-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHYCOfN5QkQhrzh2/TAo+klE2JBJdqEytRMfXXw3EG+bgljV+VSXUWSmJJiaUzDY RLTMwIHgfmOGG2BTRtgs0w== 0001095449-01-500016.txt : 20010418 0001095449-01-500016.hdr.sgml : 20010418 ACCESSION NUMBER: 0001095449-01-500016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06369 FILM NUMBER: 1603748 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 f13f0301.txt MARCH 2001 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, Inc. Address: One Sansome Street, Suite 1800 San Francisco, CA 94104 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA April 16, 2001 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: $207,500,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE - ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ ---- ATMI Inc COM 00207R101 1077 58200 SH Sole 58200 Adaptec Inc COM 00651F108 1743 201000 SH Sole 201000 Adtran Inc COM 00738A106 1474 60000 SH Sole 60000 Advanced Digital Info COM 007525108 3117 180050 SH Sole 180050 Advanced Energy Industries COM 007973100 1802 69800 SH Sole 69800 Advent Software COM 007974108 2025 45700 SH Sole 45700 AirTran Holdings Inc COM 00949P108 407 51950 SH Sole 51950 Alloy Online Inc COM 019855105 659 75350 SH Sole 75350 American Health Corp COM 02649V104 173 10000 SH Sole 10000 Ameripath Inc COM 03071D109 1082 52600 SH Sole 52600 Amsurg Corp COM 03232P108 1017 53350 SH Sole 53350 Annuity and Life Re Holdings COM G03910109 2062 69300 SH Sole 69300 Ansoft Corp COM 036384105 142 15700 SH Sole 15700 Apria Health Care Group COM 037933108 1222 50550 SH Sole 50550 Arnold Industries Inc COM 042595108 1113 58400 SH Sole 58400 Aspen Technology Inc COM 045327103 3072 128650 SH Sole 128650 AudioCodes Ltd COM M15342104 1140 128500 SH Sole 128500 Autodesk Inc COM 052769106 3316 108500 SH Sole 108500 Avant! Corp COM 053487104 2616 151650 SH Sole 151650 Axcelis Technologies Inc COM 054540109 2474 213950 SH Sole 213950 Bergen Brunswig Corp COM 083739102 830 50000 SH Sole 50000 Boots and Coots Intl Well Cont COM 099469108 1767 2295182 SH Sole 2295182 Boron & Lepore Association COM 10001p102 2358 196500 SH Sole 196500 Boston Private Finl Holdings COM 101119105 938 52850 SH Sole 52850 Burlington Coat Factory COM 121579106 3863 196100 SH Sole 196100 CIMA Labs Inc COM 171796105 2022 32550 SH Sole 32550 Chesapeake Energy Corp COM 165167107 3110 351400 SH Sole 351400 Chronimed Inc COM 171164106 747 53600 SH Sole 53600 Coherent Inc COM 192479103 2657 74850 SH Sole 74850 Comstock Resources COM 205768203 3470 308450 SH Sole 308450 Conceptus Inc COM 206016107 3293 367175 SH Sole 367175 CoorsTek, Inc COM 217020106 291 10550 SH Sole 10550 Cross Timbers Oil Co COM 227573102 4201 169750 SH Sole 169750 Cubist Pharmaceuticals Inc COM 229678107 1381 56350 SH Sole 56350 Cyberonics COM 23251P102 1683 103950 SH Sole 103950 Daisytek International Corp COM 234053106 521 66650 SH Sole 66650 Deb Shops Inc COM 242728103 424 23700 SH Sole 23700 Deckers Outdoor Corp COM 243537107 259 74050 SH Sole 74050 Dobson Communications Corp COM 256069105 1597 96400 SH Sole 96400 Doral Financial Corp COM 25811P100 4515 150500 SH Sole 150500 EMS Tech Inc COM 26873n108 164 10500 SH Sole 10500 EPIQ Systems Inc COM 26882d109 1025 50600 SH Sole 50600 ESC Medical Systems Ltd COM M40868107 2865 119050 SH Sole 119050 East West Bancorp Inc COM 27579r104 2721 141350 SH Sole 141350 FX Energy Inc COM 302695101 224 45850 SH Sole 45850 First Essex Bancorp Inc COM 320103104 353 18000 SH Sole 18000 First Federal Capital Bank COM 319960100 196 14000 SH Sole 14000 Genesco Inc COM 371532102 2519 91950 SH Sole 91950 Grey Wolf Inc COM 397888108 6515 1002300 SH Sole 1002300 Guess Inc COM 401617105 804 129850 SH Sole 129850 Hamilton Bancorp Inc COM 407013101 130 16950 SH Sole 16950 Helix Technology Corp COM 423319102 2048 87200 SH Sole 87200 Henry Schein Inc COM 806407102 2253 61300 SH Sole 61300 Hot Topic, Inc COM 441339108 809 28900 SH Sole 28900 I Stat Corp COM 450312103 1351 68000 SH Sole 68000 Ikos Systems Inc COM 451716203 2211 215750 SH Sole 215750 Indymac Mortgage COM 456607100 2986 103900 SH Sole 103900 Insight Communications Company COM 45768V108 2482 93650 SH Sole 93650 Interact Commerce Corp COM 45839Y107 1958 166650 SH Sole 166650 Irwin Financial Corp COM 464119106 792 37500 SH Sole 37500 K-Swiss Inc COM 482686102 939 36650 SH Sole 36650 Key Energy Services Inc COM 492914106 6052 565600 SH Sole 565600 LTX Corp COM 502392103 3275 175250 SH Sole 175250 Lightbridge Inc COM 532226107 555 48500 SH Sole 48500 MKS Instruments Inc COM 55306N104 2683 143400 SH Sole 143400 Maxwell Shoe Company Inc COM 577766108 1611 103550 SH Sole 103550 Moldflow Corp COM 608507109 2344 124800 SH Sole 124800 Moog Inc COM 615394202 456 12850 SH Sole 12850 Nanometrics Inc COM 630077105 580 36850 SH Sole 36850 Novavax Inc COM 670002104 605 77550 SH Sole 77550 Noven Pharmaceuticals Inc COM 670009109 4866 171875 SH Sole 171875 Overland Data Inc COM 690213103 309 39200 SH Sole 39200 PRI Automation COM 69357H106 1736 101350 SH Sole 101350 Pacific Century Financial Corp COM 694058108 1415 74500 SH Sole 74500 Parker Drilling Co COM 701081101 3567 557350 SH Sole 557350 Patina Oil & Gas COM 703224105 5045 188950 SH Sole 188950 Pharmaceutical Prod Dev Inc COM 717124101 3402 80750 SH Sole 80750 Photronics Inc COM 719405102 1285 52050 SH Sole 52050 Planar Systems Inc COM 726900103 1030 80750 SH Sole 80750 Pride Intl Inc COM 741932107 2377 100050 SH Sole 100050 Priority Healthcare COM 74264T102 2926 77500 SH Sole 77500 Professional Detailing Inc COM 74312n107 608 9850 SH Sole 9850 Quiksilver Inc COM 74838c106 2071 78000 SH Sole 78000 Remedy Corp COM 759548100 2918 151600 SH Sole 151600 Remington Oil & Gas Corp COM 759594302 620 44900 SH Sole 44900 SICOR Inc COM 825846108 3103 222650 SH Sole 222650 Scottish Annunity & Life Holdi COM g7885t104 965 67100 SH Sole 67100 Semtech COM 816850101 3736 126900 SH Sole 126900 Serologicals Corp COM 817523103 4402 326100 SH Sole 326100 Shuffle Master Inc COM 825549108 225 8950 SH Sole 8950 Southwest Bancorp Inc COM 844767103 414 18000 SH Sole 18000 St. Mary Land and Exploration COM 792228108 2788 119900 SH Sole 119900 Sterling Bancorporation COM 859158107 385 18000 SH Sole 18000 Steven Madden Ltd COM 556269108 2078 141450 SH Sole 141450 Stride Rite Corp COM 863314100 578 77100 SH Sole 77100 Superior Energy Svcs COM 868157108 3814 350680 SH Sole 350680 TTI Team Telecom International COM m88258104 2403 188500 SH Sole 188500 Taro Pharmaceutical Industries COM m8737e108 3218 73450 SH Sole 73450 Tier Technologies Inc COM 88650Q100 275 23400 SH Sole 23400 Tommy Hilfiger Corp COM g8915z102 2736 212950 SH Sole 212950 Trico Marine Services Inc COM 896106101 4405 293700 SH Sole 293700 Ultra Petroleum Corp COM 903914109 644 123300 SH Sole 123300 Value City Dept Stores COM 920387107 84 10150 SH Sole 10150 Varian Semiconductor Equipment COM 922207105 3293 103100 SH Sole 103100 Veeco Instruments COM 922417100 1613 38800 SH Sole 38800 VidaMed Inc COM 926530106 89 17950 SH Sole 17950 Vion Pharmaceuticals COM 927624106 1261 288125 SH Sole 288125 Vital Signs Inc COM 928469105 1629 50700 SH Sole 50700 Wet Seal Inc COM 961840105 1886 73600 SH Sole 73600 Wintrust Financial Corp COM 97650w108 335 18000 SH Sole 18000 Zoran Corp COM 98975F101 1801 117600 SH Sole 117600
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