-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eawv5Omf6u0I0/JQsBOd9jna+rkfF4jLDrJt3+ySl0NdQGXQZJQQlsKRpBXyBhme 5JJFKepoXnYw5g4udyWq1g== 0000950123-09-024231.txt : 20090722 0000950123-09-024231.hdr.sgml : 20090722 20090722131444 ACCESSION NUMBER: 0000950123-09-024231 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090722 DATE AS OF CHANGE: 20090722 EFFECTIVENESS DATE: 20090722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 09956705 BUSINESS ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ 13F-HR 1 y78370e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/09 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom July 22, 2009 - ------------------------------ -------------------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 52 Form 13F Information Table Value Total: $754,389 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Alliance Trust Holdings as at 30.06.2009
TITLE VOTING AUTHORITY OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------ ------- -------- ---------- --- ---- ---------- -------- --------- ------ ---- ABBOTT LABS COM NPV EQUITY 2002305 34,700 737,668 SH SOLE NONE 737,668 ACCENTURE LTD BERM CLS'A'COM USD0.0000225 EQUITY 2763958 1,462 43,700 SH SOLE NONE 43,700 ADOBE SYSTEMS INC COM USD0.0001 EQUITY 2008154 13,624 481,058 SH SOLE NONE 481,058 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 26,519 841,066 SH SOLE NONE 841,066 ABERCROMBIE & FITC CL'A'COM USD0.01 EQUITY 2004185 6,749 265,800 SH SOLE NONE 265,800 AMER EXPRESS CO COM USD0.20 EQUITY 2026082 795 34,200 SH SOLE NONE 34,200 BAXTER INTL INC COM USD1 EQUITY 2085102 14,572 275,353 SH SOLE NONE 275,353 CCC GLOBAL ENVIRONMENTAL OPPORTUNITIES FUND LTD EQUITY CCC GEO 17,228 160,000 SH SOLE NONE 160,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 13,782 255,455 SH SOLE NONE 255,455 CONSOL ENERGY INC COM USD0.01 EQUITY 2413758 509 15,000 SH SOLE NONE 15,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 25,950 1,392,162 SH SOLE NONE 1,392,162 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 24,096 757,262 SH SOLE NONE 757,262 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 2,124 125,000 SH SOLE NONE 125,000 DELL INC COM USD0.01 EQUITY 2261526 8,650 630,010 SH SOLE NONE 630,010 DIAMOND OFFSHORE COM USD0.01 EQUITY 2261021 45,499 547,854 SH SOLE NONE 547,854 AMDOCS ORD GBP0.01 EQUITY 2256908 24,601 1,149,592 SH SOLE NONE 1,149,592 DAVITA INC COM USD0.001 EQUITY 2898087 13,190 267,000 SH SOLE NONE 267,000 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 734 80,000 SH SOLE NONE 80,000 EXELON CORP COM NPV EQUITY 2670519 10,240 200,000 SH SOLE NONE 200,000 F5 NETWORK INC COM STK NPV EQUITY 2427599 691 20,000 SH SOLE NONE 20,000 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 11,957 530,000 SH SOLE NONE 530,000 HCC INSURANCE HLDG COM USD1 EQUITY 2400426 10,796 450,000 SH SOLE NONE 450,000 HEICO CORP COM USD0.01 EQUITY 2419217 616 17,000 SH SOLE NONE 17,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 7,974 560,000 SH SOLE NONE 560,000 HARSCO CORP COM USD1.25 EQUITY 2412700 12,704 450,000 SH SOLE NONE 450,000 INTERMEC INC COM USD0.01 EQUITY 2116842 6,057 469,500 SH SOLE NONE 469,500 INTEL CORP COM USD0.001 EQUITY 2463247 27,488 1,661,882 SH SOLE NONE 1,661,882 INTEROIL CORP COM NPV EQUITY B02SJF9 26,763 906,900 SH SOLE NONE 906,900
ITT CORPORATION COM USD1 EQUITY 2465760 22,766 511,600 SH SOLE NONE 511,600 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 35,216 620,661 SH SOLE NONE 620,661 LEUCADIA NATL CORP COM USD1 EQUITY 2513012 422 20,000 SH SOLE NONE 20,000 MONSANTO COM STK USD0.01 EQUITY 2654320 6,445 86,700 SH SOLE NONE 86,700 MCCORMICK & SCHMIC COM STK USD0.001 EQUITY B01YX34 877 115,264 SH SOLE NONE 115,264 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 1,068 40,000 SH SOLE NONE 40,000 MUELLER WATER PROD COM STK USD0.01 SER 'A' EQUITY B15RZR4 12,342 3,300,000 SH SOLE NONE 3,300,000 NETAPP INC COM USD0.001 EQUITY 2630643 15,177 770,000 SH SOLE NONE 770,000 NORTHWEST PIPE CO COM USD0.01 EQUITY 2035925 1,276 36,700 SH SOLE NONE 36,700 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 37,248 3,494,151 SH SOLE NONE 3,494,151 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 12,409 416,689 SH SOLE NONE 416,689 PROCTER & GAMBLE COM NPV EQUITY 2704407 6,843 134,026 SH SOLE NONE 134,026 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 47,189 1,082,065 SH SOLE NONE 1,082,065 PSYCHIATRIC SOLUTI COM USD0.01 EQUITY 2975333 908 40,000 SH SOLE NONE 40,000 ROSS STORES INC COM USD0.01 EQUITY 2746711 20,255 525,000 SH SOLE NONE 525,000 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 40,611 1,663,715 SH SOLE NONE 1,663,715 SAFEWAY INC COM USD0.01 EQUITY 2767165 18,138 890,846 SH SOLE NONE 890,846 SYSCO CORP COM USD1 EQUITY 2868165 5,981 266,300 SH SOLE NONE 266,300 TIME WARNER INC COM USD0.01 EQUITY B63QTN2 7,222 286,824 SH SOLE NONE 286,824 ULTRA PETROLEUM CP COM NPV EQUITY 2714440 9,132 235,000 SH SOLE NONE 235,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 25,465 490,083 SH SOLE NONE 490,083 VERIZON COMMUN COM USD0.10 EQUITY 2090571 29,923 974,700 SH SOLE NONE 974,700 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 6,841 417,400 SH SOLE NONE 417,400 EXXON MOBIL CORP COM NPV EQUITY 2326618 566 8,100 SH SOLE NONE 8,100 $ 754,389
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