-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HEOwTWMM/MY/QTSD/frMtf5I9NgVSQwhZHNOZCeXwygMDzKxZZvAiSf1RjhRIpLn 68MxjnLuluMYp8kGzK9Q1Q== 0001047469-09-007772.txt : 20090814 0001047469-09-007772.hdr.sgml : 20090814 20090814112800 ACCESSION NUMBER: 0001047469-09-007772 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 091013329 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2194204z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 28-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 August 12, 2009 ------------------------------- ------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 90 -------------------- Form 13F Information Table Value Total: $1,045,757 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-02744 Burnham Asset Management Corp. ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- -------- --------- -------- ---------------------- -------- ---------- ---------------------- TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x$1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE - ------------------------- -------- --------- -------- --------- ----- ------ -------- ---------- --------- -------- ------ ASSURED GUARANTY LTD COM G0585R106 62 5,000 SH SOLE 5,000 0 0 ASSURED GUARANTY LTD COM G0585R106 557 45,000 SH OTHER 01 45,000 0 0 CRMH HOLDINGS LTD COM G2554P103 515 429,299 SH SOLE 429,299 0 0 CRMH HOLDINGS LTD COM G2554P103 886,242 732,431 SH OTHER 01 732,431 0 0 INVESCO LTD COM G149BT108 134 7,500 SH OTHER 01 7,500 0 0 LAZARD LTD COM G54050102 3,634 135,000 SH OTHER 01 135,000 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 1,674 59,035 SH SOLE 59,035 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 4,379 154,422 SH OTHER 01 154,422 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 1,578 65,000 SH SOLE 65,000 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 5,400 222,500 SH OTHER 01 222,500 0 0 ANNALLY CAPITAL MANAGEMENT INC COM 035710409 2,271 150,000 SH OTHER 01 150,000 0 0 AON CORP COM 037389103 2,840 75,000 SH OTHER 01 75,000 0 0 ASSURANT INC COM 0373479JU 1,205 50,000 SH OTHER 01 50,000 0 0 BANCORP RHODE ISLAND INC COM 059690107 1,480 75,071 SH SOLE 75,071 0 0 BANCORP RHODE ISLAND INC COM 059690107 4,256 215,940 SH OTHER 01 215,940 0 0 BANK OF AMERICA CORPORATION COM 60505104 1,439 108,987 SH SOLE 108,987 0 0 BANK OF AMERICA CORPORATION COM 060505104 5,813 440,398 SH OTHER 01 440,398 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 73 2,500 SH SOLE 2,500 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 2,711 92,500 SH OTHER 01 92,500 0 0 BEACON FED BANCORP COM 073582108 1,020 109,792 SH SOLE 109,792 0 0 BEACON FED BANCORP COM 073582108 2,595 279,378 SH OTHER 01 279,378 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 628 30,200 SH SOLE 30,200 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 1,883 90,600 SH OTHER 01 90,600 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 606 65,000 SH SOLE 65,000 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 652 70,000 SH OTHER 01 70,000 0 0 CAPITAL ACQUISITION CORP DEL COM 14055E104 974 100,000 SH SOLE 100,000 0 0 CAPITAL ACQUISITION CORP DEL COM 14055E104 2,922 300,000 SH OTHER 01 300,000 0 0 CHICOPEE BANCORP COM 168565109 1,150 88,632 SH SOLE 88,632 0 0 CHICOPEE BANCORP COM 168565109 2,417 186,368 SH OTHER 01 186,368 0 0 CHIMERA INVT CORP COM 16934Q109 2,181 625,000 SH SOLE 625,000 0 0 CHIMERA INVT CORP COM 16934Q109 9,685 2,775,000 SH OTHER 01 2,775,000 0 0 CITIGROUP INC COM 172967101 653 220,000 SH OTHER 01 220,000 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 1,685 327,226 SH SOLE 327,226 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 1,909 370,601 SH OTHER 01 370,601 0 0 COMERICA INC COM 200340107 1,481 70,000 SH OTHER 01 70,000 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 532 103,280 SH SOLE 103,280 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 675 131,124 SH OTHER 01 131,124 0 0 CYPRESS SHARPRDIGE INVTS INC COM 23281A307 387 32,500 SH SOLE 32,500 0 0 CYPRESS SHARPRDIGE INVTS INC COM 23281A307 1,160 97,500 SH OTHER 01 97,500 0 0 E TRADE FINL CORP COM 269246104 645 500,000 SH SOLE 500,000 0 0 E TRADE FINL CORP COM 269246104 1,920 1,500,000 SH OTHER 01 1,500,000 0 0 FIFTH THIRD BANCORP COM 316773100 2,130 300,000 SH OTHER 01 300,000 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 321 25,000 SH SOLE 25,000 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 963 75,000 SH OTHER 01 75,000 0 0 FIRST HORIZON NATL CORP COM 320517105 315 26,240 SH SOLE 26,240 0 0 FIRST HORIZON NATL CORP COM 320517105 1,609 134,078 SH OTHER 01 134,078 0 0 GUARANTY BANCORP DEL COM 40075T102 801 419,211 SH OTHER 01 419,211 0 0 HARLEYSVILLE NATL CORP COM 412850109 189 40,000 SH SOLE 40,000 0 0 HARLEYSVILLE NATL CORP COM 412850109 470 100,000 SH OTHER 01 100,000 0 0 IBERIA BANK CORP COM 450828108 991 25,150 SH SOLE 25,150 0 0 IBERIA BANK CORP COM 450828108 1,976 50,150 SH OTHER 01 50,150 0 0 INVESTORS BANCORP COM 46146P102 690 75,000 SH SOLE 75,000 0 0 INVESTORS BANCORP COM 46146P102 3,192 348,500 SH OTHER 01 348,500 0 0 JP MORGAN CHASE & CO COM 46625H100 1,706 50,000 SH SOLE 50,000 0 0 JP MORGAN CHASE & CO COM 46625H100 9,807 287,500 SH OTHER 01 287,500 0 0 JANUS CAP GROUP INC COM 47102X105 1,710 150,000 SH OTHER 01 150,000 0 0 KEYCORP COM 493267108 262 50,000 SH SOLE 50,000 0 0 KEYCORP COM 493267108 786 150,000 SH OTHER 01 150,000 0 0 MET LIFE INC COM 59156R108 3,901 130,000 SH OTHER 01 130,000 0 0 MORGAN STANLEY COM 617446448 1,782 62,500 SH OTHER 01 62,500 0 0 NORTHERN TRUST CORP COM 665859104 1,610 30,000 SH OTHER 01 30,000 0 0 PACWEST BANCORP DEL COM 695263103 412 31,300 SH OTHER 01 31,300 0 0 PARKVALE FINL CORP COM 701492100 153 17,024 SH OTHER 01 17,024 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 565 37,500 SH SOLE 37,500 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 5,312 352,500 SH OTHER 01 352,500 0 0 PORTER BANCORP COM 736233107 732 48,299 SH SOLE 48,299 0 0 PORTER BANCORP COM 736233107 2,653 175,122 SH OTHER 01 175,122 0 0 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 707 37,500 SH SOLE 37,500 0 0 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 2,120 112,500 SH OTHER 01 112,500 0 0 PROSPECT CAPITAL CORP COM 74348T102 920 100,000 SH SOLE 100,000 0 0 PROSPECT CAPITAL CORP COM 74348T102 2,760 300,000 SH OTHER 01 300,000 0 0 PRUDENTIAL FINL INC COM 744320102 476 25,000 SH OTHER 01 25,000 0 0 REGIONS FINANCIAL CORP COM 7591EP100 707 175,000 SH SOLE 175,000 0 0 REGIONS FINANCIAL CORP COM 7591EP100 2,424 600,000 SH OTHER 01 600,000 0 0 REDWOOD TRUST INC COM 758075402 1,476 100,000 SH SOLE 100,000 0 0 REDWOOD TRUST INC COM 758075402 4,428 300,000 SH OTHER 01 300,000 0 0 ROME BANCORP INC COM 77587P103 1,651 196,587 SH SOLE 196,587 0 0 ROME BANCORP INC COM 77587P103 395 47,029 SH OTHER 01 47,029 0 0 SOUTH FINL GROUP INC COM 837841105 298 250,000 SH OTHER 01 250,000 0 0 STERLING BANCORP COM 859158107 835 100,000 SH OTHER 01 100,000 0 0 SUNTRUST BKS INC COM 867914103 740 45,000 SH SOLE 45,000 0 0 SUNTRUST BKS INC COM 867914103 2,714 165,000 SH OTHER 01 165,000 0 0 SYNOVUS FINL CORP COM 87161C105 374 125,000 SH OTHER 01 125,000 0 0 TFS FINANCIAL CORP COM 87240R107 601 56,626 SH SOLE 56,626 0 0 TFS FINANCIAL CORP COM 87240R107 7,407 697,476 SH OTHER 01 697,476 0 0 TRAVELERS COMPANIES INC COM 89417E109 2,873 70,000 SH OTHER 01 70,000 0 0 UNITED WESTERN BANCORP INC COM 913201109 354 37,440 SH SOLE 37,440 0 0 UNITED WESTERN BANCORP INC COM 913201109 427 45,230 SH OTHER 01 45,230 0 0 WEBSTER FINL CORP COM 947890109 403 50,000 SH SOLE 50,000 0 0 WEBSTER FINL CORP COM 947890109 1,606 199,500 SH OTHER 01 199,500 0 0
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