-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B0pBSolWp5GS/x+R7ACb6ATEFkZUPNbDcHRE+D6954Nnv2gwE6obJH2sIGiQzWKI 5nYO1BAADC8q3+s7gTWg7A== 0001095449-02-000008.txt : 20020414 0001095449-02-000008.hdr.sgml : 20020414 ACCESSION NUMBER: 0001095449-02-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06369 FILM NUMBER: 02550463 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR/A 1 f13f1201.txt FORM 13F FOR THE QUARTER ENDING DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, Inc. Address: One Sansome Street, Suite 1800 San Francisco, CA 94104 13F File Number: 028-6369 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA February 1, 2002 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: $235,201,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE - ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ ---- AFC Enterprises Inc COM 00104q107 2943 103650 SH Sole 103650 AMC Entertainment Inc COM 001669100 308 25700 SH Sole 25700 ARTIST direct Inc COM 04315d400 536 37150 SH Sole 37150 Acres Gaming Inc COM 004936100 354 62150 SH Sole 62150 Actuant Corp. COM 00508x203 514 15300 SH Sole 15300 Adaptec Inc COM 00651F108 2297 158400 SH Sole 158400 Advanta Corp COM 007942204 1915 210400 SH Sole 210400 Aftermarket Technology Corp COM 008318107 1609 99350 SH Sole 99350 Alliance Gaming Corp COM 01859p609 2422 82400 SH Sole 82400 America First Mortgage Investm COM 023934102 2682 306550 SH Sole 306550 American Medical Security Grou COM 02744p101 590 47350 SH Sole 47350 Ameripath Inc COM 03071D109 2889 89550 SH Sole 89550 Ameristar Casinos COM 03070Q101 2043 81550 SH Sole 81550 Argosy Gaming COM 040228108 3836 117950 SH Sole 117950 Arkansas Best Corp COM 040790107 1290 44750 SH Sole 44750 Axcelis Technologies Inc COM 054540109 2308 179050 SH Sole 179050 Aztar Corp COM 054802103 3811 208250 SH Sole 208250 BankAtlantic Bancorp Inc COM 065908501 333 36300 SH Sole 36300 Bayview Cap Corp COM 07262L101 232 31650 SH Sole 31650 Benihana Inc COM 082047200 584 38800 SH Sole 38800 Beverly Enterprises Inc COM 087851309 470 54650 SH Sole 54650 Bitstream Inc COM 091736108 345 50300 SH Sole 50300 Books-A-Million Inc COM 098570104 126 41500 SH Sole 41500 Boots and Coots Intl Well Cont COM 099469108 788 1575432 SH Sole 1575432 Borland Software Corp COM 099849101 3946 251950 SH Sole 251950 Boron & Lepore Association COM 10001p102 2766 200550 SH Sole 200550 Bradley Pharmaceuticals Inc COM 104576103 547 26350 SH Sole 26350 CBRL Group Inc COM 12489v106 2757 93650 SH Sole 93650 CKE Restaurants COM 1.26E+109 2452 270950 SH Sole 270950 Candies Inc COM 137409108 200 106300 SH Sole 106300 Cantel Medical Corp COM 138098108 865 45300 SH Sole 45300 Casella Waste Systems Inc COM 147448104 428 28900 SH Sole 28900 Catapult Communications Corp COM 149016107 1575 60450 SH Sole 60450 Ceradyne Inc COM 156710105 197 17500 SH Sole 17500 Chesapeake Energy Corp COM 165167107 2456 371500 SH Sole 371500 ChromaVision Medical Systems I COM 17111p104 473 105300 SH Sole 105300 Chronimed Inc COM 171164106 557 87100 SH Sole 87100 CollaGenex Pharmaceuticals Inc COM 19419B100 785 96950 SH Sole 96950 Conceptus Inc COM 206016107 6801 288175 SH Sole 288175 Connetics Corporation COM 208192104 1302 109400 SH Sole 109400 Cott Corp COM 22163n106 1972 124000 SH Sole 124000 Cross Media Marketing COM 22754R201 382 42500 SH Sole 42500 Culp Inc COM 230215105 133 34900 SH Sole 34900 DoubleClick Inc COM 258609304 266 23500 SH Sole 23500 ELITE Information Group Inc COM 28659m106 807 65100 SH Sole 65100 EMCOR Group Inc COM 29084q100 2672 58850 SH Sole 58850 EMCORE Corp COM 290846104 134 10000 SH Sole 10000 Elantek Semiconductor Inc COM 284155108 668 17400 SH Sole 17400 Electronics For Imaging COM 286082102 2711 121500 SH Sole 121500 Endocare Inc COM 29264p104 2757 153750 SH Sole 153750 Equifax Inc COM 294429105 270 11200 SH Sole 11200 First Horizon Pharmaceutical C COM 32051k106 4397 149625 SH Sole 149625 First Niagara Fincl Group Inc COM 33582u100 1895 112600 SH Sole 112600 Flowers Foods Inc COM 343498101 4405 110350 SH Sole 110350 Fuel Tech NV COM 359523107 181 30000 SH Sole 30000 Gart Sports Company COM 366630101 713 33950 SH Sole 33950 Gentiva Health Services Inc COM 37247A102 420 19150 SH Sole 19150 Grey Wolf Inc COM 397888108 4586 1544100 SH Sole 1544100 Gtech Holdings Corp COM 400518106 3243 71600 SH Sole 71600 Hancock Fabrics Inc COM 409900107 507 38550 SH Sole 38550 Haverty Furniture Companies In COM 419596101 2663 160900 SH Sole 160900 Henry Schein Inc COM 806407102 2485 67100 SH Sole 67100 Herbalife International Inc COM 426908307 574 43500 SH Sole 43500 Hilb Rogal & Hamilton Inc COM 431294107 1788 31900 SH Sole 31900 Humana Inc COM 444859102 2490 211200 SH Sole 211200 Hutchinson Technology COM 448407106 2920 125750 SH Sole 125750 I-Many Inc COM 44973Q103 130 13500 SH Sole 13500 ICT Group Inc COM 44929y101 567 30450 SH Sole 30450 Identix Inc COM 451906101 1384 94850 SH Sole 94850 Ikon Office Solutions Inc COM 451713101 3443 294500 SH Sole 294500 Impax Laboratories Inc COM 45256B101 247 18350 SH Sole 18350 Isle of Capris Casinos Inc COM 464592104 487 36400 SH Sole 36400 John Harland Co COM 412693103 1913 86550 SH Sole 86550 Kaufman & Broad COM 486168107 331 8250 SH Sole 8250 Key Energy Services Inc COM 492914106 5178 562850 SH Sole 562850 Keystone Automotive COM 49338N109 1090 64400 SH Sole 64400 La Z Boy Inc COM 505336107 218 10000 SH Sole 10000 Landec Corp COM 514766104 939 250300 SH Sole 250300 Landstar System Inc COM 515098101 1258 17350 SH Sole 17350 Lending Tree Inc COM 52602q105 501 84900 SH Sole 84900 Lithia Motors Inc COM 536797103 497 24000 SH Sole 24000 Lone Star Steakhouse and Saloo COM 542307103 681 45900 SH Sole 45900 MIM Corp COM 553044108 4975 279500 SH Sole 279500 MTR Gaming Group Inc COM 553769100 1181 73800 SH Sole 73800 Macatawa Bank Corp COM 554225102 732 38050 SH Sole 38050 Macromedia Inc COM 556100105 178 10000 SH Sole 10000 Main Street and Main Inc COM 560345308 466 94300 SH Sole 94300 Matria Healthcare COM 576817209 3518 101600 SH Sole 101600 Maxwell Shoe Company Inc COM 577766108 1325 94000 SH Sole 94000 Medical Action Industries Inc COM 58449L100 1640 105800 SH Sole 105800 Mentor Graphics Corp COM 587200106 1866 79150 SH Sole 79150 Mercantile Bank Corp COM 587376104 713 40150 SH Sole 40150 Monolithic System Technology I COM 609842109 2167 105200 SH Sole 105200 NABI COM 628716102 414 40150 SH Sole 40150 National Information Consortiu COM 636491102 724 227650 SH Sole 227650 Net.Bank Inc COM 640933107 490 46750 SH Sole 46750 New Century Financial COM 64352D101 1081 79900 SH Sole 79900 Novavax Inc COM 670002104 680 48200 SH Sole 48200 Option Care Inc COM 683948103 3534 180750 SH Sole 180750 Overland Data Inc COM 690213103 104 12700 SH Sole 12700 Pacific Northwest Bancorp COM 69466M103 603 29450 SH Sole 29450 Paradyne Networks Inc COM 69911g107 494 126750 SH Sole 126750 Paravant Inc COM 699376109 827 351950 SH Sole 351950 Parker Drilling Co COM 701081101 129 35000 SH Sole 35000 Peet's Coffee and Tea COM 705560100 234 20750 SH Sole 20750 Penn National Gaming, Inc COM 707569109 2110 69550 SH Sole 69550 Pep Boys Manny Moe & Jack COM 713278109 2927 170650 SH Sole 170650 Petsmart Inc COM 716768106 3356 341100 SH Sole 341100 Progress Software Corp COM 743312100 2131 123300 SH Sole 123300 Quadramed Corp COM 74730W101 695 82250 SH Sole 82250 Quidel Corp COM 74838J101 1053 136950 SH Sole 136950 RMH Teleservices Inc COM 749938106 3158 165350 SH Sole 165350 Raindance Communications Inc COM 75086x106 236 41400 SH Sole 41400 Red Hat Inc COM 756577102 2855 402100 SH Sole 402100 Roadway Corporation COM 769742107 2259 61550 SH Sole 61550 Roxio Inc COM 780008108 520 31450 SH Sole 31450 SFBC International Inc COM 784121105 2310 112700 SH Sole 112700 Sangstat Medical Corp COM 801003104 1998 101750 SH Sole 101750 Schlotzky's Deli COM 806832101 222 35000 SH Sole 35000 School Specialty Inc COM 807863105 2241 97950 SH Sole 97950 Scientific Games Corp COM 80874p109 711 81300 SH Sole 81300 Scottish Annunity & Life Holdi COM g7885t104 1867 96500 SH Sole 96500 Serologicals Corp COM 817523103 3781 175850 SH Sole 175850 Simplex Solutions Inc COM 828854109 981 59250 SH Sole 59250 Sonic Automotive COM 83545g102 2105 89800 SH Sole 89800 Sonic Corp COM 835451105 2358 65500 SH Sole 65500 Southwest Bancorp Inc COM 844767103 574 32600 SH Sole 32600 Sports Authority COM 849176102 600 105200 SH Sole 105200 Standard Commercial Corp COM 853258101 619 37500 SH Sole 37500 State Auto Financial Corp COM 855707105 312 19200 SH Sole 19200 Steven Madden Ltd COM 556269108 370 26300 SH Sole 26300 Taro Pharmaceutical Industries COM m8737e108 3498 87550 SH Sole 87550 TeleTech Holdings Inc COM 879939106 2339 163250 SH Sole 163250 Tommy Hilfiger Corp COM g8915z102 605 44000 SH Sole 44000 Tractor Supply Co COM 892356106 281 8250 SH Sole 8250 Trico Marine Services Inc COM 896106101 113 15000 SH Sole 15000 Tripos Inc COM 896928108 2760 144500 SH Sole 144500 US Freightways Corp COM 916906100 1526 48600 SH Sole 48600 Umpqua Holdings Corp COM 904214103 2236 165650 SH Sole 165650 Universal American Financial C COM 913377107 2107 310350 SH Sole 310350 Urban Outfitters Inc COM 917047102 270 11200 SH Sole 11200 Van Der Mooleu Holding NV COM 921020103 223 7600 SH Sole 7600 Varian Semiconductor Equipment COM 922207105 277 8000 SH Sole 8000 Vastera Inc COM 92239N109 4010 241400 SH Sole 241400 Versant Object Tech COM 925284101 281 69300 SH Sole 69300 Vion Pharmaceuticals COM 927624106 1231 279025 SH Sole 279025 Virage Inc. COM 92763Q106 199 60250 SH Sole 60250 Vital Images Inc COM 92846N104 429 45850 SH Sole 45850 Vitria Technology Inc COM 92849Q104 372 58150 SH Sole 58150 Western Digital Corp COM 958102105 2823 450200 SH Sole 450200 Wet Seal Inc COM 961840105 1397 59300 SH Sole 59300 Wintrust Financial Corp COM 97650w108 2845 93050 SH Sole 93050 XTO Energy Inc COM 98385X106 1312 74949 SH Sole 74949 Zale Corp COM 988858106 2525 60300 SH Sole 60300 Zarlink Semiconductor Inc COM 989139100 1973 175350 SH Sole 175350 Zoran Corp COM 98975F101 914 28000 SH Sole 28000
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