-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Us5exk8J1DmhLGH2RuexNh4tuWhK5BFPpq+DScTaEsyAS9YnI4vxT1RWXGMK+zeW tnTx8t/ROWynBvdYuKMFSw== 0001095449-03-000031.txt : 20030218 0001095449-03-000031.hdr.sgml : 20030217 20030218165631 ACCESSION NUMBER: 0001095449-03-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06369 FILM NUMBER: 03571398 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 f13f1202.txt FORM 13F FOR DECEMBER 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, L.P. Address: One Sansome Street, Suite 1800 San Francisco, CA 94104 13F File Number: 028-06369 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President of Sterling Johnston Capital Management, Inc., its General Partner Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA February 14, 2003 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 189 Form 13F Information Table Value Total: $248,455,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE - ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ ---- 1-800-Flowers.com Inc COM 68243q106 411 65750 SH Sole 65750 AMN Healthcare Services COM 001744101 2276 134600 SH Sole 134600 AVX Inc COM 002444107 460 46950 SH Sole 46950 Acres Gaming Inc COM 004936100 591 111750 SH Sole 111750 ActivCard SA COM 00505n109 792 92650 SH Sole 92650 Adolor Corp COM 00724X102 2768 199000 SH Sole 199000 Advanced Neuromodulation Syste COM 00757t101 2845 81050 SH Sole 81050 Alliance Gaming Corp COM 01859p609 3159 185500 SH Sole 185500 Alloy Online Inc COM 019855105 2120 193600 SH Sole 193600 America Service Group Inc COM 02364l109 533 31550 SH Sole 31550 American Pharmaceutical Partne COM 02886p109 2907 163300 SH Sole 163300 Amerigroup Corp COM 03073T102 2966 97850 SH Sole 97850 Ameripath Inc COM 03071D109 307 14300 SH Sole 14300 Ameritrade Holding Corp COM 03074K100 3352 592250 SH Sole 592250 Anteon International Corp COM 03674e108 3196 133150 SH Sole 133150 Applebees International Inc COM 037899101 2426 104600 SH Sole 104600 Arkansas Best Corp COM 040790107 1193 45900 SH Sole 45900 Audiovox Corp COM 050757103 635 61400 SH Sole 61400 Autodesk Inc COM 052769106 538 37600 SH Sole 37600 Aztar Corp COM 054802103 571 40000 SH Sole 40000 Bassett Furniture Industries COM 070203104 286 20000 SH Sole 20000 Bio Reference Laboratories Inc COM 09057g602 867 140500 SH Sole 140500 BioMarin Pharmaceutical, Inc COM 09061G101 943 133700 SH Sole 133700 Boots and Coots Intl Well Cont COM 099469108 25 158886 SH Sole 158886 Borland Software Corp COM 099849101 427 34700 SH Sole 34700 Boston Communications Group COM 100582105 456 35850 SH Sole 35850 Bradley Pharmaceuticals Inc COM 104576103 1007 77300 SH Sole 77300 CIMA Labs Inc COM 171796105 2725 112650 SH Sole 112650 CNF Inc COM 12612w104 332 10000 SH Sole 10000 CNS Inc COM 126136100 314 46300 SH Sole 46300 CV Therapeutics Inc COM 126667104 1940 106450 SH Sole 106450 Cablevision Systems Corp COM 12686c109 670 40000 SH Sole 40000 Caci International Inc COM 127190304 2972 83400 SH Sole 83400 California Pizza Kitchen Inc COM 13054D109 2127 84400 SH Sole 84400 Capitol Bancorp COM 14056d105 505 21750 SH Sole 21750 Celadon Group Inc COM 150838100 268 22750 SH Sole 22750 Celgene Corp COM 151020104 429 20000 SH Sole 20000 Cell Therapeutics Inc COM 150934107 517 71050 SH Sole 71050 Centene Corp COM 15135b101 5784 172200 SH Sole 172200 Chicago Pizza & Brewery Inc COM 167889104 619 89650 SH Sole 89650 Chicos Fas Inc COM 168615102 1702 90000 SH Sole 90000 Citrix Systems Inc COM 177376100 1974 160250 SH Sole 160250 Claires Stores Inc COM 179584107 2409 109150 SH Sole 109150 CollaGenex Pharmaceuticals Inc COM 19419B100 1234 130000 SH Sole 130000 Commonwealth Industries Inc COM 203004106 421 61650 SH Sole 61650 Computer Network Tech Corp COM 204925101 738 104000 SH Sole 104000 Comstock Resources COM 205768203 557 60000 SH Sole 60000 Concur Technologies COM 206708109 373 116250 SH Sole 116250 Connetics Corporation COM 208192104 3458 287650 SH Sole 287650 Corvis Corp COM 221009103 127 179000 SH Sole 179000 Covance Inc COM 222816100 465 18900 SH Sole 18900 Cray Inc COM 225223106 1357 176950 SH Sole 176950 Danka Business Systems PLC COM 236277109 653 153650 SH Sole 153650 Dianon Systems Inc COM 252826102 456 9550 SH Sole 9550 Dicks Sporting Goods Inc COM 253393102 123 6400 SH Sole 6400 Digimarc Corp COM 253807101 576 50800 SH Sole 50800 Digital River Inc COM 25388b104 3387 283400 SH Sole 283400 Documentum, Inc COM 256159104 2986 190700 SH Sole 190700 Doral Financial Corp COM 25811P100 286 10000 SH Sole 10000 DoubleClick Inc COM 258609304 322 56950 SH Sole 56950 EarthLink Inc COM 270321102 467 85700 SH Sole 85700 Emerson Radio Corp COM 291087203 205 41250 SH Sole 41250 Enzon Inc COM 293904108 462 27650 SH Sole 27650 Eon Labs Inc COM 29412e100 1518 80300 SH Sole 80300 Esco Technologies Inc COM 296315104 3852 104100 SH Sole 104100 Fargo Electronics COM 30744p102 643 73600 SH Sole 73600 Federal Agricultural Mortgage COM 313148306 403 13150 SH Sole 13150 First Community Bancorp COM 31983b101 1207 36650 SH Sole 36650 First Horizon Pharmaceutical C COM 32051k106 565 75500 SH Sole 75500 Foundry Networks COM 35063R100 3487 495250 SH Sole 495250 Furniture Brands International COM 360921100 358 15000 SH Sole 15000 GTSI Corp COM 36238k103 601 44700 SH Sole 44700 Gart Sports Company COM 366630101 480 24800 SH Sole 24800 Gilden Activewear Inc COM 375916103 678 28950 SH Sole 28950 Grey Wolf Inc COM 397888108 5987 1500500 SH Sole 1500500 Gric Communications COM 398081109 217 87500 SH Sole 87500 Harman International Industrie COM 413086109 2892 48600 SH Sole 48600 Helmerich and Payne COM 423452101 1884 67500 SH Sole 67500 Hibbett Sporting Goods COM 428565105 890 37200 SH Sole 37200 Hollywood Casino Corp COM 436132203 1614 131400 SH Sole 131400 Hollywood Entertainment Corp COM 436141105 2021 133850 SH Sole 133850 Hologic Inc COM 436440101 861 70500 SH Sole 70500 Hot Topic, Inc COM 441339108 1745 76250 SH Sole 76250 Hubbell Corp COM 443510201 334 9500 SH Sole 9500 Hyperion Solutions Corp COM 44914m104 3473 135300 SH Sole 135300 ICON plc ADS COM 45103t107 538 20000 SH Sole 20000 IDEXX Laboratories Inc COM 45168d104 545 16600 SH Sole 16600 IPC Holdings COM g4933p101 765 24250 SH Sole 24250 Imation Corp COM 45245A107 3155 89950 SH Sole 89950 Immucor Inc COM 452526106 479 23675 SH Sole 23675 Immunomedics Inc COM 452907108 439 94950 SH Sole 94950 Insignia Systems Inc COM 45765y105 753 71900 SH Sole 71900 Integrated Circuit Systems COM 45811K208 274 15000 SH Sole 15000 Internet Security Systems Inc COM 46060X107 2172 118500 SH Sole 118500 Jos A Bank Clothiers Inc COM 480838101 470 22050 SH Sole 22050 K-Swiss Inc COM 482686102 699 32200 SH Sole 32200 Key Energy Services Inc COM 492914106 3735 416400 SH Sole 416400 Kirklands Inc COM 497498105 576 50950 SH Sole 50950 Knightsbridge Tankers Ltd COM g5299g106 299 20000 SH Sole 20000 Laserscope COM 518081104 496 110250 SH Sole 110250 Legato Systems Inc COM 524651106 800 159050 SH Sole 159050 Linens and Things Inc COM 535679104 2462 108950 SH Sole 108950 LivePerson Inc COM 538146101 46 49350 SH Sole 49350 MDU Resources Group Inc COM 552690109 387 15000 SH Sole 15000 Magna Entertainment Corp COM 559211107 3646 588050 SH Sole 588050 ManTech International Corp COM 564563104 1899 99600 SH Sole 99600 Marvel Enterprises Inc COM 57383m108 735 81900 SH Sole 81900 Matrix Service Co COM 576853105 344 36550 SH Sole 36550 Mediware Info System Inc COM 584946107 781 95300 SH Sole 95300 Merge Technologies Inc COM 589981109 517 75100 SH Sole 75100 Monaco Coach Corp COM 60886R103 414 25000 SH Sole 25000 Monarch Casino and Resort Inc COM 609027107 932 67850 SH Sole 67850 Monolithic System Technology I COM 609842109 691 57200 SH Sole 57200 NBTY Inc COM 628782104 3143 178800 SH Sole 178800 NPS Pharmaceuticals Inc COM 62936p103 2111 83850 SH Sole 83850 Nam Tai Electronics Inc COM 629865205 658 26900 SH Sole 26900 Netscreen Technologies COM 64117v107 2670 158550 SH Sole 158550 New Century Financial COM 64352D101 381 15000 SH Sole 15000 Newfield Exploration COM 651290108 360 10000 SH Sole 10000 OMI Corp COM y6476w104 411 100000 SH Sole 100000 OSI Pharmaceuticals Inc COM 671040103 2339 142600 SH Sole 142600 Odyssey HealthCare Inc COM 67611v101 2767 79750 SH Sole 79750 Oil States International Inc COM 678026105 2148 166550 SH Sole 166550 Old Dominion Freight Line Inc COM 679580100 980 34500 SH Sole 34500 Opsware Inc COM 68383a101 67 37700 SH Sole 37700 Overland Storage Inc COM 690310107 557 38200 SH Sole 38200 Overture Services Inc COM 69039r100 1502 55000 SH Sole 55000 P.F. Chang's China Bistro Inc COM 69333y108 2238 61650 SH Sole 61650 PC-Tel COM 69325Q105 758 111800 SH Sole 111800 PDF Solutions Inc COM 693282105 93 13400 SH Sole 13400 PLX Technology Inc COM 693417107 535 136950 SH Sole 136950 Peabody Energy Corp COM 704549104 585 20000 SH Sole 20000 Pharmaceutical Prod Dev Inc COM 717124101 3315 113250 SH Sole 113250 Pier 1 Imports Inc COM 720279108 3052 161250 SH Sole 161250 Pinnacle Systems Inc COM 723481107 3589 263700 SH Sole 263700 Possis Medical Inc COM 737407106 1391 77300 SH Sole 77300 PrimaEnergy Corp COM 741901201 652 29150 SH Sole 29150 Questar Corp COM 748356102 556 20000 SH Sole 20000 RLI Corp COM 749607107 696 24950 SH Sole 24950 RSA Securities Inc COM 749719100 299 50000 SH Sole 50000 Radio One Inc COM 75040p108 1819 124398 SH Sole 124398 Raindance Communications Inc COM 75086x106 746 231100 SH Sole 231100 Regeneration Technologies Inc COM 75886n100 794 78500 SH Sole 78500 Regent Communications Inc COM 758865109 1667 282100 SH Sole 282100 Remington Oil and Gas Corp COM 759594302 2916 177700 SH Sole 177700 Rimage Corp COM 766721104 561 69050 SH Sole 69050 Rita Medical Systems Inc COM 76774e103 307 60800 SH Sole 60800 S1 Corp COM 78463B101 394 88250 SH Sole 88250 SCS Transportation COM 81111T102 794 80150 SH Sole 80150 SRA International Inc COM 78464r105 662 24450 SH Sole 24450 SafeNet Inc COM 78645R107 1079 42550 SH Sole 42550 Salem Communications Corp COM 794093104 675 27050 SH Sole 27050 Scottish Annuity & Life Holdin COM g7885t104 6163 353200 SH Sole 353200 Signal Technology Corp COM 826675100 859 79650 SH Sole 79650 Sina.com COM G81477104 537 82650 SH Sole 82650 Skyworks Solutions Inc COM 83088m102 1947 225900 SH Sole 225900 Spinnaker Exploration COM 84855W109 331 15000 SH Sole 15000 Sports Authority COM 849176102 1182 168800 SH Sole 168800 Stake Technology Ltd COM 852559103 227 72150 SH Sole 72150 Stelmar Shipping Ltd COM V8726M103 452 30000 SH Sole 30000 Steven Madden Ltd COM 556269108 583 32250 SH Sole 32250 Systemax Inc COM 871851101 132 85050 SH Sole 85050 Taro Pharmaceutical Industries COM m8737e108 3258 86650 SH Sole 86650 Telik Inc COM 87959m109 466 40000 SH Sole 40000 Titan Corp COM 888266103 1351 129900 SH Sole 129900 Tractor Supply Co COM 892356106 1615 42950 SH Sole 42950 Tsakos Energy Navigation Ltd COM g9108l108 365 23600 SH Sole 23600 UTi Worldwide, Inc COM G87210103 1112 42350 SH Sole 42350 Ultra Petroleum Corp COM 903914109 2323 234650 SH Sole 234650 United Natural Foods Inc COM 911163103 3241 127850 SH Sole 127850 United Online Inc COM 911268100 2370 148700 SH Sole 148700 United Therapeutics Corp COM 91307c102 568 34000 SH Sole 34000 Ventana Medical Systems COM 92276H106 461 20000 SH Sole 20000 Vital Images Inc COM 92846N104 860 95850 SH Sole 95850 Waste Connections Inc COM 941053100 446 11550 SH Sole 11550 Websense Inc COM 947684106 3122 146150 SH Sole 146150 Western Digital Corp COM 958102105 2513 393250 SH Sole 393250 White Electronic Designs Corp COM 963801105 486 63500 SH Sole 63500 Wilson Greatbatch Tech Inc COM 972232102 2615 89550 SH Sole 89550 Wintrust Financial Corp COM 97650w108 3935 125650 SH Sole 125650 Wireless Facilities Inc COM 97653a103 282 46950 SH Sole 46950 Worldwide Restaurant Concept I COM 98160a107 59 22100 SH Sole 22100 XOMA Ltd COM G9825R107 211 50000 SH Sole 50000 Yellow Corp COM 985509108 1976 78450 SH Sole 78450 Young Innovations Inc COM 987520103 498 21400 SH Sole 21400 Zale Corp COM 988858106 478 15000 SH Sole 15000 Zebra Technologies Corp COM 989207105 355 6200 SH Sole 6200 Zoll Medical Corp COM 989922109 512 14350 SH Sole 14350 Zoran Corp COM 98975F101 3540 251600 SH Sole 251600
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