-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2pR304hy5nn/WLCam8gGLvFS/MvdrYyJE3XlUmbM5Q6C7ee+UUNoV7ary/oxIwu 0dq5Ctsw814lPsh8tG5Kgw== 0000919574-07-002596.txt : 20070515 0000919574-07-002596.hdr.sgml : 20070515 20070514175442 ACCESSION NUMBER: 0000919574-07-002596 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070514 EFFECTIVENESS DATE: 20070515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001230239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10451 FILM NUMBER: 07848075 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123898704 13F-HR 1 d771164_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2007 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Alkeon Capital Management, LLC Address: 350 Madison Avenue New York, New York 10017 13F File Number: 028-10451 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Greg Jakubowsky Title: Compliance Officer Phone: (212) 389-8710 Signature, Place and Date of Signing: /s/ Greg Jakubowsky New York, New York May 15, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $ 1,760,667 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-10748 Oppenheimer Asset Management Inc. - ---- ------------------- -------------------------------- FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- -------- ---------- ----- ---- ------ ---- APPLE COMPUTER INC COM 037833100 3,022 32,530 SH SOLE 32,530 APPLE COMPUTER INC COM 037833100 20,258 218,040 SH SHARED-OTHER 1 218,040 ARM HLDGS PLC SPONSORED ADR 042068106 4,335 552,225 SH SOLE 552,225 ARM HLDGS PLC SPONSORED ADR 042068106 27,058 3,446,829 SH SHARED-OTHER 1 3,446,829 ANALOG DEVICES INC COM 032654105 3,588 104,040 SH SOLE 104,040 ANALOG DEVICES INC COM 032654105 24,004 695,960 SH SHARED-OTHER 1 695,960 ACCURAY INC COM 004397105 674 30,300 SH SOLE 30,300 ACCURAY INC COM 004397105 3,776 169,775 SH SHARED-OTHER 1 169,775 ABB LTD SPONSORED ADR 000375204 1,054 61,360 SH SOLE 61,360 ABB LTD SPONSORED ADR 000375204 11,095 645,780 SH SHARED-OTHER 1 645,780 ALTERA CORP COM 021441100 4,650 232,640 SH SOLE 232,640 ALTERA CORP COM 021441100 28,016 1,401,480 SH SHARED-OTHER 1 1,401,480 BUSINESS OBJECTS SA SPONSORED ADR 12328X107 2,152 59,460 SH SOLE 59,460 BUSINESS OBJECTS SA SPONSORED ADR 12328X107 15,207 420,210 SH SHARED-OTHER 1 420,210 BROADCOM CORP CLA 111320107 1,567 48,860 SH SOLE 48,860 BROADCOM CORP CLA 111320107 11,370 354,526 SH SHARED-OTHER 1 354,526 BROCADE COMMUNICATIONS SYS COM 111621108 1,394 146,420 SH SOLE 146,420 BROCADE COMMUNICATIONS SYS COM 111621108 6,222 653,580 SH SHARED-OTHER 1 653,580 BISYS GROUP INC COM 055472104 534 46,580 SH SOLE 46,580 BISYS GROUP INC COM 055472104 5,253 458,420 SH SHARED-OTHER 1 458,420 CIRRUS LOGIC INC COM 172755100 775 101,240 SH SOLE 101,240 CIRRUS LOGIC INC COM 172755100 7,651 998,760 SH SHARED-OTHER 1 998,760 CISCO SYS INC COM 17275R102 1,564 61,250 SH SOLE 61,250 CISCO SYS INC COM 17275R102 8,648 338,750 SH SHARED-OTHER 1 338,750 CISCO SYS INC COM 17275R102 2,351 92,100 SH CALL SOLE 92,100 CISCO SYS INC COM 17275R102 23,179 907,900 SH CALL SHARED-OTHER 1 907,900 DEVON ENERGY CORP NEW COM 25179M103 479 6,920 SH SOLE 6,920 DEVON ENERGY CORP NEW COM 25179M103 4,712 68,080 SH SHARED-OTHER 1 68,080 ERICSSON L M TEL CO ADR B SEK 10 294821608 1,750 47,170 SH SOLE 47,170 ERICSSON L M TEL CO ADR B SEK 10 294821608 11,182 301,480 SH SHARED-OTHER 1 301,480 EXPEDIA INC DEL COM 30212P105 1,069 46,110 SH SOLE 46,110 EXPEDIA INC DEL COM 30212P105 10,521 453,890 SH SHARED-OTHER 1 453,890 FOUNDRY NETWORKS INC COM 292577103 1,429 105,330 SH SOLE 105,330 FOUNDRY NETWORKS INC COM 35063R100 10,542 776,890 SH SHARED-OTHER 1 776,890 GILEAD SCIENCES INC COM 375558103 3,994 52,110 SH SOLE 52,110 GILEAD SCIENCES INC COM 375558103 26,695 348,273 SH SHARED-OTHER 1 348,273 CORNING INC COM 219350105 785 34,540 SH SOLE 34,540 CORNING INC COM 219350105 7,742 340,460 SH SHARED-OTHER 1 340,460 CORNING INC COM 219350105 5,242 230,500 SH CALL SOLE 230,500 CORNING INC COM 219350105 51,608 2,269,500 SH CALL SHARED-OTHER 1 2,269,500 HEWLETT PACKARD CO COM 428236103 2,885 71,861 SH SOLE 71,861 HEWLETT PACKARD CO COM 428236103 21,298 530,599 SH SHARED-OTHER 1 530,599 INFINEON TECHNOLOGIES AG COM 45662N103 1,750 112,370 SH SOLE 112,370 INFINEON TECHNOLOGIES AG COM 45662N103 11,485 737,630 SH SHARED-OTHER 1 737,630 INFORMATICA CORP COM 45666Q102 1,124 83,700 SH SOLE 83,700 INFORMATICA CORP COM 45666Q102 7,538 561,300 SH SHARED-OTHER 1 561,300 IPG PHOTONICS CORP COM 44980X109 383 19,940 SH SOLE 19,940 IPG PHOTONICS CORP COM 44980X109 2,521 131,300 SH SHARED-OTHER 1 131,300 I2 TECHNOLOGIES INC COM NEW 465754208 1,478 61,590 SH SOLE 61,590 I2 TECHNOLOGIES INC COM NEW 465754208 9,741 405,870 SH SHARED-OTHER 1 405,870 INTERWOVEN INC COM NEW 46114T508 2,269 134,250 SH SOLE 134,250 INTERWOVEN INC COM NEW 46114T508 10,784 638,100 SH SHARED-OTHER 1 638,100 KLA-TENCOR CORP COM 482480100 3,927 73,650 SH SOLE 73,650 KLA-TENCOR CORP COM 482480100 24,069 451,400 SH SHARED-OTHER 1 451,400 LINKTONE LTD ADR 535925101 110 32,920 SH SOLE 32,920 LINKTONE LTD ADR 535925101 725 217,839 SH SHARED-OTHER 1 217,839 MANHATTAN ASSOCS INC COM 562750109 2,457 89,580 SH SOLE 89,580 MANHATTAN ASSOCS INC COM 562750109 15,228 555,164 SH SHARED-OTHER 1 555,164 MICREL INC COM 594793101 551 50,040 SH SOLE 50,040 MICREL INC COM 594793101 5,620 509,960 SH SHARED-OTHER 1 509,960 MICROSOFT CORP COM 594918104 1,795 64,400 SH CALL SOLE 64,400 MICROSOFT CORP COM 594918104 17,714 635,600 SH CALL SHARED-OTHER 1 635,600 MIPS TECHNOLOGIES INC COM 604567107 1,139 127,530 SH SOLE 127,530 MIPS TECHNOLOGIES INC COM 604567107 5,670 634,948 SH SHARED-OTHER 1 634,948 NATIONAL CINEMEDIA INC COM 635309107 3,578 133,990 SH SOLE 133,990 NATIONAL CINEMEDIA INC COM 635309107 20,452 766,010 SH SHARED-OTHER 1 766,010 NASDAQ 100 TR UNIT SER 1 631100104 26,053 598,500 SH PUT SOLE 598,500 NASDAQ 100 TR UNIT SER 1 631100104 256,892 5,901,500 SH PUT SHARED-OTHER 5,901,500 OWENS & MINOR INC NEW COM 595112103 663 18,050 SH SOLE 18,050 OWENS & MINOR INC NEW COM 595112103 6,521 177,550 SH SHARED-OTHER 1 177,550 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 966 53,780 SH SOLE 53,780 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 9,847 547,983 SH SHARED-OTHER 1 547,983 ON SEMICONDUCTOR CORP COM 682189105 4,374 490,380 SH SOLE 490,380 ON SEMICONDUCTOR CORP COM 682189105 31,413 3,521,590 SH SHARED-OTHER 1 3,521,590 QUALCOMM INC COM 747525103 4,769 111,790 SH SOLE 111,790 QUALCOMM INC COM 747525103 33,986 796,680 SH SHARED-OTHER 1 796,680 QUEST SOFTWARE INC COM 74834T103 3,715 228,310 SH SOLE 228,310 QUEST SOFTWARE INC COM 74834T103 19,444 1,195,090 SH SHARED-OTHER 1 1,195,090 SINA CORP ORD G81477104 3,231 96,140 SH SOLE 96,140 SINA CORP ORD G81477104 18,154 540,136 SH SHARED-OTHER 1 540,136 SATYAM COMPUTER SERVICES LTD ADR 804098101 1,204 53,030 SH SOLE 53,030 SATYAM COMPUTER SERVICES LTD ADR 804098101 8,045 354,400 SH SHARED-OTHER 1 354,400 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 3,537 131,720 SH SOLE 131,720 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 27,085 1,008,763 SH SHARED-OTHER 1 1,008,763 SANDISK CORP COM 80004C101 1,212 27,670 SH SOLE 27,670 SANDISK CORP COM 80004C101 11,928 272,330 SH SHARED-OTHER 1 272,330 SANDISK CORP COM 80004C101 2,015 46,000 SH CALL SOLE 46,000 SANDISK CORP COM 80004C101 19,885 454,000 SH CALL SHARED-OTHER 1 454,000 SPSS INC COM 78462K102 2,357 65,280 SH SOLE 65,280 SPSS INC COM 78462K102 15,918 440,940 SH SHARED-OTHER 1 440,940 SYNAPTICS INC COM 87157D109 1,574 61,550 SH SOLE 61,550 SYNAPTICS INC COM 87157D109 15,494 605,708 SH SHARED-OTHER 1 605,708 SYNTEL INC COM 87162H103 1,415 40,830 SH SOLE 40,830 SYNTEL INC COM 87162H103 8,807 254,170 SH SHARED-OTHER 1 254,170 SBA COMMUNICATIONS CORP COM 78388J106 818 27,680 SH SOLE 27,680 SBA COMMUNICATIONS CORP COM 78388J106 8,047 272,320 SH SHARED-OTHER 1 272,320 SERVICE CORP INTL COM 817565104 656 55,340 SH SOLE 55,340 SERVICE CORP INTL COM 817565104 6,460 544,660 SH SHARED-OTHER 1 544,660 SAFEGUARD SCIENTIFICS INC COM 786449108 1,602 541,200 SH SOLE 541,200 SAFEGUARD SCIENTIFICS INC COM 786449108 7,278 2,458,800 SH SHARED-OTHER 1 2,458,800 SHERWIN WILLIAMS CO COM 824348106 608 9,200 SH PUT SOLE 9,200 SHERWIN WILLIAMS CO COM 824348106 5,996 90,800 SH PUT SHARED-OTHER 1 90,800 TRIMBLE NAVIGATION LTD COM 896239100 494 18,400 SH SOLE 18,400 TRIMBLE NAVIGATION LTD COM 896239100 4,874 181,600 SH SHARED-OTHER 1 181,600 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 892 83,020 SH SOLE 83,020 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 8,783 816,980 SH SHARED-OTHER 1 816,980 TALEO CORP CLA 87424N104 1,633 98,490 SH SOLE 98,490 TALEO CORP CLA 87424N104 11,967 721,793 SH SHARED-OTHER 1 721,793 TESSERA TECHNOLOGIES INC COM 88164L100 5,915 148,835 SH SOLE 148,835 TESSERA TECHNOLOGIES INC COM 88164L100 39,215 986,782 SH SHARED-OTHER 1 986,782 T-HQ INC COM NEW 874039100 2,723 79,649 SH SOLE 79,649 T-HQ INC COM NEW 872443403 20,288 593,376 SH SHARED-OTHER 1 593,376 VOLTERRA SEMICONDUCTOR CORP COM 928708106 896 68,630 SH SOLE 68,630 VOLTERRA SEMICONDUCTOR CORP COM 928708106 5,569 426,432 SH SHARED-OTHER 1 426,432 XTO ENERGY INC COM 98385X106 363 6,620 SH SOLE 6,620 XTO ENERGY INC COM 98385X106 3,583 65,380 SH SHARED-OTHER 1 65,380 YAHOO INC COM 984332106 4,265 136,290 SH SOLE 136,290 YAHOO INC COM 984332106 22,332 713,710 SH SHARED-OTHER 1 713,710 AMGEN NOTE 0.125% 2/0 031162AN0 183,500 2,000,000 PRN SOLE 2,000,000 FAIR ISAAC CORP NOTE 1.500% 8/1 303250AD6 156,803 1,515,000 PRN SOLE 1,515,000 MANOR CARE INC NEW NOTE 2.125% 8/0 564055AM3 181,165 1,426,000 PRN SOLE 1,426,000 TOTAL 1,760,667
SK 03974 0001 771164 5/3/07 05:25 PM -----END PRIVACY-ENHANCED MESSAGE-----