-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QZg7alYmfWQRtcnPlJTaccC/CB0yq/P49qj7ewKzftEDepm5QP0YXK19Kp5fR93p 504PAYG2PNHlRngJDSCYEQ== 0000846797-09-000004.txt : 20090805 0000846797-09-000004.hdr.sgml : 20090805 20090805153624 ACCESSION NUMBER: 0000846797-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 EFFECTIVENESS DATE: 20090805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 09988135 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f063009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: August 5, 2009 Debra E. Rindler Dayton, OH August 5, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: 184817 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Advanced Energy Inds CS 007973100 264 29420 SH Defined 02 29420 Aflac Inc CS 001055102 270 8675 SH Defined 02 8675 Agco Corp Com CS 001084102 2365 81370 SH Defined 02 71955 9415 Agree Realty Corp CS 008492100 282 15390 SH Defined 02 15390 Alexander & Baldwin Inc CS 014482103 525 22418 SH Defined 02 22418 AllianceBernstein Holding L.P. CS 01881G106 520 25875 SH Defined 02 25875 ALLSTATE CORP COM CS 020002101 3818 156469 SH Defined 02 125438 31031 Altera Corp CS 021441100 171 10470 SH Defined 02 7640 2830 American National Bankshares I CS 027745108 359 18650 SH Defined 02 18650 Anworth Mortgage Asset Corp CS 037347101 197 27285 SH Defined 02 27285 APACHE CORP COM CS 037411105 4465 61889 SH Defined 02 49720 12169 AT&T Inc CS 00206R102 1789 72009 SH Defined 02 56433 15576 Atmos Energy Corp CS 049560105 227 9081 SH Defined 02 6631 2450 AVX Corp CS 002444107 170 17165 SH Defined 02 17165 BAKER HUGHES INC COM CS 057224107 3433 94201 SH Defined 02 75610 18591 BANK OF AMERICA CORPORATION CO CS 060505104 2680 203065 SH Defined 02 164021 39044 Barnes Group Inc CS 067806109 519 43660 SH Defined 02 43660 Barrett Business Services CS 068463108 423 40265 SH Defined 02 40265 Black & Decker Corp CS 091797100 1745 60880 SH Defined 02 47087 13793 Bre Properties Inc Cl A CS 05564E106 381 16045 SH Defined 02 16045 CAPITAL ONE FINL CORP COM CS 14040H105 2493 113918 SH Defined 02 91962 21956 Carpenter Technology Corp CS 144285103 350 16820 SH Defined 02 16820 Cascade CS 147195101 217 13825 SH Defined 02 13825 Charles Riv Labs Intl Inc CS 159864107 422 12505 SH Defined 02 12505 CHEVRON CORP NEW COM CS 166764100 6181 93294 SH Defined 02 75481 17813 Cisco Systems Inc CS 17275R102 1811 97125 SH Defined 02 75735 21390 Coca Cola Enterprises Inc CS 191219104 195 11733 SH Defined 02 8572 3161 COMPUTER SCIENCES CORP COM CS 205363104 2500 56431 SH Defined 02 45945 10486 CONOCOPHILLIPS COM CS 20825C104 6681 158846 SH Defined 02 128298 30548 Corn Prods Intl Inc Com CS 219023108 2583 96420 SH Defined 02 82230 14190 Courier Corp CS 222660102 461 30205 SH Defined 02 30205 Cvb Finl Corp CS 126600105 471 78965 SH Defined 02 72985 5980 Dawson Geophysical Co CS 239359102 207 6935 SH Defined 02 6935 DELL INC COM CS 24702R101 3583 260977 SH Defined 02 212302 48675 Delphi Finl Group Inc Cl A CS 247131105 462 23795 SH Defined 02 23795 DEVON ENERGY CORP NEW COM CS 25179M103 2612 47918 SH Defined 02 38693 9225 DOVER CORP COM CS 260003108 3716 112287 SH Defined 02 90178 22109 Ethan Allen Interiors Inc CS 297602104 163 15740 SH Defined 02 15740 EXXON MOBIL CORP COM CS 30231G102 6088 87089 SH Defined 02 70066 17023 First Finl Bancorp Oh CS 320209109 279 37055 SH Defined 02 37055 FIRSTMERIT CORP COM CS 337915102 923 54320 SH Defined 02 46193 8127 GENERAL CABLE CORP DEL NEW COM CS 369300108 1292 34389 SH Defined 02 29264 5125 GENERAL DYNAMICS CORP COM CS 369550108 3626 65469 SH Defined 02 52889 12580 GENERAL ELECTRIC CO COM CS 369604103 2691 229621 SH Defined 02 189188 40433 GENUINE PARTS CO COM CS 372460105 1396 41605 SH Defined 02 35017 6588 Hampton Roads Bankshares Inc CS 409321106 268 32454 SH Defined 02 32454 Heartland Payment Systems Inc. CS 42235n108 361 37710 SH Defined 02 37710 INGERSOLL-RAND PLC SHS CS G47791101 3777 180703 SH Defined 02 145603 35100 Innophos Holdings Inc CS 45774N108 302 17909 SH Defined 02 17909 INTEL CORP COM CS 458140100 3820 230834 SH Defined 02 187332 43502 ITT CORP NEW COM CS 450911102 4267 95892 SH Defined 02 76208 19684 JOHNSON & JOHNSON COM CS 478160104 4182 73629 SH Defined 02 58786 14843 JPMORGAN CHASE & CO COM CS 46625H100 5906 173131 SH Defined 02 139178 33953 Keycorp CS 493267108 85 16170 SH Defined 02 11825 4345 Kimberly Clark Corp CS 494368103 1415 26993 SH Defined 02 20954 6039 LEGG MASON INC COM CS 524901105 1604 65800 SH Defined 02 54782 11018 LILLY ELI & CO COM CS 532457108 4144 119641 SH Defined 02 96249 23392 Limited Brands Inc CS 532716107 169 14105 SH Defined 02 10300 3805 LTC Properties Inc CS 502175102 411 20115 SH Defined 02 20115 Manhattan Assocs Inc CS 562750109 187 10237 SH Defined 02 10237 MCGRAW HILL COS INC COM CS 580645109 3778 125478 SH Defined 02 100825 24653 MEDTRONIC INC COM CS 585055106 4208 120601 SH Defined 02 96200 24401 METLIFE INC COM CS 59156R108 2198 73230 SH Defined 02 59294 13936 METTLER TOLEDO INTERNATIONAL C CS 592688105 1627 21095 SH Defined 02 17780 3315 MICROSOFT CORP COM CS 594918104 5553 233630 SH Defined 02 188765 44865 Miller Herman Inc CS 600544100 600 39093 SH Defined 02 39093 Murphy Oil Corp CS 626717102 2095 38576 SH Defined 02 29725 8851 National Bankshares Inc CS 634865109 347 14435 SH Defined 02 14435 Northfield Bancorp Inc CS 66611l105 201 17265 SH Defined 02 17265 Old Republic Intl Corp CS 680223104 687 69789 SH Defined 02 66154 3635 Omnicom Group Inc CS 681919106 2034 64414 SH Defined 02 49864 14550 PARAMETRIC TECHNOLOGY CORP COM CS 699173209 1891 161741 SH Defined 02 144746 16995 PATTERSON COMPANIES INC COM CS 703395103 1493 68814 SH Defined 02 57934 10880 Patterson Uti Energy Inc CS 703481101 164 12755 SH Defined 02 12755 PFIZER INC COM CS 717081103 3054 203615 SH Defined 02 163660 39955 PORTLAND GEN ELEC CO COM NEW CS 736508847 600 30820 SH Defined 02 30820 PPG INDS INC COM CS 693506107 3939 89724 SH Defined 02 71393 18331 PROCTER & GAMBLE CO COM CS 742718109 3041 59505 SH Defined 02 48504 11001 Progressive Corp CS 743315103 1108 73299 SH Defined 02 54981 18318 Prospect Capital Corp CS 74348T102 296 32211 SH Defined 02 32211 Pulte Homes Inc CS 745867101 198 22370 SH Defined 02 22370 Radisys Corp CS 750459109 296 32696 SH Defined 02 32696 Reinsurance Group Of America CS 759351604 541 15495 SH Defined 02 15495 Republic Services Inc CS 760759100 201 8224 SH Defined 02 6004 2220 Sherwin Williams Co CS 824348106 204 3800 SH Defined 02 2775 1025 Skechers U S A Inc Cl A CS 830566105 191 19525 SH Defined 02 19525 Sonic Corp CS 835451105 602 59975 SH Defined 02 59975 Southwest Gas Corp CS 844895102 201 9065 SH Defined 02 9065 Steak N Shake Co CS 857873103 433 49489 SH Defined 02 49489 Steris Corp CS 859152100 247 9480 SH Defined 02 9480 STRYKER CORP COM CS 863667101 3201 80555 SH Defined 02 64920 15635 Superior Energy Services CS 868157108 177 10245 SH Defined 02 10245 SYSCO CORP COM CS 871829107 3290 146356 SH Defined 02 116707 29649 The Bank Of New York Mellon Co CS 064058100 1918 65428 SH Defined 02 50817 14611 Tier Technologies Inc Cl B CS 88650q100 197 25510 SH Defined 02 25510 TORCHMARK CORP COM CS 891027104 2589 69888 SH Defined 02 61218 8670 Triumph Group Inc CS 896818101 448 11195 SH Defined 02 11195 UNITED TECHNOLOGIES CORP COM CS 913017109 4273 82232 SH Defined 02 65435 16797 UnitedHealth Group Inc CS 91324P102 1766 70709 SH Defined 02 55101 15608 US BANCORP DEL COM NEW CS 902973304 2038 113739 SH Defined 02 92127 21612 Utah Medical Products Inc CS 917488108 225 8430 SH Defined 02 8430 V F CORP COM CS 918204108 1358 24535 SH Defined 02 20510 4025 VERIZON COMMUNICATIONS INC COM CS 92343V104 3810 123967 SH Defined 02 98897 25070 Village Super Mkt Inc Cl A CS 927107409 292 9815 SH Defined 02 9815 W&T Offshore Inc CS 92922P106 176 18074 SH Defined 02 18074 WALGREEN CO COM CS 931422109 3316 112802 SH Defined 02 91686 21116 Washington Fed Inc CS 938824109 390 29990 SH Defined 02 29990 WELLS FARGO & CO NEW COM CS 949746101 3182 131180 SH Defined 02 105778 25402 Wolverine World Wide Inc Com CS 978097103 280 12679 SH Defined 02 12679 Medtronic Inc. CV 1.625% CV 585055am8 415 450000 PRN Defined 02 450000 Blackrock Global Flg Inc Tr EF 091941104 556 50905.0000 SH Defined 02 50905.0000 Ishares Tr Barclys Us Agg B EF 464287226 1724 16880.0000 SH Defined 02 15830.0000 1050.0000 Ishares Tr Rusl 3000 Grow EF 464287671 261 7810.0000 SH Sole 7810.0000
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