-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VVFZG4XT/8FJI/JqFN+rclXmXMvzG2A1oN9H0eblq/TwisJmvjgrRj3DamUBDoRp wyqxdHrYanyVLvGsJWLzRA== 0001221073-09-000033.txt : 20090807 0001221073-09-000033.hdr.sgml : 20090807 20090807111309 ACCESSION NUMBER: 0001221073-09-000033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090807 EFFECTIVENESS DATE: 20090807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 09994024 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 13F-HR 1 mwa2q09.txt MARINER WEALTH ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors LLC Address: 4200 West 115th Street, Suite 100 Leawood, KS 66211 13F File Number: 028-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie Manning Title: Chief Compliance Officer Phone: 913-647-9700 Signature, Place, and Date of Signing: /s/ Stephanie Manning Leawood, KS August 06, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 86 Form13F Information Table Value Total: $163,854 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC INC COM 001055102 1055 33927 SH SOLE 33927 0 0 ALTRIA GROUP INC COM 02209s103 546 33324 SH SOLE 33324 0 0 APPLE INC COM 037833100 2227 15633 SH SOLE 15633 0 0 BAKER HUGHES INC COM 057224107 1046 28700 SH SOLE 28700 0 0 BANK OF AMERICA CORPORATION COM 060505104 2807 212685 SH SOLE 212685 0 0 BEST BUY INC COM 086516101 626 18689 SH SOLE 18689 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 677 12375 SH SOLE 12375 0 0 BP PLC SPONSORED ADR 055622104 288 6050 SH SOLE 6050 0 0 CELGENE CORP COM 151020104 481 10046 SH SOLE 10046 0 0 CHEVRON CORP NEW COM 166764100 1044 15762 SH SOLE 15762 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941m109 609 12161 SH SOLE 12161 0 0 CISCO SYS INC COM 17275r102 1930 103500 SH SOLE 103500 0 0 CLOROX CO DEL COM 189054109 1085 19442 SH SOLE 19442 0 0 COLGATE PALMOLIVE CO COM 194162103 298 4211 SH SOLE 4211 0 0 COMMERCE BANCSHARES INC COM 200525103 234 7346 SH SOLE 7346 0 0 COPANO ENERGY L L C COM UNITS 217202100 433 27000 SH SOLE 27000 0 0 COSTAR GROUP INC COM 22160n109 841 21100 SH SOLE 21100 0 0 DIANA SHIPPING INC COM y2066g104 923 69318 SH SOLE 69318 0 0 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459w854 3027 86110 SH SOLE 86110 0 0 DISNEY WALT CO COM DISNEY 254687106 810 34728 SH SOLE 34728 0 0 EXXON MOBIL CORP COM 30231g102 251 3595 SH SOLE 3595 0 0 FIFTH THIRD BANCORP COM 316773100 331 46650 SH SOLE 46650 0 0 FIRST HORIZON NATL CORP COM 320517105 216 17989 SH SOLE 17989 0 0 FORCE PROTECTION INC COM NEW 345203202 177 20000 SH SOLE 20000 0 0 FRANKLIN RES INC COM 354613101 1041 14454 SH SOLE 14454 0 0 GAMESTOP CORP NEW CL A 36467w109 469 21315 SH SOLE 21315 0 0 GENERAL ELECTRIC CO COM 369604103 133 11342 SH SOLE 11342 0 0 GENERAL MLS INC COM 370334104 845 15088 SH SOLE 15088 0 0 GILEAD SCIENCES INC COM 375558103 1178 25140 SH SOLE 25140 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 782 65891 SH SOLE 65891 0 0 HOUSTON AMERN ENERGY CORP COM 44183u100 64 35000 SH SOLE 35000 0 0 INERGY HLDGS L P COM 45661q107 25835 628753 SH SOLE 628753 0 0 INTEL CORP COM 458140100 1008 60922 SH SOLE 60922 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 340 3260 SH SOLE 3260 0 0 ISHARES INC MSCI AUSTRALIA 464286103 3883 231128 SH SOLE 231128 0 0 ISHARES INC MSCI PAC J IDX 464286665 5803 183245 SH SOLE 183245 0 0 ISHARES TR S&P GLO INFRAS 464288372 1907 65255 SH SOLE 65255 0 0 ISHARES TR FTSE XNHUA IDX 464287184 6848 178477 SH SOLE 178477 0 0 ISHARES TR MSCI EMERG MKT 464287234 4469 138645 SH SOLE 138645 0 0 ISHARES TR RUSL 2000 GROW 464287648 6300 111138 SH SOLE 111138 0 0 ISHARES TR RUSL 2000 VALU 464287630 3103 66691 SH SOLE 66691 0 0 ISHARES TR RUSSELL1000GRW 464287614 3868 94267 SH SOLE 94267 0 0 ISHARES TR S&P LTN AM 40 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23539 SH SOLE 23539 0 0 PANERA BREAD CO CL A 69840w108 603 12098 SH SOLE 12098 0 0 PETROHAWK ENERGY CORP COM 716495106 6690 300000 SH SOLE 300000 0 0 PHILIP MORRIS INTL INC COM 718172109 846 19399 SH SOLE 19399 0 0 PMI GROUP INC COM 69344m101 41 20845 SH SOLE 20845 0 0 PROCTER & GAMBLE CO COM 742718109 2046 40034 SH SOLE 40034 0 0 PROSHARES TR PSHS ULTRA FINL 74347r743 198 51278 SH SOLE 51278 0 0 PRUDENTIAL FINL INC COM 744320102 1736 46644 SH SOLE 46644 0 0 QUALCOMM INC COM 747525103 201 4445 SH SOLE 4445 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 786 45643 SH SOLE 45643 0 0 RESEARCH IN MOTION LTD COM 760975102 881 12386 SH SOLE 12386 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 5492 301591 SH SOLE 301591 0 0 SIRIUS XM RADIO INC COM 82967n108 19 44370 SH SOLE 44370 0 0 SPDR SERIES TRUST MORGAN TECH ETF 78464a102 384 8525 SH SOLE 8525 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464a888 184 15625 SH SOLE 15625 0 0 SPDR TR UNIT SER 1 78462f103 352 3825 SH SOLE 3825 0 0 SPECTRA ENERGY PARTNERS LP COM 84756n109 726 33760 SH SOLE 33760 0 0 ST JUDE MED INC COM 790849103 2085 50740 SH SOLE 50740 0 0 STERICYCLE INC COM 858912108 1025 19891 SH SOLE 19891 0 0 STRYKER CORP COM 863667101 1453 36562 SH SOLE 36562 0 0 SUNTRUST BKS INC COM 867914103 265 16100 SH SOLE 16100 0 0 SYMANTEC CORP COM 871503108 1072 68777 SH SOLE 68777 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1793 43984 SH SOLE 43984 0 0 TRANSOCEAN LTD REG SHS H8817H100 1052 14160 SH SOLE 14160 0 0 UNION PAC CORP COM 907818108 1500 28810 SH SOLE 28810 0 0 URS CORP NEW COM 903236107 2362 47702 SH SOLE 47702 0 0 VIACOM INC NEW CL B 92553P201 681 30000 SH SOLE 30000 0 0 XTO ENERGY INC COM 98385x106 1901 49835 SH SOLE 49835 0 0
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