-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FNma2rTPL+AEO2GVBlySnTd+KFcfoGC0G06jm6zH5kqZhtPG/l/zGTWf5iJRn5B1 Sk6FpazcSxTcAhqLk/uIBA== 0001095449-04-000140.txt : 20041115 0001095449-04-000140.hdr.sgml : 20041115 20041112234624 ACCESSION NUMBER: 0001095449-04-000140 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06369 FILM NUMBER: 041141360 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 f13f2004-09.txt FORM 13F FOR SEPTEMBER 30, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, L.P. Address: 50 California Street, Suite 3325 San Francisco, CA 94111 13F File Number: 028-06369 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: President of Sterling Johnston Capital Management, Inc., its General Partner Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA November 12, 2004 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 248 Form 13F Information Table Value Total: $1,225,618,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE - ------------------------------ ------------ --------- -------- -------- --- ---- ------- ------------ -------- ------ ---- AAR Corp COM 000361105 4209 338100 SH Sole 338100 ABX Air Inc COM 00080s101 6633 1020400 SH Sole 1020400 AEterna Zentaris Inc COM 007975204 2049 356350 SH Sole 356350 AK Steel Holding Corp COM 001547108 6329 775600 SH Sole 775600 AMX Corp COM 00180c105 5877 326150 SH Sole 326150 ASAT Holdings Ltd COM 00208b105 527 501800 SH Sole 501800 ATP Oil & Gas Corporation COM 00208j108 3991 327700 SH Sole 327700 Ace Cash Express Inc COM 004403101 6907 265250 SH Sole 265250 Actuate Corp COM 00508B102 3014 853750 SH Sole 853750 Aeropostale Inc COM 007865108 6310 240850 SH Sole 240850 Aladdin Knowledge Systems Ltd COM m0392n101 3889 173600 SH Sole 173600 Alexion Pharmaceuticals Inc COM 015351109 1976 109800 SH Sole 109800 Altiris Inc COM 02148M100 5985 189100 SH Sole 189100 Alvarion Ltd COM m0861t100 5795 447800 SH Sole 447800 Amcol International Corp COM 02341w103 7517 393150 SH Sole 393150 Amedisys Inc COM 023436108 6023 201100 SH Sole 201100 America Service Group Inc COM 02364L109 9454 230350 SH Sole 230350 American Home Mortgage Investm COM 02660r107 7862 281300 SH Sole 281300 American Medical Systems Holdi COM 02744m108 5629 155200 SH Sole 155200 American Science and Engineeri COM 029429107 5170 156900 SH Sole 156900 Ameristar Casinos Inc COM 03070Q101 4318 142750 SH Sole 142750 Argosy Gaming COM 040228108 4038 103000 SH Sole 103000 Array Biopharma Inc COM 04269x105 3048 436000 SH Sole 436000 Artesyn Technologies Inc COM 043127109 6409 642200 SH Sole 642200 Aspect Medical Systems Inc COM 045235108 3631 200700 SH Sole 200700 Asta Funding Inc COM 046220109 4496 277700 SH Sole 277700 AudioCodes Ltd COM M15342104 13673 1086000 SH Sole 1086000 Aurizon Mines Ltd COM 05155p106 2939 2671550 SH Sole 2671550 Axonyx Inc COM 05461R101 3957 700400 SH Sole 700400 Aztar Corp COM 054802103 3364 126950 SH Sole 126950 Bel Fuse Inc COM 077347300 2878 87000 SH Sole 87000 Bindview Development Corp COM 090327107 3739 1126300 SH Sole 1126300 Biocryst Pharmaceuticals Inc COM 09058v103 1348 264400 SH Sole 264400 Bioenvision Inc COM 09059n100 3967 496500 SH Sole 496500 Biosphere Medical Inc COM 09066v103 1640 500150 SH Sole 500150 Bluegreen Corp COM 096231105 5566 500100 SH Sole 500100 Bon Ton Stores Inc COM 09776j101 3108 255000 SH Sole 255000 Bone Care International COM 098072101 5199 213950 SH Sole 213950 Brigham Exploration Co COM 109178103 6742 717250 SH Sole 717250 Brookstone, Inc COM 114537103 8869 469525 SH Sole 469525 Brush Engineered Materials COM 117421107 7052 340500 SH Sole 340500 Bucyrus International Inc COM 118759109 3864 115000 SH Sole 115000 CNET Networks Inc COM 12613R104 2745 300000 SH Sole 300000 Caliper Life Sciences Inc COM 130872104 6657 947000 SH Sole 947000 Callon Petroleum Co. COM 13123x102 4316 340350 SH Sole 340350 Candela Corp COM 136907102 3774 327050 SH Sole 327050 Caraustar Inds Inc COM 140909102 4002 238650 SH Sole 238650 Carpenter Technology Corp COM 144285103 5490 115000 SH Sole 115000 Carrizo Oil and Gas Inc COM 144577103 7685 801400 SH Sole 801400 Cash America International Inc COM 14754d100 8976 366950 SH Sole 366950 Cell Therapeutics Inc COM 150934107 4227 616150 SH Sole 616150 Century Aluminum Co COM 156431108 5420 195450 SH Sole 195450 Century Casinos Inc COM 156492100 2251 394900 SH Sole 394900 Ceragon Networks Ltd COM m22013102 4326 872200 SH Sole 872200 Charles River Associates Inc COM 159852102 3056 79800 SH Sole 79800 Citadel Security Software Inc COM 17288q109 1450 582500 SH Sole 582500 CoStar Group Inc COM 22160n109 7920 161000 SH Sole 161000 Coldwater Creek Inc COM 193068103 3771 180675 SH Sole 180675 Comfort Systems USA COM 199908104 7470 1131800 SH Sole 1131800 Commercial Metals Co COM 201723103 8949 225300 SH Sole 225300 Computer 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Systems Ltd COM m6786d104 4067 264940 SH Sole 264940 Mapinfo Corp COM 565105103 2832 262250 SH Sole 262250 Marine Max Inc COM 567908108 9082 403300 SH Sole 403300 Marten Transports Ltd COM 573075108 3656 209275 SH Sole 209275 Matria Healthcare COM 576817209 6987 246800 SH Sole 246800 Merge Technologies Inc COM 589981109 4772 276450 SH Sole 276450 Meridian Resourse Corp COM 58977q109 9274 1050300 SH Sole 1050300 Metal Management Inc COM 591097209 4663 256500 SH Sole 256500 Metals USA Inc COM 591324207 6664 375650 SH Sole 375650 Metrologic Instruments Inc COM 591676101 4419 278800 SH Sole 278800 Microsemi Corp COM 595137100 4124 292450 SH Sole 292450 Microtune Inc COM 59514p109 3382 640500 SH Sole 640500 Modem Media Inc COM 607533106 3887 725100 SH Sole 725100 Molina Healthcare Inc COM 60855r100 6347 178800 SH Sole 178800 Mueller Industries Inc COM 624756102 5326 124000 SH Sole 124000 Mykrolis Corp COM 62852p103 2869 284900 SH Sole 284900 NCI Building Systems Inc COM 628852105 3353 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