0001095449-01-500115.txt : 20011018 0001095449-01-500115.hdr.sgml : 20011018 ACCESSION NUMBER: 0001095449-01-500115 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06369 FILM NUMBER: 1755908 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 f13f0901.txt FORM 13F FOR THE QUARTER ENDING SEPTEMBER 30, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, Inc. Address: One Sansome Street, Suite 1800 San Francisco, CA 94104 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA October 9, 2001 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 145 Form 13F Information Table Value Total: $196,274,000 List of Other Included Managers: No. 13F File Number Name NONE

FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ ---- AMC Entertainment Inc COM 001669100 367 35000 SH Sole 35000 Adaptec Inc COM 00651F108 2659 338350 SH Sole 338350 Advanta Corp COM 007942204 1427 159450 SH Sole 159450 Aftermarket Technology Corp COM 008318107 288 19450 SH Sole 19450 AirGate PCS COM 009367103 2699 60750 SH Sole 60750 Alamosa Holdings Inc COM 011589108 1726 124650 SH Sole 124650 Alloy Online Inc COM 019855105 468 37950 SH Sole 37950 America First Mortgage Investm COM 023934102 2329 263200 SH Sole 263200 American Eagle Outfitters COM 2.55E+109 266 13350 SH Sole 13350 Ameripath Inc COM 03071D109 2487 94700 SH Sole 94700 Anaren Microwave Inc COM 032744104 2265 138550 SH Sole 138550 Annuity and Life Re Holdings COM G03910109 3658 107750 SH Sole 107750 Ansoft Corp COM 036384105 532 58300 SH Sole 58300 Arkansas Best Corp COM 040790107 1150 55550 SH Sole 55550 Axcelis Technologies Inc COM 054540109 2052 217150 SH Sole 217150 Aztar Corp COM 054802103 1738 132850 SH Sole 132850 Ball Corp COM 058498106 946 15800 SH Sole 15800 BankAtlantic Bancorp Inc COM 065908501 1171 115900 SH Sole 115900 Bayview Cap Corp COM 07262L101 164 23450 SH Sole 23450 Beverly Enterprises Inc COM 087851309 269 26400 SH Sole 26400 Boots and Coots Intl Well Cont COM 099469108 835 1575432 SH Sole 1575432 Borders Group Inc COM 099709107 3070 160300 SH Sole 160300 Borland Software Corp COM 099849101 1424 175800 SH Sole 175800 Boron & Lepore Association COM 10001p102 2211 232750 SH Sole 232750 Boston Private Finl Holdings COM 101119105 639 32750 SH Sole 32750 Cadiz Inc COM 127537108 985 114950 SH Sole 114950 Candies Inc COM 137409108 223 120400 SH Sole 120400 Casella Waste Systems Inc COM 147448104 294 26450 SH Sole 26450 Charles River Labs Intl COM 159864107 1878 53100 SH Sole 53100 Chesapeake Energy Corp COM 165167107 1846 326800 SH Sole 326800 CollaGenex Pharmaceuticals Inc COM 19419B100 831 103900 SH Sole 103900 Comstock Resources COM 205768203 2203 370800 SH Sole 370800 Conceptus Inc COM 206016107 4819 276975 SH Sole 276975 Cooper Tire and Rubber Co COM 216831107 1213 85200 SH Sole 85200 Cornell Companies Inc COM 219141108 296 16650 SH Sole 16650 Corrections Corp of America COM 22025Y407 1388 105450 SH Sole 105450 Dal Tile International Inc COM 23426R108 331 21500 SH Sole 21500 Digi International Inc COM 253798102 393 75350 SH Sole 75350 Digital River Inc COM 25388b104 629 84450 SH Sole 84450 EarthLink Inc COM 270321102 3319 217950 SH Sole 217950 East West Bancorp Inc COM 27579r104 3188 136300 SH Sole 136300 Elantek Semiconductor Inc COM 284155108 2683 116900 SH Sole 116900 Endocare Inc COM 29264p104 2177 124050 SH Sole 124050 Euronet Services Inc COM 298736109 471 42650 SH Sole 42650 First Essex Bancorp Inc COM 320103104 560 21350 SH Sole 21350 First Horizon Pharmaceutical C COM 32051k106 3254 125025 SH Sole 125025 First Niagara Fincl Group Inc COM 33582u100 1508 95000 SH Sole 95000 Flowers Foods Inc COM 343498101 4015 110750 SH Sole 110750 Foundry Networks COM 35063R100 804 132950 SH Sole 132950 Freds Inc COM 356108100 1914 73050 SH Sole 73050 FreeMarkets COM 356602102 1987 187850 SH Sole 187850 Gadzooks Inc COM 362553109 533 38800 SH Sole 38800 Gentiva Health Services Inc COM 37247A102 256 14200 SH Sole 14200 Grey Wolf Inc COM 397888108 2584 1435750 SH Sole 1435750 Haemonetics Corp COM 405024100 1120 32350 SH Sole 32350 Harvard Bioscience Inc COM 416906105 1542 154200 SH Sole 154200 Henry Schein Inc COM 806407102 772 20000 SH Sole 20000 Herbalife International Inc COM 426908307 338 35350 SH Sole 35350 Hilb Rogal & Hamilton Inc COM 431294107 974 21350 SH Sole 21350 Hollywood Entertainment Corp COM 436141105 2327 198050 SH Sole 198050 Hollywood Media Corp COM 436233100 500 112600 SH Sole 112600 Humana Inc COM 444859102 648 53750 SH Sole 53750 I-Many Inc COM 44973Q103 82 35500 SH Sole 35500 Impax Laboratories Inc COM 45256B101 1311 100150 SH Sole 100150 Intrado Inc COM 46117A100 511 19900 SH Sole 19900 John Harland Co COM 412693103 1890 86300 SH Sole 86300 Joy Global Inc COM 481165108 1723 116050 SH Sole 116050 Key Energy Services Inc COM 492914106 3339 524950 SH Sole 524950 Keystone Automotive COM 49338N109 2321 154750 SH Sole 154750 Landec Corp COM 514766104 850 215100 SH Sole 215100 Liberate Technologies COM 530129105 1128 113250 SH Sole 113250 Loehmanns Holdings Inc COM 540411501 324 44700 SH Sole 44700 MIM Corp COM 553044108 2595 247150 SH Sole 247150 MTR Gaming Group Inc COM 553769100 516 55700 SH Sole 55700 Macatawa Bank Corp COM 554225102 699 41850 SH Sole 41850 Matria Healthcare COM 576817209 2039 84450 SH Sole 84450 Maxwell Shoe Company Inc COM 577766108 1908 136300 SH Sole 136300 Medical Action Industries Inc COM 58449L100 3714 219750 SH Sole 219750 Mercantile Bank Corp COM 587.76104 714 43400 SH Sole 43400 Mesa Airlines Inc COM 590479101 290 89050 SH Sole 89050 Monolithic System Technology I COM 609842109 1330 152400 SH Sole 152400 Multimedia Games Inc COM 625453105 477 30000 SH Sole 30000 NABI COM 628716102 268 43400 SH Sole 43400 NRG Energy COM 629377102 243 15000 SH Sole 15000 Neogen Corp COM 640491106 144 10000 SH Sole 10000 NewPark Resources Inc COM 651718504 2239 331650 SH Sole 331650 Novavax Inc COM 670002104 735 52100 SH Sole 52100 Oceaneering International COM 675232102 1547 95650 SH Sole 95650 Officemax Inc COM 67622m108 318 104150 SH Sole 104150 Option Care Inc COM 683948103 178 11450 SH Sole 11450 PLX Technology Inc COM 693417107 525 101500 SH Sole 101500 PRI Automation COM 69357H106 107 10700 SH Sole 10700 Pacific Northwest Bancorp COM 69466M103 667 32800 SH Sole 32800 Parker Drilling Co COM 701081101 1548 502700 SH Sole 502700 Pediatrix Med Group COM 705324101 4340 106400 SH Sole 106400 Penn National Gaming, Inc COM 707569109 703 42850 SH Sole 42850 Perrigo Co COM 714290103 2063 136200 SH Sole 136200 Petsmart Inc COM 716768106 2286 324650 SH Sole 324650 Pharmaceutical Prod Dev Inc COM 717124101 2463 84100 SH Sole 84100 Pharmaceutical Resources Inc COM 717125108 3314 92700 SH Sole 92700 Plains Res Inc COM 726540503 1482 57000 SH Sole 57000 Pride Intl Inc COM 74153Q102 1375 132200 SH Sole 132200 Q Med Inc COM 747914109 724 78250 SH Sole 78250 Rainbow Media Group COM 12686c844 202 10000 SH Sole 10000 Raindance Communications Inc COM 75086x106 751 347900 SH Sole 347900 Register.com COM 75914g101 783 78900 SH Sole 78900 Rush Enterprises Inc COM 781846100 137 25000 SH Sole 25000 Schlotzky's Deli COM 806832101 156 32000 SH Sole 32000 School Specialty Inc COM 807863105 3962 129650 SH Sole 129650 Scottish Annunity & Life Holdi COM g7885t104 1329 87700 SH Sole 87700 Serologicals Corp COM 817523103 3280 181100 SH Sole 181100 SonicWALL Inc COM 835470105 1349 113550 SH Sole 113550 Southwest Bancorp Inc COM 844767103 551 36000 SH Sole 36000 Sports Authority COM 849176102 219 55550 SH Sole 55550 Standard Commercial Corp COM 853258101 666 40500 SH Sole 40500 State Auto Financial Corp COM 855707105 187 14050 SH Sole 14050 Stelmar Shipping Ltd COM V8726M103 287 20550 SH Sole 20550 Steven Madden Ltd COM 556269108 1862 183450 SH Sole 183450 Superior Energy Svcs COM 868157108 2531 428930 SH Sole 428930 TALX Corp COM 874918105 1530 71850 SH Sole 71850 TBC Corp COM 872180104 566 57250 SH Sole 57250 TTI Team Telecom International COM m88258104 351 29150 SH Sole 29150 Take Two Interactive Software COM 874054109 576 81450 SH Sole 81450 Taro Pharmaceutical Industries COM m8737e108 2788 79300 SH Sole 79300 Tasty Baking Co COM 876553306 181 10700 SH Sole 10700 Thoratec Corp COM 885175307 724 43800 SH Sole 43800 Three D Systems Corp COM 88554d205 758 48600 SH Sole 48600 Topps Company Inc COM 890786106 2094 218100 SH Sole 218100 Tripos Inc COM 896928108 2002 116350 SH Sole 116350 US Unwired Inc COM 90338r104 1110 109400 SH Sole 109400 US Xpress Enterprise Inc COM 90338N103 76 14000 SH Sole 14000 Umpqua Holdings Corp COM 904214103 1909 154600 SH Sole 154600 Universal American Financial C COM 913377107 1503 270750 SH Sole 270750 Varian Semiconductor Equipment COM 922207105 2429 93950 SH Sole 93950 Vastera Inc COM 92239N109 1270 113350 SH Sole 113350 Vion Pharmaceuticals COM 927624106 1024 218775 SH Sole 218775 Vitria Technology Inc COM 92849Q104 116 56500 SH Sole 56500 Wackenhut Corrections Corp COM 929798106 517 38550 SH Sole 38550 Wintrust Financial Corp COM 97650w108 2656 85550 SH Sole 85550 Wire One Technologies Inc COM 976521104 259 42350 SH Sole 42350 World Fuel Services Corp COM 981475106 114 12250 SH Sole 12250 XTO Energy Inc COM 98385X106 3499 250800 SH Sole 250800 Zarlink Semiconductor Inc COM 989139100 1650 210250 SH Sole 210250 Zoran Corp COM 98975F101 1412 58300 SH Sole 58300 Exco Resources Inc Preferred PFD 269279303 231 14000 SH Sole 14000