-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GdEIiBEqYAUi+J5kOKAiG9xKoX81OXs2btx3qf+8xHVzUnTy2YMaDe3Yzzcw1qw7 V1Xwr5NxtdB0+EyspdePbA== 0001095449-01-500102.txt : 20010723 0001095449-01-500102.hdr.sgml : 20010723 ACCESSION NUMBER: 0001095449-01-500102 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06369 FILM NUMBER: 1685550 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 f13f0601.txt FROM 13F FOR JUNE 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, Inc. Address: One Sansome Street, Suite 1800 San Francisco, CA 94104 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA July 20, 2001 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $259,924,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE - ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ ---- A.C.L.N. Limited COM m01764105 550 17650 SH Sole 17650 ATMI Inc COM 00207R101 3532 117750 SH Sole 117750 Accredo Health Inc COM 00437v104 2536 68200 SH Sole 68200 Advanced Digital Info COM 007525108 3876 224050 SH Sole 224050 Advanced Energy Industries COM 007973100 2922 70800 SH Sole 70800 AirTran Holdings Inc COM 00949P108 1592 155300 SH Sole 155300 Airgas Inc COM 009363102 346 29050 SH Sole 29050 Alloy Online Inc COM 019855105 1250 87350 SH Sole 87350 America First Mortgage Investm COM 023934102 996 134200 SH Sole 134200 American Health Corp COM 02649V104 212 5500 SH Sole 5500 American Home Mortgage COM 02660M108 218 18350 SH Sole 18350 Ameripath Inc COM 03071D109 3658 124850 SH Sole 124850 Annuity and Life Re Holdings COM G03910109 3582 100200 SH Sole 100200 Ansoft Corp COM 036384105 570 33550 SH Sole 33550 Apria Health Care Group COM 037933108 2625 91000 SH Sole 91000 Avant! Corp COM 053487104 944 70950 SH Sole 70950 Axcelis Technologies Inc COM 054540109 3276 221350 SH Sole 221350 BankAtlantic Bancorp Inc COM 065908501 174 20000 SH Sole 20000 Barnes & Noble COM 067774109 5779 146850 SH Sole 146850 Bergen Brunswig Corp COM 083739102 3258 169500 SH Sole 169500 Beverly Enterprises Inc COM 087851309 120 11200 SH Sole 11200 Boots and Coots Intl Well Cont COM 099469108 879 1440732 SH Sole 1440732 Borders Group Inc COM 099709107 5144 229650 SH Sole 229650 Borland Software Corp COM 099849101 1311 84050 SH Sole 84050 Boron & Lepore Association COM 10001p102 2593 188150 SH Sole 188150 Boston Private Finl Holdings COM 101119105 1408 62850 SH Sole 62850 Burlington Coat Factory COM 121579106 5245 262250 SH Sole 262250 Casella Waste Systems Inc COM 147448104 132 10550 SH Sole 10550 Chesapeake Energy Corp COM 165167107 2601 382500 SH Sole 382500 CollaGenex Pharmaceuticals Inc COM 19419B100 436 53150 SH Sole 53150 Comstock Resources COM 205768203 3992 389500 SH Sole 389500 Conceptus Inc COM 206016107 5205 346975 SH Sole 346975 CoorsTek, Inc COM 217020106 426 11350 SH Sole 11350 Core Laboratories COM n22717107 1376 73400 SH Sole 73400 Cornell Companies Inc COM 219141108 399 28600 SH Sole 28600 Corrections Corp of America COM 22025Y407 1679 105250 SH Sole 105250 Credence Systems COM 225302108 2761 113900 SH Sole 113900 Cubist Pharmaceuticals Inc COM 229678107 3314 87200 SH Sole 87200 Dal Tile International Inc COM 23426R108 197 10600 SH Sole 10600 Deb Shops Inc COM 242728103 851 45350 SH Sole 45350 Digi International Inc COM 253798102 543 62100 SH Sole 62100 Doral Financial Corp COM 25811P100 4140 120700 SH Sole 120700 ESC Medical Systems Ltd COM M40868107 1239 42950 SH Sole 42950 ESS Technology Inc COM 269151106 408 38500 SH Sole 38500 East West Bancorp Inc COM 27579r104 4994 184950 SH Sole 184950 Elantek Semiconductor Inc COM 284155108 3605 106700 SH Sole 106700 Endocare Inc COM 29264p104 1573 98350 SH Sole 98350 Esenjay Exploration Inc COM 296426109 134 33400 SH Sole 33400 Finish Line Inc COM 317923100 694 55600 SH Sole 55600 First Essex Bancorp Inc COM 320103104 564 22800 SH Sole 22800 First Federal Capital Bank COM 319960100 249 15350 SH Sole 15350 Flowers Foods Inc COM 343498101 1658 52900 SH Sole 52900 Foundry Networks COM 35063R100 2796 139950 SH Sole 139950 FreeMarkets COM 356602102 5065 253250 SH Sole 253250 GSI Lumonics, Inc COM 36229U102 1757 190000 SH Sole 190000 Gadzooks Inc COM 362553109 261 19950 SH Sole 19950 General Cable Corp COM 369300108 2902 156450 SH Sole 156450 Grey Wolf Inc COM 397888108 4749 1187350 SH Sole 1187350 Gtech Holdings Corp COM 400518106 4046 113950 SH Sole 113950 Handleman Co COM 410252100 1185 70750 SH Sole 70750 Harvard Bioscience Inc COM 416906105 930 84350 SH Sole 84350 Helix Technology Corp COM 423319102 3955 129750 SH Sole 129750 Henry Schein Inc COM 806407102 4009 104800 SH Sole 104800 Hollywood Media Corp COM 436233100 116 19400 SH Sole 19400 I-Many Inc COM 44973Q103 171 12700 SH Sole 12700 Impax Laboratories Inc COM 45256B101 462 37850 SH Sole 37850 Intrado Inc COM 46117A100 761 44300 SH Sole 44300 Key Energy Services Inc COM 492914106 6150 567350 SH Sole 567350 MKS Instruments Inc COM 55306N104 3312 115000 SH Sole 115000 MTR Gaming Group Inc COM 553769100 731 54150 SH Sole 54150 Macatawa Bank Corp COM 554225102 745 44300 SH Sole 44300 Mattson Technology Inc COM 577223100 1758 100550 SH Sole 100550 Maximus Inc COM 577933104 970 24200 SH Sole 24200 Maxwell Shoe Company Inc COM 577766108 2366 139150 SH Sole 139150 Medical Action Industries Inc COM 58449L100 1045 125550 SH Sole 125550 Merit Medical Systems Inc COM 589889104 344 38200 SH Sole 38200 Mesa Airlines Inc COM 590479101 1512 122450 SH Sole 122450 Mitel Corp COM 606711109 1713 168150 SH Sole 168150 Monolithic System Technology I COM 609842109 267 24200 SH Sole 24200 Movie Gallery Corp COM 624581104 430 23750 SH Sole 23750 Neogen Corp COM 640491106 269 20800 SH Sole 20800 NewPark Resources Inc COM 651718504 3853 347100 SH Sole 347100 OSI Pharmaceuticals Inc COM 671040103 2111 40150 SH Sole 40150 Oceaneering International COM 675232102 1354 65250 SH Sole 65250 Option Care Inc COM 683948103 407 26800 SH Sole 26800 PDS Gaming Corp COM 69329T105 105 20000 SH Sole 20000 PLX Technology Inc COM 693417107 910 107200 SH Sole 107200 Pacific Century Financial Corp COM 694058108 3069 119000 SH Sole 119000 Pacific Northwest Bancorp COM 69466M103 890 35600 SH Sole 35600 Parker Drilling Co COM 701081101 4657 716450 SH Sole 716450 Pediatrix Med Group COM 705324101 4714 142000 SH Sole 142000 Perrigo Co COM 714290103 2248 134700 SH Sole 134700 Pharmaceutical Prod Dev Inc COM 717124101 3161 103600 SH Sole 103600 Pharmaceutical Resources Inc COM 717125108 1602 52200 SH Sole 52200 Pittston Brinks Group COM 725701106 2410 108100 SH Sole 108100 Plains Res Inc COM 726540503 252 10500 SH Sole 10500 Planar Systems Inc COM 726900103 1683 65000 SH Sole 65000 Pride Intl Inc COM 741932107 2612 137450 SH Sole 137450 Quaker Fabric Corp COM 747399103 277 27000 SH Sole 27000 Quiksilver Inc COM 74838c106 2072 82900 SH Sole 82900 Racing Champions COM 750069106 130 25000 SH Sole 25000 RailAmericam Inc COM 750753105 499 43700 SH Sole 43700 Regis Corp COM 758932107 1715 81700 SH Sole 81700 Scottish Annunity & Life Holdi COM g7885t104 1470 86500 SH Sole 86500 Serologicals Corp COM 817523103 5478 256700 SH Sole 256700 Shop at Home Inc COM 825066301 145 48700 SH Sole 48700 Southwest Bancorp Inc COM 844767103 342 14050 SH Sole 14050 Southwest Bancorp of TX Inc COM 84476r109 2900 96000 SH Sole 96000 Sterling Bancorporation COM 859158107 562 18350 SH Sole 18350 Steven Madden Ltd COM 556269108 2662 145700 SH Sole 145700 Structural Dynamics Research C COM 863555108 6424 262200 SH Sole 262200 Superior Energy Svcs COM 868157108 3769 477030 SH Sole 477030 Swift Energy Corp COM 870738101 1506 50000 SH Sole 50000 TTI Team Telecom International COM m88258104 3062 157500 SH Sole 157500 Taro Pharmaceutical Industries COM m8737e108 5621 64200 SH Sole 64200 Tesco Corp COM 88157K101 283 25200 SH Sole 25200 Tommy Hilfiger Corp COM g8915z102 2032 145150 SH Sole 145150 Trikon Technologies Inc COM 896187408 223 15900 SH Sole 15900 UICI COM 902737105 765 60000 SH Sole 60000 Umpqua Holdings Corp COM 904214103 1476 115200 SH Sole 115200 UroCor Inc COM 91727p105 279 17800 SH Sole 17800 Value City Dept Stores COM 920387107 571 49650 SH Sole 49650 Varian Semiconductor Equipment COM 922207105 3215 76550 SH Sole 76550 Veeco Instruments COM 922417100 1280 32200 SH Sole 32200 Ventiv Health Inc COM 922793104 344 16650 SH Sole 16650 Vintage Petroleum Inc COM 927460105 1561 83500 SH Sole 83500 Vion Pharmaceuticals COM 927624106 2115 239775 SH Sole 239775 Vitria Technology Inc COM 92849Q104 76 22000 SH Sole 22000 Wackenhut Corrections Corp COM 929798106 588 44850 SH Sole 44850 Wintrust Financial Corp COM 97650w108 2104 84650 SH Sole 84650 World Fuel Services Corp COM 981475106 133 11150 SH Sole 11150 XTO Energy Inc COM 98385X106 3903 272000 SH Sole 272000 Xcare.Net Inc COM 98388Y101 429 31800 SH Sole 31800 Young Broadcasting Inc Cl A COM 987434107 1101 32800 SH Sole 32800 Zale Corp COM 988858106 1697 50350 SH Sole 50350 Zoran Corp COM 98975F101 3109 104600 SH Sole 104600 e Funds Corp COM 28224R101 1142 61400 SH Sole 61400 Exco Resources Inc Preferred PFD 269279303 284 15000 SH Sole 15000
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