-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ng4JYJU+hU516uklGOR1zXI/rTSsWWdeCP1IpV0xSbN0UoWTP635KUdVOMDMN54j L48NiClRF8faw/G7x1biAQ== 0000846797-09-000002.txt : 20090512 0000846797-09-000002.hdr.sgml : 20090512 20090512170818 ACCESSION NUMBER: 0000846797-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 09819623 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f033109.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: May 12, 2009 Debra E. Rindler Dayton, OH May 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 112 Form 13F Information Table Value Total: 151395 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co CS 88579Y101 1207 24272 SH Defined 02 21319 2953 Abbott Laboratories CS 002824100 2361 49502 SH Defined 02 36837 12665 Adobe Systems Inc CS 00724F101 1413 66070 SH Defined 02 56210 9860 Alexander & Baldwin Inc CS xxxxxxxxx 391 20528 SH Defined 02 20528 AllianceBernstein Holding L.P. CS 01881G106 485 32970 SH Defined 02 32970 Allstate Corp CS 020002101 2965 154836 SH Defined 02 123333 31503 American Express Co CS 025816109 159 11631 SH Defined 02 11631 Analogic Corp CS 032657207 315 9850 SH Defined 02 9850 Anworth Mortgage Asset Corp CS 037347101 167 27285 SH Defined 02 27285 Apache Corp CS 037411105 3885 60621 SH Defined 02 48292 12329 Applied Materials Inc CS 038222105 560 52124 SH Defined 02 44233 7891 AT&T Inc CS 00206R102 1709 67798 SH Defined 02 51967 15831 Automatic Data Processing Inc CS 053015103 883 25107 SH Defined 02 18752 6355 AVX Corp CS 002444107 156 17165 SH Defined 02 17165 Baker Hughes Inc CS 057224107 1378 48270 SH Defined 02 35615 12655 Bank Of America Corp CS 060505104 1294 189752 SH Defined 02 150067 39685 Barrett Business Services CS 068463108 284 29475 SH Defined 02 29475 Berry Petroleum Co Cl A CS 085789105 347 31667 SH Defined 02 31667 Black & Decker Corp CS 091797100 1944 61583 SH Defined 02 47467 14116 Capital One Financial Corp CS 14040H105 1315 107428 SH Defined 02 84832 22596 CF Industries Holdings Inc CS 125269100 446 6265 SH Defined 02 6265 Chevron Corp CS 166764100 6252 92974 SH Defined 02 74976 17998 China Fire & Security Group In CS 16938R103 319 40613 SH Defined 02 40613 Cisco Systems Inc CS 17275R102 343 20430 SH Defined 02 20430 Coca Cola Enterprises Inc CS 191219104 150 11378 SH Defined 02 8572 2806 Computer Sciences Corp CS 205363104 1998 54239 SH Defined 02 43623 10616 ConocoPhillips CS 20825C104 3424 87430 SH Defined 02 70912 16518 Dawson Geophysical Co CS 239359102 282 20900 SH Defined 02 20900 Dell Inc CS 24702R101 2119 223518 SH Defined 02 187873 35645 Devon Energy Corp CS 25179M103 2194 49089 SH Defined 02 39739 9350 Dick's Sporting Goods Inc CS 253393102 441 30922 SH Defined 02 28465 2457 Dover Corp CS 260003108 3007 113978 SH Defined 02 91459 22519 Dow Chemical Co CS 260543103 466 55276 SH Defined 02 41722 13554 DSW Inc Cl A CS 23334L102 272 29255 SH Defined 02 29255 Electro Scientific Inds CS 285229100 304 51380 SH Defined 02 51380 Ethan Allen Interiors Inc CS 297602104 156 13850 SH Defined 02 13850 Exxon Mobil Corp CS 30231G102 6003 88144 SH Defined 02 70721 17423 Federal Signal Corp CS 313855108 162 30675 SH Defined 02 30675 FirstMerit Corp CS 337915102 1043 57328 SH Defined 02 47615 9713 General Cable Corp CS 369300108 1332 67203 SH Defined 02 61998 5205 General Electric Co CS 369604103 2409 238298 SH Defined 02 197735 40563 Genuine Parts Co CS 372460105 1250 41870 SH Defined 02 35302 6568 Hampton Roads Bankshares Inc CS 409321106 327 41929 SH Defined 02 41929 Horsehead Holdings Corp CS 440694305 213 38660 SH Defined 02 38660 Hudson Highland Group Inc CS 443792106 219 197095 SH Defined 02 197095 Ingersoll-Rand Company Ltd Cl CS G4776G101 2356 170739 SH Defined 02 135089 35650 Innophos Holdings Inc CS 45774N108 239 21159 SH Defined 02 21159 Intel Corp CS 458140100 3501 232962 SH Defined 02 188772 44190 ITT Corp CS 450911102 1407 36562 SH Defined 02 31693 4869 Johnson & Johnson CS 478160104 3757 71429 SH Defined 02 56261 15168 Johnson Controls Inc CS 478366107 3189 265768 SH Defined 02 211863 53905 JP Morgan Chase & Co CS 46625H100 4536 170668 SH Defined 02 135786 34882 Kaydon Corp CS 486587108 282 10302 SH Defined 02 10302 Kendle International Inc CS 48880L107 272 12985 SH Defined 02 12985 Kennametal Inc CS 489170100 248 15320 SH Defined 02 15320 Kimberly Clark Corp CS 494368103 1204 26115 SH Defined 02 19816 6299 Legg Mason Inc CS 524901105 624 39255 SH Defined 02 32867 6388 Lilly Eli & Co CS 532457108 4035 120758 SH Defined 02 96816 23942 Lowe's Cos Inc CS 548661107 1462 80135 SH Defined 02 68002 12133 M&T Bank Corp CS 55261F104 234 5182 SH Defined 02 5182 Manhattan Assocs Inc CS 562750109 298 17217 SH Defined 02 17217 Mcgraw Hill Cos Inc CS 580645109 257 11223 SH Defined 02 10003 1220 Medtronic Inc CS 585055106 1899 64443 SH Defined 02 53751 10692 MetLife Inc CS 59156R108 1687 74071 SH Defined 02 59815 14256 Mettler-Toledo International CS 592688105 1074 20915 SH Defined 02 17755 3160 Microsoft Corp CS 594918104 4355 237077 SH Defined 02 190942 46135 Miller Herman Inc CS 600544100 275 25843 SH Defined 02 25843 Mueller Industries Inc CS 624756102 1539 70934 SH Defined 02 59977 10957 Murphy Oil Corp CS 626717102 239 5347 SH Defined 02 4532 815 Old Republic Intl Corp CS 680223104 612 56564 SH Defined 02 53349 3215 Parametric Technology Corp CS 699173209 393 39361 SH Defined 02 39361 Patterson Companies Inc CS 703395103 1267 67174 SH Defined 02 57114 10060 Pepsico Inc CS 713448108 2775 53905 SH Defined 02 40470 13435 Pfizer Inc CS 717081103 2815 206682 SH Defined 02 165342 41340 PPG Inds Inc CS 693506107 3374 91434 SH Defined 02 72773 18661 Procter & Gamble Co CS 742718109 2758 58578 SH Defined 02 47307 11271 Progressive Corp CS 743315103 1695 126113 SH Defined 02 99481 26632 Prospect Capital Corp CS 74348T102 274 32211 SH Defined 02 32211 Pulte Homes Inc CS 745867101 170 15545 SH Defined 02 15545 Pzena Investment Mgmt Inc Clas CS 74731Q103 715 374586 SH Defined 02 349006 25580 Qualcomm Inc CS 747525103 2485 63855 SH Defined 02 47957 15898 Radisys Corp CS 750459109 237 39156 SH Defined 02 39156 Rockwood Holdings Inc CS 774415103 162 20360 SH Defined 02 20360 Schnitzer Steel Inds Cl A CS 806882106 376 11989 SH Defined 02 11989 Sonic Corp CS 835451105 237 23650 SH Defined 02 23650 St Mary Land & Exploration Co CS 792228108 189 14255 SH Defined 02 14255 Staples Inc CS 855030102 4288 236780 SH Defined 02 183679 53101 Starbucks Corp CS 855244109 206 18575 SH Defined 02 13975 4600 Steak N Shake Co CS 857873103 469 61999 SH Defined 02 61999 SunTrust Banks Inc CS 867914103 220 18725 SH Defined 02 18725 Sysco Corp CS 871829107 3361 147401 SH Defined 02 117192 30209 The Bank Of New York Mellon Co CS 064058100 1669 59092 SH Defined 02 43973 15119 Tier Technologies Inc Cl B CS 88650q100 132 28550 SH Defined 02 28550 Torchmark Corp CS 891027104 1957 74598 SH Defined 02 66213 8385 United Parcel Service Inc Cl B CS 911312106 2263 45980 SH Defined 02 34740 11240 United Technologies Corp CS 913017109 3526 82044 SH Defined 02 65071 16973 UnitedHealth Group Inc CS 91324P102 1580 75509 SH Defined 02 59198 16311 US Bancorp CS 902973304 1676 114748 SH Defined 02 92627 22121 Vail Resorts Inc CS 91879Q109 268 13127 SH Defined 02 13127 VCA Antech Inc CS 918194101 1498 66444 SH Defined 02 56349 10095 Verizon Communications Inc CS 92343V104 3792 125557 SH Defined 02 99822 25735 W&T Offshore Inc CS 92922P106 75 12224 SH Defined 02 12224 Walgreen Co CS 931422109 1603 61736 SH Defined 02 53751 7985 Wells Fargo & Co CS 949746101 1861 130708 SH Defined 02 104661 26047 Wendy's/Arby's Group Inc CS 950587105 138 27515 SH Defined 02 27515 Wolverine World Wide Inc CS 978097103 259 16594 SH Defined 02 16594 DHT Maritime Inc AD y2065g105 125 32481 SH Defined 02 32481 Blackrock Global Flg Inc Tr EF 091941104 320 35140.0000 SH Defined 02 35140.0000 Ishares Tr Barclys Us Agg B EF 464287226 1783 17570.0000 SH Defined 02 16120.0000 1450.0000 Ishares Tr Rusl 3000 Grow EF 464287671 259 9100.0000 SH Sole 9100.0000 Uts Spdr S & P 500 EF 78462F103 170 2139.2348 SH Sole 2139.2348 44 555.0000 SH Defined 02 555.0000
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