-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LRW8P1el66eK1aouS40OAlQeF5XqF5F1X9F68Nhh7gZBrVCLTub679aAUIMREbpY n+sz0uf5eeAejZoLJwwciQ== 0001095449-01-500011.txt : 20010224 0001095449-01-500011.hdr.sgml : 20010224 ACCESSION NUMBER: 0001095449-01-500011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20010220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06369 FILM NUMBER: 1549594 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 f13f0900.txt SEPTEMBER 2000 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, Inc. Address: One Sansome Street, Suite 1800 San Francisco, CA 94104 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA February 14, 2001 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $212,678,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE - ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ -------- 3DO Company COM 88553W105 338 50500 SH Sole 50500 Accredo Health Inc COM 00437v104 1833 37500 SH Sole 37500 Actel Corp COM 004934105 2027 56400 SH Sole 56400 Activision Inc COM 004930202 280 18700 SH Sole 18700 Advance PCS COM 00790K109 4702 111450 SH Sole 111450 Akorn Inc COM 009728106 1126 101825 SH Sole 101825 All American Semiconductor, In COM 016557407 1304 64600 SH Sole 64600 Alpha Technologies Group Inc COM 020781100 1325 88350 SH Sole 88350 Ameripath Inc COM 03071D109 1349 93050 SH Sole 93050 Anchor Gaming COM 033037102 2379 29900 SH Sole 29900 Applied Films Corp COM 038197109 1527 56300 SH Sole 56300 Artesyn Technologies Inc COM 043127109 1695 58200 SH Sole 58200 Ashworth Inc COM 04516h101 178 22550 SH Sole 22550 Aurora Biosciences Corp COM 051920106 3298 48500 SH Sole 48500 Avis Group Holdings, Inc COM 053790101 1857 62700 SH Sole 62700 Avocent Corp COM 053893103 4418 80150 SH Sole 80150 Benchmark Electronics, Inc COM 08160H101 2777 53400 SH Sole 53400 Bergen Brunswig Corp COM 083739102 993 85000 SH Sole 85000 Beverly Enterprises Inc COM 087851309 719 121150 SH Sole 121150 Boots and Coots Intl Well Cont COM 099469108 772 881750 SH Sole 881750 Boston Private Finl Holdings COM 101119105 745 45150 SH Sole 45150 CIMA Labs Inc COM 171796105 6352 122000 SH Sole 122000 Cable Design Technologies Corp COM 126924109 1961 80650 SH Sole 80650 Casino Data Systems COM 147583108 753 107600 SH Sole 107600 Chesapeake Energy Corp COM 165167107 2951 410600 SH Sole 410600 Cobalt Networks Inc COM 19074r101 3478 60100 SH Sole 60100 Coherent Inc COM 192479103 3947 58050 SH Sole 58050 Columbia Sportswear Company COM 198516106 1555 33900 SH Sole 33900 Comstock Resources COM 205768203 2881 253250 SH Sole 253250 Conceptus Inc COM 206016107 2378 260625 SH Sole 260625 CoorsTek, Inc COM 217020106 2152 56250 SH Sole 56250 Cross Timbers Oil Co COM 227573102 2645 137850 SH Sole 137850 CuraGen Corp COM 23126r101 2014 37800 SH Sole 37800 Deckers Outdoor Corp COM 243537107 386 70950 SH Sole 70950 Dianon Systems Inc COM 252826102 2408 60400 SH Sole 60400 Dollar Thrifty Automotive Grou COM 256743105 1093 55350 SH Sole 55350 Doral Financial Corp COM 25811P100 1724 106500 SH Sole 106500 Dura Pharmaceuticals COM 26632S109 2427 68600 SH Sole 68600 Dyax Corp COM 26746e103 849 19400 SH Sole 19400 EEX Corp COM 26842v207 544 112950 SH Sole 112950 Elantek Semiconductor Inc COM 284155108 5190 52100 SH Sole 52100 Engineered Support Systems Inc COM 292866100 1206 63050 SH Sole 63050 Evergreen Resources Inc COM 299900308 1718 49450 SH Sole 49450 FEI Company COM 30241L109 1997 92100 SH Sole 92100 Fritz Companies Inc COM 358846103 1306 108850 SH Sole 108850 Galileo Technology Ltd COM m47298100 1230 38750 SH Sole 38750 Genesco Inc COM 371532102 870 51350 SH Sole 51350 Global Industries COM 379336100 1464 117150 SH Sole 117150 Grey Wolf Inc COM 397888108 4645 807900 SH Sole 807900 Herley Industries Inc COM 427398102 471 20750 SH Sole 20750 Humana Inc COM 444859102 417 38800 SH Sole 38800 I Stat Corp COM 450312103 2394 105800 SH Sole 105800 ITT Educational Services COM 45068B109 1580 58250 SH Sole 58250 Ikos Systems Inc COM 451716203 690 66550 SH Sole 66550 Innerdyne Inc COM 45764D102 691 98650 SH Sole 98650 Invacare Corp COM 461203101 1953 60800 SH Sole 60800 K-Swiss Inc COM 482686102 2350 104450 SH Sole 104450 Key Energy Services Inc COM 492914106 4464 454950 SH Sole 454950 Key Production Company Inc COM 493138101 1618 73350 SH Sole 73350 Knightsbridge Tankers Ltd COM g5299g106 378 17300 SH Sole 17300 La Jolla Pharmaceutical Co COM 503459109 512 55000 SH Sole 55000 Level 8 Systems Inc COM 52729m102 967 52625 SH Sole 52625 Mapinfo Corp COM 565105103 3233 103237 SH Sole 103237 Medix Resources Inc COM 585011109 1066 533250 SH Sole 533250 Medtox Scientific Inc COM 584977201 311 28600 SH Sole 28600 Mentor Graphics Corp COM 587200106 2055 87200 SH Sole 87200 Mid Atlantic Medical Services COM 59523c107 1560 103150 SH Sole 103150 Nam Tai Electronics Inc COM 629865205 2079 100800 SH Sole 100800 Nautica Enterprises COM 639089101 1570 121350 SH Sole 121350 Noven Pharmaceuticals Inc COM 670009109 3006 70325 SH Sole 70325 Nu Horizons Electronics Corp COM 669908105 1756 63150 SH Sole 63150 Oxford Health Plans Inc COM 691471106 2981 97000 SH Sole 97000 PLATO Learning Inc COM 72764y100 373 18100 SH Sole 18100 Parker Drilling Co COM 701081101 4475 639300 SH Sole 639300 Patina Oil & Gas COM 703224105 3307 165350 SH Sole 165350 Pericom Semiconductor Corp COM 713831105 1277 34000 SH Sole 34000 Planar Systems Inc COM 726900103 2322 124650 SH Sole 124650 Pogo Producing Co COM 730448107 1893 74600 SH Sole 74600 Pomeroy Computer Resources Inc COM 731822102 1292 68250 SH Sole 68250 Pride Intl Inc COM 741932107 3221 121550 SH Sole 121550 Professional Detailing Inc COM 74312n107 2505 43950 SH Sole 43950 Quorom Health Group COM 749084109 1342 103200 SH Sole 103200 ROHN Industries Inc COM 775381106 665 140050 SH Sole 140050 Remington Oil & Gas Corp COM 759594302 856 82000 SH Sole 82000 Richardson Electronics Ltd COM 763165107 1058 63150 SH Sole 63150 SeaChange Intl Inc COM 811699107 1343 40250 SH Sole 40250 Serologicals Corp COM 817523103 303 43700 SH Sole 43700 Shuffle Master Inc COM 825549108 796 40950 SH Sole 40950 Sipex Inc COM 829909100 1790 42550 SH Sole 42550 Sonic Foundry Inc COM 83545r108 320 36100 SH Sole 36100 Spectrum Control, Inc COM 847615101 1012 63000 SH Sole 63000 St. Mary Land and Exploration COM 792228108 3193 138450 SH Sole 138450 Superior Energy Svcs COM 868157108 3023 287900 SH Sole 287900 Supertex, Inc COM 868532102 2582 51250 SH Sole 51250 Swift Energy Corp COM 870738101 3084 74200 SH Sole 74200 TTM Tech, Inc COM 87305R109 1369 58250 SH Sole 58250 Taro Pharmaceutical Industries COM m8737e108 638 35700 SH Sole 35700 Tekelec COM 879101103 2492 75800 SH Sole 75800 Teledyne Technologies Inc COM 879360105 2401 82450 SH Sole 82450 Transgenomic Inc COM 89365k206 1188 52350 SH Sole 52350 Trico Marine Services Inc COM 896106101 4485 282500 SH Sole 282500 Vascular Solutions Inc COM 92231M109 2085 111100 SH Sole 111100 Veeco Instruments COM 922417100 2274 21400 SH Sole 21400 Vintage Petroleum Inc COM 927460105 3259 143250 SH Sole 143250 Vion Pharmaceuticals COM 927624106 6520 364775 SH Sole 364775 WMS Industries COM 929297109 5716 254050 SH Sole 254050 XeTel Corp COM 983942103 927 115900 SH Sole 115900 Xicor Inc COM 984903104 1408 170700 SH Sole 170700 Boots and Coots Series B Conve PFD 099990202 10 10131 SH Sole 10131
-----END PRIVACY-ENHANCED MESSAGE-----