT CORP COM CS 337915102 1776 84591 SH Defined 43731 40860 FRONTIER COMMUNICATIONS CORP C CS 35906A108 816 70988 SH Defined 39718 31270 GANNETT INC COM CS 364730101 872 51590 SH Defined 27080 24510 GENERAL CABLE CORP DEL NEW COM CS 369300108 1912 53650 SH Defined 25502 28148 GENERAL ELECTRIC CO COM CS 369604103 3758 147379 SH Defined 73957 73422 GENUINE PARTS CO COM CS 372460105 1699 42264 SH Defined 25494 16770 GENWORTH FINL INC COM CL A CS 37247D106 142 16464 SH Defined 783 15681 GLACIER BANCORP INC NEW COM CS 37637Q105 204 8242 SH Defined 2411 5831 GLATFELTER COM CS 377316104 396 29280 SH Defined 8820 20460 GLOBAL PMTS INC COM CS 37940X102 490 10913 SH Defined 3398 7515 GREAT PLAINS ENERGY INC COM CS 391164100 470 21168 SH Defined 8109 13059 HAMPTON ROADS BANKSHARES INC C CS 409321106 252 24744 SH Defined 5997 18747 HANCOCK HLDG CO COM CS 410120109 239 4677 SH Defined 1368 3309 HEARTLAND EXPRESS INC COM CS 422347104 1073 69152 SH Defined 42272 26880 HERSHEY CO COM CS 427866108 204 5164 SH Defined 3989 1175 HOME DEPOT INC COM CS 437076102 1817 70197 SH Defined 33882 36315 HUBBELL INC CL B FRMLYHUBBELL CS 443510201 408 11637 SH Defined 3452 8185 HUDSON HIGHLAND GROUP INC COM CS 443792106 661 95070 SH Defined 27797 67273 ILLINOIS TOOL WKS INC COM CS 452308109 257 5788 SH Defined 288 5500 INNOPHOS HOLDINGS INC COM CS 45774N108 353 14484 SH Defined 4269 10215 ITT CORP NEW COM CS 450911102 2066 37146 SH Defined 19581 17565 JABIL CIRCUIT INC COM CS 466313103 622 65206 SH Defined 37366 27840 JOHNSON & JOHNSON COM CS 478160104 4237 61164 SH Defined 32604 28560 JPMORGAN & CHASE & CO COM CS 46625H100 6788 145352 SH Defined 75165 70187 KAYDON CORP COM CS 486587108 401 8895 SH Defined 2321 6574 KIMBERLY CLARK CORP COM CS 494368103 1903 29350 SH Defined 13260 16090 KOHLS CORP COM CS 500255104 4392 95302 SH Defined 50650 44652 LEXMARK INTL NEW CL A CS 529771107 1211 37181 SH Defined 22856 14325 LILLY ELI & CO COM CS 532457108 4922 111790 SH Defined 59695 52095 LOWES COS INC COM CS 548661107 1763 74424 SH Defined 44504 29920 MARSH & MCLENNAN COS INC COM CS 571748102 659 20737 SH Defined 16042 4695 MASCO CORP COM CS 574599106 3007 167621 SH Defined 93721 73900 MEDTRONIC INC COM CS 585055106 1068 21310 SH Defined 11320 9990 MERCURY GENL CORP NEW COM CS 589400100 542 9904 SH Defined 8194 1710 METLIFE INC COM CS 59156R108 3323 59334 SH Defined 31665 27669 MICROSOFT CORP COM CS 594918104 5609 210156 SH Defined 106586 103570 MILLER HERMAN INC COM CS 600544100 391 15998 SH Defined 4748 11250 MUELLER INDS INC COM CS 624756102 1475 64110 SH Defined 38490 25620 MURPHY OIL CORP COM CS 626717102 255 3977 SH Defined 1942 2035 NATIONAL RETAIL PROPERTIES INC CS 637417106 735 30685 SH Defined 9110 21575 NEW YORK CMNTY BANCORP INC COM CS 649445103 183 10910 SH Defined 8240 2670 OLD REP INTL CORP COM CS 680223104 771 60459 SH Defined 17939 42520 OMNICARE INC COM CS 681904108 2038 70837 SH Defined 44452 26385 PANERA BREAD CO CL A CS 69840W108 475 9327 SH Defined 4592 4735 PARAMETRIC TECHNOLOGY CORP COM CS 699173209 555 30141 SH Defined 9161 20980 PENN VA CORP COM CS 707882106 491 9196 SH Defined 2475 6721 PENSKE AUTOMOTIVE GRP INC COM CS 70959W103 333 29026 SH Defined 7011 22015 PEPSICO INC COM CS 713448108 3261 45753 SH Defined 24255 21498 PEROT SYS CORP CL A CS 714265105 532 30641 SH Defined 8876 21765 PETSMART INC COM CS 716768106 1939 78473 SH Defined 47108 31365 PFIZER INC COM CS 717081103 3832 207806 SH Defined 106116 101690 PPG INDS INC COM CS 693506107 5025 86171 SH Defined 44611 41560 PROCTER & GAMBLE CO COM CS 742718109 4077 58506 SH Defined 31731 26775 PROGRESS ENERGY INC COM CS 743263105 302 6991 SH Defined 5271 1720 PROGRESSIVE CORP OHIO COM CS 743315103 1977 113600 SH Defined 64995 48605 PROSPECT CAPITAL CORPORATION C CS 74348T102 411 32074 SH Defined 9574 22500 QUALCOMM INC COM CS 747525103 1961 45638 SH Defined 24758 20880 REALTY INCOME CORP COM CS 756109104 561 21930 SH Defined 9285 12645 REPUBLIC SVCS INC COM CS 760759100 201 6709 SH Defined 5074 1635 SCHNITZER STL INDS CL A CS 806882106 552 14079 SH Defined 4117 9962 SIMPSON MANUFACTURING CO INC C CS 829073105 678 25031 SH Defined 7318 17713 SOUTHERN CO COM CS 842587107 2314 61405 SH Defined 32580 28825 ST MARY LD & EXPL CO COM CS 792228108 481 13480 SH Defined 3946 9534 STAPLES INC COM CS 855030102 5042 224098 SH Defined 117858 106240 STEAK N SHAKE CO COM CS 857873103 635 73111 SH Defined 21961 51150 STERIS CORP COM CS 859152100 240 6386 SH Defined 1866 4520 STONE ENERGY CORP COM CS 861642106 231 5447 SH Defined 1662 3785 SUNTRUST BKS INC COM CS 867914103 259 5765 SH Defined 265 5500 SYBASE INC COM CS 871130100 245 8017 SH Defined 2487 5530 SYNOVUS FINL CORP COM CS 87161C105 152 14645 SH Defined 10740 3905 SYSCO CORP COM CS 871829107 4184 135726 SH Defined 70801 64925 UNITED PARCEL SERVICE INC CL B CS 911312106 2425 38565 SH Defined 20500 18065 UNITED TECHNOLOGIES CORP COM CS 913017109 2795 46541 SH Defined 22643 23898 UNITEDHEALTH GROUP INC COM CS 91324P102 1864 73403 SH Defined 32938 40465 US BANCORP DEL COM NEW CS 902973304 3768 104597 SH Defined 51964 52633 VAIL RESORTS INC COM CS 91879Q109 388 11088 SH Defined 3293 7795 VERIZON COMMUNICATIONS INC COM CS 92343V104 3749 116833 SH Defined 60433 56400 WELLS FARGO & CO NEW COM CS 949746101 4979 132657 SH Defined 68457 64200 Wgl Hldgs Inc Com CS 92924F106 449 13843 SH Defined 4128 9715 WOLVERINE WORLD WIDE INC COM CS 978097103 441 16649 SH Defined 4984 11665 DHT MARITIME INC COM AD y2065g105 367 54584 SH Defined 16009 38575 ISHARES TR LEHMAN AGG BND EF 464287226 2960 30020 SH Defined 21790 8230 ISHARES TR RUSL 3000 GROW EF 464287671 358 9100 SH Sole 9100 SPDR TR UNIT SER 1 EF 78462F103 244 2106 SH Sole 2106 64 555 SH Defined 555
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