-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGhfcYyBvCu/NokQaHRmGLKXFMdtuczNOuXd0AXV86sO6VV1mEH8Cekwz8T5FF+6 1pzv9v9bsmIyrFmZ1A/pcw== 0000919574-01-501179.txt : 20020410 0000919574-01-501179.hdr.sgml : 20020410 ACCESSION NUMBER: 0000919574-01-501179 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COATUE MANAGEMENT LLC CENTRAL INDEX KEY: 0001135730 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06391 FILM NUMBER: 1785443 BUSINESS ADDRESS: STREET 1: 126 EAST 56TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 co02984001aa3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Coatue Management, LLC Address: 126 East 56th Street New York, New York 10022 Form 13F File Number: 28-06391 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillipe P. Laffont Title: Investment Manager Phone: (212) 715-5100 Signature, Place, and Date of Signing: /s/Phillipe Laffont New York, N.Y. 10/5/01 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: $147,056 [in thousands] List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 Form 13F INFORMATION TABLE September 30, 2001
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------- -------- -------- -------- -------- --------- -------- -------- TITLE CUSIP MARKET SHRS OR SH/ PUT/ INVESTMENTS OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ------ ------ ------- --- ---- ----------- -------- ---- ------ ---- 360NETWORKS Subordinated Shares 88575T205 97986 466600 SH Sole None Sole ACCELR8 TECHNOLOGY CORP (NEW) Common 004304200 35750 11000 SH Sole None Sole AGERE SYS INC Common 00845V100 2856600 690000 SH Sole None Sole AKAMAI TECH- NOLOGIES INC Common 00971T101 218250 75000 SH Sole None Sole ALPHA INDUSTRIES INC. Common 020753109 590785 30500 SH Sole None Sole AOL TIME WARNER INC Common 00184A105 9959790 300900 SH Sole None Sole APPLIED MATERIALS INC Common 038222105 887328 31200 SH Sole None Sole APPLIED MICRO CIRCUITS CORP Common 03822W109 704480 100784 SH Sole None Sole ARIBA INC Common 04033V104 1282277 689396 SH Sole None Sole AT&T CORP Common 001957109 2219500 115000 SH Sole None Sole ATMEL CORP. Common 049513104 2734024 409285 SH Sole None Sole AVANEX CORP Common 05348W109 503200 170000 SH Sole None Sole BIDCOM INTER- NATIONAL INC Common 088788104 2410 10000 SH Sole None Sole BOOKS A MILLION INC Common 098570104 36300 11000 SH Sole None Sole BROADCOM CORP Class A 111320107 2641030 130100 SH Sole None Sole BROCADE COMMUNICA- TIONS SYSTEMS INC Common 111621108 764635 54500 SH Sole None Sole BUSINESS OBJECTS, S.A. SPON American Depository Shares 12328X107 1741350 89300 SH Sole None Sole C-PHONE CORP Common 12616P105 396 22000 SH Sole None Sole CABLEVISION SYS CORP CABLEVISION NY GROUP COM Class A 12686C109 2047000 50000 SH Sole None Sole 4 CENTILLIUM COM- MUNICATIONS INC Common 152319109 784770 129500 SH Sole None Sole CIENA CORPORATION Common 171779101 735735 71500 SH Sole None Sole CLEAR CHANNEL COMMUNICATIONS Common 184502102 7922175 199300 SH Sole None Sole COMCAST CP CL-A SPECIAL Class A 200300200 10517084 293200 SH Sole None Sole COREL CORP Common 21868Q109 558189 267076 SH Sole None Sole COSINE COMMUNICA- TIONS INC Common 221222102 9250 25000 SH Sole None Sole DSL.NET INC Common 262506108 27000 180000 SH Sole None Sole E.SPIRE COMMUNI- CATIONS INC Common 269153102 7935 115000 SH Sole None Sole ECHOSTAR COM- MUNICATIONS CORP Class A 278762109 3292705 141500 SH Sole None Sole ENTERCOM COMMS. CORP Class A 293639100 1455200 42800 SH Sole None Sole FINISAR CORPORA- TION Common 31787A101 925452 233700 SH Sole None Sole FOCAL COMMUNICA- TIONS CORP Common 344155106 59247 204300 SH Sole None Sole FREEMARKETS, INC. Common 356602102 2380500 225000 SH Sole None Sole GENERAL MOTORS CORPORATION Class H 370442832 3816379 286300 SH Sole None Sole GLOBALSTAR TELE- COMMUNICATION Common G3930H104 52091 208364 SH Sole None Sole HANDSPRING INC Common 410293104 118800 88000 SH Sole None Sole I2 TECHNOLOGIES, INC. Common 465754109 983840 286000 SH Sole None Sole INFORMATICA CORP Common 45666Q102 2658745 673100 SH Sole None Sole INRANGE TECH- NOLOGIES CORP Class B 45769V206 498960 84000 SH Sole None Sole INTERNET AMERICA INC Common 46058Y109 7750 25000 SH Sole None Sole INTL RECTIFIER CORP. Common 460254105 3605252 132400 SH Sole None Sole JB OXFORD HOLDINGS INC Common 466107109 13650 13000 SH Sole None Sole JDS UNIPHASE CORPORATION Common 46612J101 1572972 248888 SH Sole None Sole JUNO ONLINE SERVICES INC Common 482048105 130114 194200 SH Sole None Sole KLA-TENCOR CORPORATION Common 482480100 473700 15000 SH Sole None Sole LAMAR ADVERTISING CO Class A 512815101 2152720 71000 SH Sole None Sole LEVEL 3 COMMUNI- CATIONS INC Common 52729N100 1745982 461900 SH Sole None Sole 5 LEXMARK INTER- NATIONAL INC. Class A 529771107 1390481 31100 SH Sole None Sole LINEAR TECHNOLOGY CORP Common 535678106 1636720 49900 SH Sole None Sole MAXIM INTEGRATED PRODUCTS INC Common 57772K101 524100 15000 SH Sole None Sole MCDATA CORP Class B 580031102 84500 10000 SH Sole None Sole NEON COMMUNICA- TIONS INC Common 640506101 124670 45500 SH Sole None Sole NETWORK ACCESS SOLUTIONS CORPORATION Common 64120S109 35520 177600 SH Sole None Sole NETWORK APPLIANCE INC Common 64120L104 1473900 216750 SH Sole None Sole NETWORK PLUS CORP Common 64122D506 327442 324200 SH Sole None Sole NETZERO INC. Common 64122R109 20584.2 52780 SH Sole None Sole NOKIA CORP SPON ADR ADR 654902204 4424255 282700 SH Sole None Sole NOVELLUS SYSTEMS INC Common 670008101 491232 17200 SH Sole None Sole NTL INCORPORATED (NEW) Common 629407107 398350 128500 SH Sole None Sole ONI SYSTEMS CORP Common 68273F103 445315 110500 SH Sole None Sole OPLINK COMMUNICA- TIONS INC Common 68375Q106 75240 114000 SH Sole None Sole ORACLE CORPORATION Common 68389X105 6575566 522700 SH Sole None Sole PEAPOD INC Common 704718105 21280 14000 SH Sole None Sole PEGASUS COMMUNICA- TIONS CORP Class A 705904100 70000 10000 SH Sole None Sole PERLE SYSTEMS LTD Common 714152105 6400 10000 SH Sole None Sole PMC-SIERRA INC Common 69344F106 727116 70800 SH Sole None Sole PRICE COMMUNICA- TIONS CORP NEW Common 741437305 1262775 74500 SH Sole None Sole QLOGIC CORP Common 747277101 1839200 96800 SH Sole None Sole RCN CORP Common 749361101 1662400 519500 SH Sole None Sole RETEK INC Common 76128Q109 140082 11100 SH Sole None Sole RF MICRO DEVICES INC Common 749941100 2647700 159500 SH Sole None Sole RIVERSTONE NET- WORKS INC Common 769320102 721875 137500 SH Sole None Sole ROGERS COMMUNI- CATIONS INC Class B 775109200 3971935 309100 SH Sole None Sole SECURE COMPUTING CORP Common 813705100 343822 35300 SH Sole None Sole SONUS NETWORKS INC Common 835916107 300000 100000 SH Sole None Sole SPRINT CORP (PCS GRP) Common 852061506 6572500 250000 SH Sole None Sole 6 STORAGENETWORKS INC. Common 86211E103 627660 158500 SH Sole None Sole TAKE TWO INTER- ACTIVE SOFTWARE INC Common 874054109 316029 44700 SH Sole None Sole TELIGENT, INC. Class A 87959Y103 24410 141100 SH Sole None Sole TERRA NETWORKS SA American Depository Shares 88100W103 270788 53200 SH Sole None Sole TRANSMETA CORP DEL Common 89376R109 14100 10000 SH Sole None Sole TYCOM LTD. Common G9144B106 2386400 304000 SH Sole None Sole USA NETWORKS INC Common 902984103 656270 36500 SH Sole None Sole VIACOM INC Class B 925524308 12233700 354600 SH Sole None Sole VIATEL INC Common 925529208 12330 205500 SH Sole None Sole VIVENDI UNIVERSAL ADR 92851S204 1701045 36700 SH Sole None Sole VODAFONE GROUP PLC ADR 92857W100 6959124 316900 SH Sole None Sole WESTERN WIRELESS CORP. Class A 95988E204 5276436 156200 SH Sole None Sole WESTWOOD ONE INC Common 961815107 2187175 98300 SH Sole None Sole WINSTAR COMMUNICA- TIONS INC Common 975515107 44519 645200 SH Sole None Sole WORLD ACCESS INC (NEW) Common 98141A101 2142 178500 SH Sole None Sole XO COMMUN, INC. Class A 983764101 54940 134000 SH Sole None Sole ZIXIT CORP Common 98974P100 144600 30000 SH Sole None Sole Total: $147,056 [thousands]
02984001.AA3 7 -----END PRIVACY-ENHANCED MESSAGE-----