-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCE3UDD7CqcDU2uE3KfBq5VhVh7GUHZXQqH91rP3QpGEdItyxdX95szAi5aH7b1B NHaPmRISjJPa034V3HLZPA== 0001318757-09-000076.txt : 20090814 0001318757-09-000076.hdr.sgml : 20090814 20090814160329 ACCESSION NUMBER: 0001318757-09-000076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 091015720 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp2q09.txt MWLLP 2Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: August 14, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: 82425 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ACE LTD COMMON STOCK CH0044328745 2015 45565 SH SOLE 0 45565 0 0 D ALTRIA GROUP INC COMMON STOCK 02209S103 2504 152766 SH SOLE 0 152766 0 0 D AMERICAN APPAREL COMMON STOCK 23850100 649 178411 SH SOLE 0 178411 0 0 D BANK OF AMERICA COMMON STOCK 60505104 8980 680318 SH SOLE 0 680318 0 0 D BB&T CORP COMMON STOCK 54937107 1854 84347 SH SOLE 0 84347 0 0 D CARNIVAL CORP COMMON STOCK 143658300 2712 105225 SH SOLE 0 105225 0 0 D CENTRAL EURO DIS COMMON STOCK 153435102 542 20395 SH SOLE 0 20395 0 0 D CHATTEM INC COMMON STOCK 162456107 1988 29191 SH SOLE 0 29191 0 0 D CHINA SECURITY & COMMON STOCK 16942J105 670 88864 SH SOLE 0 88864 0 0 D CITIGROUP INC COMMON STOCK 172967101 3742 1260000 SH SOLE 0 1260000 0 0 D CONSTELLATION-A COMMON STOCK 21036P108 1214 95779 SH SOLE 0 95779 0 0 D EBAY INC COMMON STOCK 278642103 2043 119255 SH SOLE 0 119255 0 0 D EQUIFAX INC COMMON STOCK 294429105 1528 58534 SH SOLE 0 58534 0 0 D FIDELITY NATIONA COMMON STOCK 31620M106 1320 66139 SH SOLE 0 66139 0 0 D GOLDMAN SACHS GP COMMON STOCK 38141G104 4980 33779 SH SOLE 0 33779 0 0 D HASBRO INC COMMON STOCK 418056107 1456 60062 SH SOLE 0 60062 0 0 D ICON PLC-ADR ADRS STOCK 45103T107 350 16200 SH SOLE 0 16200 0 0 D INTL SPEEDWAY-A COMMON STOCK 460335201 767 29927 SH SOLE 0 29927 0 0 D JP MORGAN CHASE COMMON STOCK 46625H100 6154 180427 SH SOLE 0 180427 0 0 D MOBILE TELES-ADR ADRS STOCK 607409109 14 382 SH SOLE 0 382 0 0 D MORGAN STANLEY COMMON STOCK 617446448 4743 166355 SH SOLE 0 166355 0 0 D MOSAIC CO/THE COMMON STOCK 61945A107 1537 34700 SH SOLE 0 34700 0 0 D PARTNERRE LTD COMMON STOCK BMG6852T1053 1303 20063 SH SOLE 0 20063 0 0 D PFIZER INC COMMON STOCK 717081103 9904 660284 SH SOLE 0 660284 0 0 D PITNEY BOWES INC COMMON STOCK 724479100 2306 105172 SH SOLE 0 105172 0 0 D PNC FINANCIAL SE COMMON STOCK 693475105 1260 32467 SH SOLE 0 32467 0 0 D POTASH CORP SAS COMMON STOCK 73755L107 3716 39931 SH SOLE 0 39931 0 0 D PULTE HOMES INC COMMON STOCK 745867101 2021 228843 SH SOLE 0 228843 0 0 D REGIONS FINANCIA COMMON STOCK 7591EP100 1052 260500 SH SOLE 0 260500 0 0 D SINA CORP COMMON STOCK KYG814771047 124 4200 SH SOLE 0 4200 0 0 D Streamserve COMMON STOCK GB0000000666 1377 1377410 SH SOLE 0 1377410 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 1068 114207 SH SOLE 0 114207 0 0 D WYETH COMMON STOCK 983024100 4983 109775 SH SOLE 0 109775 0 0 D WYNDHAM WORLDWID COMMON STOCK 98310W108 1548 127754 SH SOLE 0 127754 0 0 S REPORT SUMMARY 34 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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