-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNDg12QFwHxrkCJ1oDWap6oy43NBvXhU1jqq8M9xe1qxdhgEI0Ds2tzfT8JcdNiw 8w/bpi3cDIVOPSOdxzYTHQ== 0001085146-09-002468.txt : 20090604 0001085146-09-002468.hdr.sgml : 20090604 20090603214103 ACCESSION NUMBER: 0001085146-09-002468 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090603 EFFECTIVENESS DATE: 20090604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 09872778 BUSINESS ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 7400 COLLEGE BLVD. STREET 2: SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66210 13F-HR 1 mwa1q08.txt MARINER WEALTH ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors LLC Address: 4200 West 115th Street, Suite 100 Leawood, KS 66211 13F File Number: 28-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie Manning Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/ Stephanie Manning Leawood, KS May 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 107 Form13F Information Table Value Total: $191,990 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABLEAUCTIONS COM INC COM NEW COM 00371f206 4 30000 SH SOLE 30000 0 0 AFLAC INC COM 001055102 936 14407 SH SOLE 14407 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741r102 642 8995 SH SOLE 8995 0 0 ALTRIA GROUP INC COM 02209s103 240 10789 SH SOLE 10789 0 0 AMGEN INC COM 031162100 668 15979 SH SOLE 15979 0 0 ANHEUSER BUSCH COS INC COM COM 035229103 284 5977 SH SOLE 5977 0 0 AT&T INC COM 00206r102 215 5614 SH SOLE 5614 0 0 BECTON DICKINSON & CO COM 075887109 219 2549 SH SOLE 2549 0 0 CBIZ INC COM 124805102 982 120888 SH SOLE 120888 0 0 CELGENE CORP COM 151020104 613 10000 SH SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 295 3451 SH SOLE 3451 0 0 CISCO SYS INC COM 17275r102 1563 64871 SH SOLE 64871 0 0 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383q507 3411 145144 SH SOLE 145144 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383m100 5982 131192 SH SOLE 131192 0 0 COLGATE PALMOLIVE CO COM 194162103 1439 18468 SH SOLE 18468 0 0 CONOCOPHILLIPS COM 20825c104 1678 22021 SH SOLE 22021 0 0 COSTAR GROUP INC COM 22160n109 951 22125 SH SOLE 22125 0 0 COUNTRYWIDE FINANCIAL CORP COM COM 222372104 247 45000 SH SOLE 45000 0 0 CROCS INC COM 227046109 175 10000 SH SOLE 10000 0 0 DENTSPLY INTL INC NEW COM 249030107 1094 28339 SH SOLE 28339 0 0 DIAMONDS TR UNIT SER 1 252787106 258 2107 SH SOLE 2107 0 0 DST SYS INC DEL COM 233326107 648 9858 SH SOLE 9858 0 0 EL CAPITAN PRECIOUS METALS INC COM 282812106 6 31414 SH SOLE 31414 0 0 ELECTRONIC ARTS INC COM 285512109 747 14962 SH SOLE 14962 0 0 EXXON MOBIL CORP COM 30231g102 557 6583 SH SOLE 6583 0 0 FIRST MARBLEHEAD CORP COM 320771108 149 20000 SH SOLE 20000 0 0 FORCE PROTECTION INC COM NEW 345203202 41 20585 SH SOLE 20585 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 7 201 SH SOLE 201 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 826 8585 SH SOLE 8585 0 0 GENERAL ELECTRIC CO COM 369604103 2350 63484 SH SOLE 63484 0 0 GENZYME CORP COM 372917104 852 11425 SH SOLE 11425 0 0 GILEAD SCIENCES INC COM 375558103 1947 37786 SH SOLE 37786 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6 146 SH SOLE 146 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 1015 6135 SH SOLE 6135 0 0 GRANT PRIDECO INC COM COM 38821g101 1576 32019 SH SOLE 32019 0 0 INERGY HLDGS L P COM 45661q107 24394 626279 SH SOLE 626279 0 0 INTEL CORP COM 458140100 1311 61897 SH SOLE 61897 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1794 15578 SH SOLE 15578 0 0 ISHARES INC MSCI PAC J IDX 464286665 5347 39437 SH SOLE 39437 0 0 ISHARES INC MSCI AUSTRALIA 464286103 5641 218976 SH SOLE 218976 0 0 ISHARES INC MSCI CDA INDEX 464286509 6486 213989 SH SOLE 213989 0 0 ISHARES INC MSCI GERMAN 464286806 7001 222178 SH SOLE 222178 0 0 ISHARES TR S&P GLO INFRAS 464288372 3378 75017 SH SOLE 75017 0 0 ISHARES TR DJ US HEALTHCR 464287762 292 4657 SH SOLE 4657 0 0 ISHARES TR S&P NA NAT RES 464287374 4654 36440 SH SOLE 36440 0 0 ISHARES TR S&P MIDCP VALU 464287705 405 5552 SH SOLE 5552 0 0 ISHARES TR S&P LTN AM 40 464287390 4093 16210 SH SOLE 16210 0 0 ISHARES TR S&P GLB100INDX 464287572 4387 60176 SH SOLE 60176 0 0 ISHARES TR S&P GBL HLTHCR 464287325 4368 83160 SH SOLE 83160 0 0 ISHARES TR S&P 500 INDEX 464287200 295 2231 SH SOLE 2231 0 0 ISHARES TR RUSSELL1000GRW 464287614 4398 80778 SH SOLE 80778 0 0 ISHARES TR MSCI EAFE IDX 464287465 6867 95508 SH SOLE 95508 0 0 ISHARES TR S&P MC 400 GRW 464287606 555 6807 SH SOLE 6807 0 0 ITT CORP NEW COM 450911102 1352 26104 SH SOLE 26104 0 0 JABIL CIRCUIT INC COM 466313103 189 20000 SH SOLE 20000 0 0 JPMORGAN CHASE & CO COM 46625h100 970 22587 SH SOLE 22587 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 11 270 SH SOLE 270 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1704 15588 SH SOLE 15588 0 0 LILLY ELI & CO COM 532457108 258 5000 SH SOLE 5000 0 0 LOCKHEED MARTIN CORP COM 539830109 1184 11919 SH SOLE 11919 0 0 LOOPNET INC COM 543524300 788 62080 SH SOLE 62080 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060u605 3503 65333 SH SOLE 65333 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 34 1697 SH SOLE 1697 0 0 MICROSOFT CORP COM 594918104 175 6151 SH SOLE 6151 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 2218 15716 SH SOLE 15716 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 8 950 SH SOLE 950 0 0 MONSANTO CO NEW COM 61166w101 1387 12441 SH SOLE 12441 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 954 13644 SH SOLE 13644 0 0 NEKTAR THERAPEUTICS COM 640268108 347 50000 SH SOLE 50000 0 0 NEXXUS LIGHTING INC COM 65338e105 3989 704721 SH SOLE 704721 0 0 NORFOLK SOUTHERN CORP COM 655844108 1289 23723 SH SOLE 23723 0 0 NOVARTIS A G SPONSORED ADR 66987v109 838 16352 SH SOLE 16352 0 0 ONEOK INC NEW COM 682680103 819 18354 SH SOLE 18354 0 0 PEPSICO INC COM 713448108 1897 26274 SH SOLE 26274 0 0 PETROHAWK ENERGY CORP COM 716495106 8068 400000 SH SOLE 400000 0 0 PFIZER INC COM 717081103 140 6693 SH SOLE 6693 0 0 PROCTER & GAMBLE CO COM 742718109 4495 64152 SH SOLE 64152 0 0 PROSHARES TR PSHS ULTRA FINL 74347r743 3925 131500 SH SOLE 131500 0 0 PRUDENTIAL FINL INC COM 744320102 1106 14137 SH SOLE 14137 0 0 ROYAL BK SCOTLAND GROUP PLC SP SP ADR REP SHS 780097721 3 458 SH SOLE 458 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 491 13137 SH SOLE 13137 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 501 17984 SH SOLE 17984 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 451 20149 SH SOLE 20149 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 364 4910 SH SOLE 4910 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3529 141884 SH SOLE 141884 0 0 SIRF TECHNOLOGY HLDGS INC COM 82967h101 153 30000 SH SOLE 30000 0 0 SIRIUS SATELLITE RADIO INC COM COM 82966u103 238 83265 SH SOLE 83265 0 0 SPDR INDEX SHS FDS SPDR DJ EURO ETF 78463x202 4646 82454 SH SOLE 82454 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464a102 5220 98822 SH SOLE 98822 0 0 ST JUDE MED INC COM 790849103 1303 30177 SH SOLE 30177 0 0 STATOILHYDRO ASA SPONSORED ADR 85771p102 1296 43385 SH SOLE 43385 0 0 STRATFORD AMERN CORP COM NEW COM 86279e201 0 66666 SH SOLE 66666 0 0 STRYKER CORP COM 863667101 755 11599 SH SOLE 11599 0 0 TEAM FINANCIAL INC COM 87815x109 5543 426352 SH SOLE 426352 0 0 TEXAS INSTRS INC COM 882508104 200 7089 SH SOLE 7089 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1258 22137 SH SOLE 22137 0 0 TRANSOCEAN INC NEW SHS COM - SHS g90073100 1376 10176 SH SOLE 10176 0 0 UNILEVER N V N Y SHS NEW 904784709 28 819 SH SOLE 819 0 0 URS CORP NEW COM 903236107 513 15699 SH SOLE 15699 0 0 UST INC COM COM 902911106 253 4648 SH SOLE 4648 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 132 3613 SH SOLE 3613 0 0 VIACOM INC NEW CL B 92553p201 1189 30000 SH SOLE 30000 0 0 WASHINGTON MUT INC COM COM 939322103 93 9000 SH SOLE 9000 0 0 WEATHERFORD INTERNATIONAL LTD COM g95089101 2303 31773 SH SOLE 31773 0 0 WESTAR ENERGY INC COM 95709t100 55 2406 SH SOLE 2406 0 0 Z TRIM HLDGS INC COM COM 988924106 3 14011 SH SOLE 14011 0 0 ZUMIEZ INC COM 989817101 157 10000 SH SOLE 10000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----