-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlF0EGIKGyYDuxDKdCqshjDPHuo842wIztqHsSBrpFvWrzX5WjYhIUYtVwHICVqU QttuSTqJWgxHSWoc3hgZuA== 0000919574-05-000546.txt : 20050214 0000919574-05-000546.hdr.sgml : 20050214 20050211175147 ACCESSION NUMBER: 0000919574-05-000546 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050211 EFFECTIVENESS DATE: 20050214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 05600591 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898704 13F-HR 1 d542605_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2004 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 28-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory Boye Title: Compliance Officer Phone: (212) 389-8704 Signature, Place and Date of Signing: /s/ Gregory Boye New York, New York February 11, 2005 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: $ 914,404 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-10748 Oppenheimer Asset Management Inc. FORM 13F INFORMATION TABLE
VALUE SHRS/ SH/ PUT/ INVSMT OTHER VOTING AUTHORITY ISSUER NAME TITLE OF CLASS CUSIP (X $1,000) PRN AMT PRN CALL DISCRTN MGRS SOLE SHARED NONE - ----------- -------------- ----- ---------- ------- --- ---- ------- ---- ---- ------ ---- ADOBE SYS INC COM 00724F101 11,955 190,550 SH SHARED 1 190,550 ADOBE SYS INC COM 00724F101 2,692 42,910 SH SOLE 42,910 ADV MICRO DEV COM 007903107 6,293 285,780 SH SHARED 1 285,780 ADV MICRO DEV COM 007903107 1,414 64,220 SH SOLE 64,220 ALCATEL SPONSORED ADR 013904305 5,105 326,610 SH SHARED 1 326,610 ALCATEL SPONSORED ADR 013904305 1,147 73,390 SH SOLE 73,390 ALCATEL SPONSORED ADR 013904305 866 5,969 SH CALL SHARED 1 5,969 ALCATEL SPONSORED ADR 013904305 194 1,341 SH CALL SOLE 1,341 ALLOY INC COM 019855105 329 40,830 SH SHARED 1 40,830 ALLOY INC COM 019855105 74 9,170 SH SOLE 9,170 ANALOG DEVICES INC COM 032654105 18,733 507,392 SH SHARED 1 507,392 ANALOG DEVICES INC COM 032654105 4,264 115,480 SH SOLE 115,480 ANDREW CORP COM 034425108 6,109 448,200 SH SHARED 1 448,200 ANDREW CORP COM 034425108 1,375 100,890 SH SOLE 100,890 ANGIOTECH PHARM COM 034918102 11,331 615,480 SH SHARED 1 615,480 ANGIOTECH PHARM COM 034918102 2,528 137,300 SH SOLE 137,300 APPLIED MATLS INC COM 038222105 11,762 687,820 SH SHARED 1 687,820 APPLIED MATLS INC COM 038222105 2,643 154,590 SH SOLE 154,590 ARM HLDGS PLC SPONSORED ADR 042068106 20,401 3,301,100 SH SHARED 1 3,301,100 ARM HLDGS PLC SPONSORED ADR 042068106 4,506 729,110 SH SOLE 729,110 ATI TECH COM 001941103 17,922 924,288 SH SHARED 1 924,288 ATI TECH COM 001941103 4,006 206,601 SH SOLE 206,601 BEA SYS INC COM 073325102 5,484 619,010 SH SHARED 1 619,010 BEA SYS INC COM 073325102 1,257 141,920 SH SOLE 141,920 BROADCOM CORP COM 111320107 15,779 488,820 SH SHARED 1 488,820 BROADCOM CORP COM 111320107 3,485 107,960 SH SOLE 107,960 CADENCE DESIGN SYS NOTE 8/1 127387AB4 2,100 2,000,000 PRN SOLE 2,000,000 CARNIVAL CORP DBCV 2% 4/1 143658AN2 1,509 1,000,000 PRN SOLE 1,000,000 CHINA NETCOM GP SPONSORED ADR 16940Q101 10,741 401,384 SH SHARED 1 401,384 CHINA NETCOM GP SPONSORED ADR 16940Q101 2,377 88,819 SH SOLE 88,819 CINTAS CORP COM 172908105 8,057 183,700 SH SHARED 1 183,700 CINTAS CORP COM 172908105 1,811 41,300 SH SOLE 41,300 COMVERSE TECH COM PAR $0.10 205862402 12,832 524,810 SH SHARED 1 524,810 COMVERSE TECH COM PAR $0.10 205862402 2,886 118,040 SH SOLE 118,040 CORNING INC COM 219350105 7,540 640,620 SH SHARED 1 640,620 CORNING INC COM 219350105 1,704 144,740 SH SOLE 144,740 CTRIP COM INTL ADR 22943F100 8,910 193,603 SH SHARED 1 193,603 CTRIP COM INTL ADR 22943F100 1,976 42,930 SH SOLE 42,930 DAVITA INC COM 23918K108 7,262 183,700 SH SHARED 1 183,700 DAVITA INC COM 23918K108 1,633 41,300 SH SOLE 41,300 DELL INC COM 24702R101 18,924 449,080 SH SHARED 1 449,080 DELL INC COM 24702R101 4,500 106,780 SH SOLE 106,780 DIEBOLD INC COM 253651103 7,370 132,240 SH SHARED 1 132,240 DIEBOLD INC COM 253651103 1,656 29,720 SH SOLE 29,720 DREAMWORKS ANIM CL A 26153C103 17,128 456,632 SH SHARED 1 456,632 DREAMWORKS ANIM CL A 26153C103 3,808 101,509 SH SOLE 101,509 ECOLAB INC COM 278865100 10,625 302,450 SH SHARED 1 302,450 ECOLAB INC COM 278865100 2,416 68,780 SH SOLE 68,780 EMC CORP MASS COM 268648102 5,917 397,900 SH SHARED 1 397,900 EMC CORP MASS COM 268648102 1,330 89,450 SH SOLE 89,450 EMC CORP MASS COM 268648102 756 7,200 SH CALL SHARED 1 7,200 EMC CORP MASS COM 268648102 173 1,646 SH CALL SOLE 1,646 FLEXTRONICS INT LTD COM Y2573F102 58 3,873 SH CALL SHARED 1 3,873 FLEXTRONICS INT LTD COM Y2573F102 13 872 SH CALL SOLE 872 FORMFACTOR INC COM 346375108 17,808 656,162 SH SHARED 1 656,162 FORMFACTOR INC COM 346375108 3,914 144,228 SH SOLE 144,228 GENZYME CORP COM GENL DIV 372917104 9,619 165,650 SH SHARED 1 165,650 GENZYME CORP COM GENL DIV 372917104 2,218 38,190 SH SOLE 38,190 GENZYME CORP NOTE 1.25% 12/0 372917AN4 1,590 1,500,000 PRN SOLE 1,500,000 GOOGLE INC CL A 38259P508 17,458 90,553 SH SHARED 1 90,553 GOOGLE INC CL A 38259P508 3,863 20,035 SH SOLE 20,035 GREAT WOLF RESRT COM 391523107 6,246 279,580 SH SHARED 1 279,580 GREAT WOLF RESRT COM 391523107 1,378 61,680 SH SOLE 61,680 HOUSEVALUES INC COM 44183Y102 5,353 356,380 SH SHARED 1 356,380 HOUSEVALUES INC COM 44183Y102 1,181 78,630 SH SOLE 78,630 INPHONIC INC COM 45772G105 7,238 263,390 SH SHARED 1 263,390 INPHONIC INC COM 45772G105 1,608 58,509 SH SOLE 58,509 INTEL CORP COM 458140100 11,359 485,650 SH SHARED 1 485,650 INTEL CORP COM 458140100 2,822 120,630 SH SOLE 120,630 INTL GAME TECH COM 459902102 9,123 265,350 SH SHARED 1 265,350 INTL GAME TECH COM 459902102 2,051 59,650 SH SOLE 59,650 INTL BUS MACHS COM 459200101 18,472 187,380 SH SHARED 1 187,380 INTL BUS MACHS COM 459200101 4,158 42,180 SH SOLE 42,180 INTL SPEEDWAY CORP CL A 460335201 14,469 274,030 SH SHARED 1 274,030 INTL SPEEDWAY CORP CL A 460335201 3,341 63,270 SH SOLE 63,270 IPAYMENT INC COM 46262E105 8,086 163,280 SH SHARED 1 163,280 IPAYMENT INC COM 46262E105 1,818 36,720 SH SOLE 36,720 JUNIPER NETWORKS COM 48203R104 7,656 281,590 SH SHARED 1 281,590 JUNIPER NETWORKS COM 48203R104 1,728 63,550 SH SOLE 63,550 KLA-TENCOR CORP COM 482480100 16,951 363,910 SH SHARED 1 363,910 KLA-TENCOR CORP COM 482480100 3,778 81,110 SH SOLE 81,110 LINEAR TECH COM 535678106 17,310 446,600 SH SHARED 1 446,600 LINEAR TECH COM 535678106 3,902 100,660 SH SOLE 100,660 LUCENT TECH COM 549463107 6,789 1,805,500 SH SHARED 1 1,805,500 LUCENT TECH COM 549463107 1,526 405,930 SH SOLE 405,930 MARKETAXESS HLDGS COM 57060D108 5,237 307,906 SH SHARED 1 307,906 MARKETAXESS HLDGS COM 57060D108 1,161 68,238 SH SOLE 68,238 MARVELL TECH GP ORD G5876H105 13,847 390,398 SH SHARED 1 390,398 MARVELL TECH GP ORD G5876H105 3,114 87,795 SH SOLE 87,795 MAXIM INTEG PROD COM 57772K101 5,969 140,800 SH SHARED 1 140,800 MAXIM INTEG PROD COM 57772K101 1,349 31,820 SH SOLE 31,820 MEDICIS PHARM NOTE 1.5% 6/0 584690AB7 1,081 1,000,000 PRN SOLE 1,000,000 MICROSOFT CORP COM 594918104 16,961 634,780 SH SHARED 1 634,780 MICROSOFT CORP COM 594918104 3,846 143,920 SH SOLE 143,920 MONOLITHIC PWR SYS COM 609839105 9,173 986,355 SH SHARED 1 986,355 MONOLITHIC PWR SYS COM 609839105 2,017 216,883 SH SOLE 216,883 MOTOROLA INC COM 620076109 4,213 244,950 SH SHARED 1 244,950 MOTOROLA INC COM 620076109 947 55,050 SH SOLE 55,050 NOVELL INC COM 670006105 3,139 465,022 SH SHARED 1 465,022 NOVELL INC COM 670006105 694 102,784 SH SOLE 102,784 NOVELLUS SYS COM 670008101 3,416 122,480 SH SHARED 1 122,480 NOVELLUS SYS COM 670008101 768 27,520 SH SOLE 27,520 NVIDIA CORP COM 67066G104 20,899 887,060 SH SHARED 1 887,060 NVIDIA CORP COM 67066G104 4,702 199,560 SH SOLE 199,560 OPENWAVE SYS COM 683718308 7,000 452,790 SH SHARED 1 452,790 OPENWAVE SYS COM 683718308 1,574 101,840 SH SOLE 101,840 ORACLE CORP COM 68389X105 20,197 1,472,090 SH SHARED 1 1,472,090 ORACLE CORP COM 68389X105 4,550 331,650 SH SOLE 331,650 PMC-SIERRA INC COM 69344F106 10,214 907,910 SH SHARED 1 907,910 PMC-SIERRA INC COM 69344F106 2,296 204,120 SH SOLE 204,120 POLO RALPH LAUREN CL A 731572103 7,826 183,700 SH SHARED 1 183,700 POLO RALPH LAUREN CL A 731572103 1,759 41,300 SH SOLE 41,300 QLOGIC CORP COM 747277101 197 5,623 SH CALL SHARED 1 5,623 QLOGIC CORP COM 747277101 44 1,269 SH CALL SOLE 1,269 QUALCOMM INC COM 747525103 21,080 497,160 SH SHARED 1 497,160 QUALCOMM INC COM 747525103 4,682 110,430 SH SOLE 110,430 QUEST DIAGNOSTICS COM 74834L100 6,241 65,320 SH SHARED 1 65,320 QUEST DIAGNOSTICS COM 74834L100 1,403 14,680 SH SOLE 14,680 RESRCH IN MOTION COM 760975102 4,787 58,080 SH SHARED 1 58,080 RESRCH IN MOTION COM 760975102 1,081 13,110 SH SOLE 13,110 RF MICRODEV COM 749941100 3,266 477,480 SH SHARED 1 477,480 RF MICRODEV COM 749941100 734 107,340 SH SOLE 107,340 RSCS CONNECTION COM 76122Q105 7,765 142,980 SH SHARED 1 142,980 RSCS CONNECTION COM 76122Q105 1,744 32,120 SH SOLE 32,120 SANDISK CORP COM 80004C101 846 8,053 SH CALL SHARED 1 8,053 SANDISK CORP COM 80004C101 190 1,806 SH CALL SOLE 1,806 SCIENTIFIC GAMES CL A 80874P109 11,840 496,633 SH SHARED 1 496,633 SCIENTIFIC GAMES CL A 80874P109 2,643 110,885 SH SOLE 110,885 SEARS ROEBUCK COM 812387108 15,229 298,430 SH SHARED 1 298,430 SEARS ROEBUCK COM 812387108 3,423 67,070 SH SOLE 67,070 SIEBEL SYS INC COM 826170102 3,426 326,600 SH SHARED 1 326,600 SIEBEL SYS INC COM 826170102 770 73,400 SH SOLE 73,400 SINA CORP ORD G81477104 4,317 134,658 SH SHARED 1 134,658 SINA CORP ORD G81477104 941 29,355 SH SOLE 29,355 SONUS NETWRKS COM 835916107 3,001 523,760 SH SHARED 1 523,760 SONUS NETWRKS COM 835916107 645 112,600 SH SOLE 112,600 STARWOOD HTLS NOTE 3.5% 5/1 85590AAJ3 1,240 1,000,000 PRN SOLE 1,000,000 TAIWAN SEMICDTRS SPONSORED ADR 874039100 11,822 1,392,454 SH SHARED 1 1,392,454 TAIWAN SEMICDTRS SPONSORED ADR 874039100 2,679 315,603 SH SOLE 315,603 TEKELEC COM 879101103 8,062 394,430 SH SHARED 1 394,430 TEKELEC COM 879101103 1,758 85,990 SH SOLE 85,990 TESSERA TECH COM 88164L100 19,694 529,257 SH SHARED 1 529,257 TESSERA TECH COM 88164L100 4,339 116,599 SH SOLE 116,599 TEXAS INSTRS COM 882508104 8,853 359,570 SH SHARED 1 359,570 TEXAS INSTRS COM 882508104 1,997 81,130 SH SOLE 81,130 VERISIGN INC COM 92343E102 17,187 511,530 SH SHARED 1 511,530 VERISIGN INC COM 92343E102 3,833 114,090 SH SOLE 114,090 VERITAS SOFTWARE COM 923436109 11,242 393,760 SH SHARED 1 393,760 VERITAS SOFTWARE COM 923436109 2,528 88,530 SH SOLE 88,530 WELLPOINT INC COM 94973V107 7,512 65,320 SH SHARED 1 65,320 WELLPOINT INC COM 94973V107 1,688 14,680 SH SOLE 14,680 WILLIAMS SONOMA COM 969904101 5,245 149,680 SH SHARED 1 149,680 WILLIAMS SONOMA COM 969904101 1,226 34,990 SH SOLE 34,990 XILINX INC COM 983919101 17,624 593,990 SH SHARED 1 593,990 XILINX INC COM 983919101 4,028 135,750 SH SOLE 135,750 YOUBET COM COM 987413101 905 178,850 SH SHARED 1 178,850 YOUBET COM COM 987413101 219 43,200 SH SOLE 43,200 914,404
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