-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNH7WPgCuW61qxTJtNeiCANWEsTWaC0Rt/ruRxo9odzcgnDz4HsgnJGppWGkZw0R edzUv8oSqcY8Zp49pzOucA== 0000919574-07-000903.txt : 20070214 0000919574-07-000903.hdr.sgml : 20070214 20070213192056 ACCESSION NUMBER: 0000919574-07-000903 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070213 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 07612856 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898704 13F-HR 1 d747410_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2006 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 028-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Greg Jakubowsky Title: Compliance Officer Phone: (212) 389-8710 Signature, Place and Date of Signing: /s/ Greg Jakubowsky New York, New York February 13, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: $ 807,322 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-10748 Oppenheimer Asset Management Inc. - ---- ------------------- -------------------------------- FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER NAME TITLE OF CLASS CUSIP (X $1,000) PRN AMT PRN CALL DISCRTN MGRS SOLE ----------- -------------- ----- ---------- ------- -------- ------- ---- ---- AMERICAN TOWER CORP CLA 029912201 1,064 28,540 SH SOLE 28,540 AMERICAN TOWER CORP CLA 029912201 9,290 249,190 SH SHARED-OTHER 1 249,190 APPLE COMPUTER INC COM 037833100 3,074 36,230 SH SOLE 36,230 APPLE COMPUTER INC COM 037833100 22,442 264,520 SH SHARED-OTHER 1 264,520 ARM HLDGS PLC SPONSORED ADR 042068106 3,437 470,755 SH SOLE 470,755 ARM HLDGS PLC SPONSORED ADR 042068106 23,128 3,168,199 SH SHARED-OTHER 1 3,168,199 ASML HLDG NV NY SHS N07059111 2,178 88,410 SH SOLE 88,410 ASML HLDG NV NY SHS N07059111 15,161 615,530 SH SHARED-OTHER 1 615,530 ATHEROS COMMUNICATIONS INC COM 04743P108 729 34,180 SH SOLE 34,180 ATHEROS COMMUNICATIONS INC COM 04743P108 6,263 293,760 SH SHARED-OTHER 1 293,670 ABB LTD SPONSORED ADR 000375204 1,038 57,730 SH SOLE 57,730 ABB LTD SPONSORED ADR 000375204 11,468 637,800 SH SHARED-OTHER 1 637,800 ALTERA CORP COM 021441100 1,327 67,440 SH SOLE 67,440 ALTERA CORP COM 021441100 8,537 433,790 SH SHARED-OTHER 1 433,790 AVAYA INC COM 053499109 2,501 178,880 SH SOLE 178,880 AVAYA INC COM 053499109 16,499 1,180,190 SH SHARED-OTHER 1 1,180,190 BUSINESS OBJECTS SA SPONSORED ADR 12328X107 2,339 59,300 SH SOLE 59,300 BUSINESS OBJECTS SA SPONSORED ADR 12328X107 17,907 453,920 SH SHARED-OTHER 1 453,920 BROADCOM CORP CLA 111320107 1,720 53,240 SH SOLE 53,240 BROADCOM CORP CLA 111320107 14,479 448,120 SH SHARED-OTHER 1 448,120 BROCADE COMMUNICATIONS SYS COM 111621108 462 56,230 SH SOLE 56,230 BROCADE COMMUNICATIONS SYS COM 111621108 4,893 595,960 SH SHARED-OTHER 1 595,960 CISCO SYS INC COM 17275R102 2,985 109,214 SH SOLE 109,214 CISCO SYS INC COM 17275R102 19,273 705,206 SH SHARED-OTHER 1 705,206 DU PONT EI DE NEMOURS & CO COM 263534109 1,065 21,860 SH SOLE 21,860 DU PONT EI DE NEMOURS & CO COM 263534109 11,191 229,750 SH SHARED-OTHER 1 229,750 DOLBY LABORATORIES INC COM 25659T107 2,069 66,713 SH SOLE 66,713 DOLBY LABORATORIES INC COM 25659T107 13,726 442,492 SH SHARED-OTHER 1 442,492 DREAMWORKS ANIMATION SKG INC CLA 26153C103 147 4,990 SH SOLE 4,990 DREAMWORKS ANIMATION SKG INC CLA 26153C103 1,611 54,630 SH SHARED-OTHER 1 54,630 EMC CORP MASS COM 268648102 219 16,580 SH SOLE 16,580 EMC CORP MASS COM 268648102 2,421 183,420 SH SHARED-OTHER 1 183,420 ENDEAVOR ACQUISITION CORP COM 291011104 305 33,160 SH SOLE 33,160 ENDEAVOR ACQUISITION CORP COM 292577103 3,371 366,840 SH SHARED-OTHER 1 366,840 EQUINIX INC COM NEW 29444U502 1,407 18,610 SH SOLE 18,610 EQUINIX INC COM NEW 29444U502 15,551 205,649 SH SHARED-OTHER 1 205,649 ERICSSON L M TEL CO ADR B SEK 10 294821608 2,175 54,060 SH SOLE 54,060 ERICSSON L M TEL CO ADR B SEK 10 294821608 16,440 408,640 SH SHARED-OTHER 1 408,640 EXLSERVICE HOLDINGS INC COM 302081104 842 40,030 SH SOLE 40,030 EXLSERVICE HOLDINGS INC COM 302081104 5,503 261,557 SH SHARED-OTHER 1 261,557 FOUNDRY NETWORKS INC COM 292577103 2,011 134,220 SH SOLE 134,220 FOUNDRY NETWORKS INC COM 35063R100 16,084 1,073,690 SH SHARED-OTHER 1 1,073,690 F5 NETWORKS INC COM 315616102 554 7,460 SH SOLE 7,460 F5 NETWORKS INC COM 315616102 6,125 82,540 SH SHARED-OTHER 1 82,540 FIRST SOLAR INC COM 336433107 942 31,570 SH SOLE 31,570 FIRST SOLAR INC COM 336433107 6,801 227,931 SH SHARED-OTHER 1 227,931 GILEAD SCIENCES INC COM 375558103 1,709 26,320 SH SOLE 26,320 GILEAD SCIENCES INC COM 375558103 11,987 184,620 SH SHARED-OTHER 1 184,620 GLOBAL CROSSING LTD SHS NEW G3921A175 2,174 88,560 SH SOLE 88,560 GLOBAL CROSSING LTD SHS NEW G3921A175 10,090 411,010 SH SHARED-OTHER 1 411,010 GOOGLE INC CLA 38259P508 2,261 4,910 SH SOLE 4,910 GOOGLE INC CLA 38259P108 11,871 25,780 SH SHARED-OTHER 1 25,780 HEELYS INC COM 42279M107 883 27,509 SH SOLE 27,509 HEELYS INC COM 42279M107 6,442 200,621 SH SHARED-OTHER 1 200,621 HEWLETT PACKARD CO COM 428236103 3,317 80,521 SH SOLE 80,521 HEWLETT PACKARD CO COM 428236103 25,590 621,259 SH SHARED-OTHER 1 621,259 HYPERION SOLUTIONS CORP COM 44914M104 1,324 36,830 SH SOLE 36,830 HYPERION SOLUTIONS CORP COM 44914M104 8,287 230,590 SH SHARED-OTHER 1 230,590 INTERNATIONAL BUSINESS MACHS COM 459200101 3,153 32,457 SH SOLE 32,457 INTERNATIONAL BUSINESS MACHS COM 459200101 30,480 313,743 SH SHARED-OTHER 1 313,743 IPG PHOTONICS CORP COM 44980X109 749 31,210 SH SOLE 31,210 IPG PHOTONICS CORP COM 44980X109 5,304 221,020 SH SHARED-OTHER 1 221,020 I2 TECHNOLOGIES INC COM NEW 465754208 564 24,700 SH SOLE 24,700 I2 TECHNOLOGIES INC COM NEW 465754208 6,225 272,790 SH SHARED-OTHER 1 272,790 INTERWOVEN INC COM NEW 46114T508 1,681 114,560 SH SOLE 114,560 INTERWOVEN INC COM NEW 46114T508 8,397 572,390 SH SHARED-OTHER 1 572,390 JUNIPER NETWORKS INC COM 48203R104 1,015 53,570 SH SOLE 53,570 JUNIPER NETWORKS INC COM 48203R104 4,733 249,900 SH SHARED-OTHER 1 249,900 KLA-TENCOR CORP COM 482480100 4,291 86,250 SH SOLE 86,250 KLA-TENCOR CORP COM 482480100 28,134 565,510 SH SHARED-OTHER 1 565,510 LOGITECH INTERNATIONAL SA SPONSORED ADR 541419107 1,721 60,180 SH SOLE 60,180 LOGITECH INTERNATIONAL SA SPONSORED ADR 541419107 9,337 326,480 SH SHARED-OTHER 1 326,480 LSI LOGIC CORP COM 502161102 224 24,870 SH SOLE 24,870 LSI LOGIC CORP COM 502161102 2,476 275,130 SH SHARED-OTHER 1 275,130 LINKTONE LTD ADR 535925101 287 55,370 SH SOLE 55,370 LINKTONE LTD ADR 535925101 2,046 394,219 SH SHARED-OTHER 1 394,219 MANHATTAN ASSOCS INC COM 562750109 3,015 100,240 SH SOLE 100,240 MANHATTAN ASSOCS INC COM 562750109 20,068 667,170 SH SHARED-OTHER 1 667,170 MCKESSON CORP COM 58155Q103 1,245 24,560 SH SOLE 24,560 MCKESSON CORP COM 58155Q103 13,205 260,445 SH SHARED-OTHER 1 260,445 METABOLIX INC COM 591018809 52 2,750 SH SOLE 2,750 METABOLIX INC COM 591018809 377 19,883 SH SHARED-OTHER 1 19,883 MICROSOFT CORP COM 594918104 2,042 68,390 SH SOLE 68,390 MICROSOFT CORP COM 594918104 21,625 724,220 SH SHARED-OTHER 1 724,220 MICRON TECHNOLOGY INC COM 595112103 579 41,500 SH SOLE 41,500 MICRON TECHNOLOGY INC COM 595112103 6,401 458,500 SH SHARED-OTHER 1 458,500 NVIDIA CORP COM 67066G104 456 12,330 SH SOLE 12,330 NVIDIA CORP COM 67066G104 5,048 136,390 SH SHARED-OTHER 1 136,390 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 842 40,950 SH SOLE 40,950 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 9,305 452,563 SH SHARED-OTHER 1 452,563 ON SEMICONDUCTOR CORP COM 682189105 1,248 164,880 SH SOLE 164,880 ON SEMICONDUCTOR CORP COM 682189105 13,807 1,823,950 SH SHARED-OTHER 1 1,823,950 OPTIUM CORP COM 68402T107 468 18,750 SH SOLE 18,750 OPTIUM CORP COM 68402T107 3,998 160,260 SH SHARED-OTHER 1 160,260 QUALCOMM INC COM 747525103 2,693 71,250 SH SOLE 71,250 QUALCOMM INC COM 747525103 20,218 535,010 SH SHARED-OTHER 1 535,010 QUEST SOFTWARE INC COM 74834T103 2,817 192,290 SH SOLE 192,290 QUEST SOFTWARE INC COM 74834T103 14,405 983,250 SH SHARED-OTHER 1 983,250 POLO RALPH LAUREN CORP CLA 731572103 1,349 17,370 SH SOLE 17,370 POLO RALPH LAUREN CORP CLA 731572103 14,918 192,090 SH SHARED-OTHER 1 192,090 SINA CORP ORD G81477104 1,650 57,480 SH SOLE 57,480 SINA CORP ORD G81477104 9,832 342,566 SH SHARED-OTHER 1 342,566 SATYAM COMPUTER SERVICES LTD ADR 804098101 396 16,510 SH SOLE 16,510 SATYAM COMPUTER SERVICES LTD ADR 804098101 4,384 182,600 SH SHARED-OTHER 1 182,600 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 1,776 81,960 SH SOLE 81,960 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 14,867 686,070 SH SHARED-OTHER 1 686,070 SOHU COM INC COM 83408W103 1,098 45,760 SH SOLE 45,760 SOHU COM INC COM 83408W103 6,289 262,055 SH SHARED-OTHER 1 262,055 SPSS INC COM 78462K102 384 12,760 SH SOLE 12,760 SPSS INC COM 78462K102 4,246 141,200 SH SHARED-OTHER 1 141,200 SYNAPTICS INC COM 87157D109 1,011 34,040 SH SOLE 34,040 SYNAPTICS INC COM 87157D109 11,159 375,851 SH SHARED-OTHER 1 375,851 TALEO CORP CLA 87424N104 1,291 94,440 SH SOLE 94,440 TALEO CORP CLA 87424N104 9,745 712,893 SH SHARED-OTHER 1 712,893 TESSERA TECHNOLOGIES INC COM 88164L100 3,408 84,485 SH SOLE 84,485 TESSERA TECHNOLOGIES INC COM 88164L100 23,857 591,392 SH SHARED-OTHER 1 591,392 TEXAS INSTRS INC COM 882508104 1,888 65,550 SH SOLE 65,550 TEXAS INSTRS INC COM 882508104 12,769 443,370 SH SHARED-OTHER 1 443,370 T-HQ INC COM NEW 874039100 871 26,779 SH SOLE 26,779 T-HQ INC COM NEW 872443403 9,622 295,866 SH SHARED-OTHER 1 295,866 TIME WARNER TELECOM INC CLA 887319101 334 16,770 SH SOLE 16,770 TIME WARNER TELECOM INC CLA 887319101 3,626 181,950 SH SHARED-OTHER 1 181,950 VOLTERRA SEMICONDUCTOR CORP COM 928708106 994 66,240 SH SOLE 66,240 VOLTERRA SEMICONDUCTOR CORP COM 928708106 6,318 421,172 SH SHARED-OTHER 1 421,172 VERISIGN INC COM 92343E102 395 16,440 SH SOLE 16,440 VERISIGN INC COM 92343E102 4,376 181,960 SH SHARED-OTHER 1 181,960 AMDOCS LTD NOTE 0.500% 3/1 02342TAD1 1,247 1,199,000 PRN SOLE 1,199,000 CARNIVAL CORP DBCV 2.000% 4/1 143658AN2 1,021 794,000 PRN SOLE 794,000 CYTC CORP NOTE 2.250% 3/1 232946AB9 1,555 1,428,000 PRN SOLE 1,428,000 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 1,144 1,192,000 PRN SOLE 1,192,000 FAIR ISAAC CORP NOTE 1.500% 8/1 303250AD6 1,606 1,515,000 PRN SOLE 1,515,000 MANOR CARE INC NEW NOTE 2.125% 8/0 564055AM3 1,611 1,426,000 PRN SOLE 1,426,000 OMNICOM GROUP INC NOTE 2/0 681919AK2 1,419 1,388,000 PRN SOLE 1,388,000 INVITROGEN CORP NOTE 2.000% 8/0 46185RAJ9 1,446 1,425,000 PRN SOLE 1,425,000
SK 03974 0001 747410 -----END PRIVACY-ENHANCED MESSAGE-----