-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Isw0KZwBmhU1mGnrJyoYy+0YPDRJ7Rd/THE0MxvmgaJja1eRRrmLtI1WI8C8L0qo iIAkppXJBolgWaxMZrrAWg== 0000903423-99-000204.txt : 19990603 0000903423-99-000204.hdr.sgml : 19990603 ACCESSION NUMBER: 0000903423-99-000204 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990602 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG & RUBICAM INC CENTRAL INDEX KEY: 0001030048 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 131493710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54835 FILM NUMBER: 99639326 BUSINESS ADDRESS: STREET 1: 285 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10017-6486 MAIL ADDRESS: STREET 1: YOUNG & RUBICAM INC STREET 2: 285 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOLAN MICHAEL J CENTRAL INDEX KEY: 0001062126 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O CLEARY GOTLEIB STEEN & HAMILTON STREET 2: 1 LIBERTY PLZ CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: C/O CLEARY GOTLEIB STEEN & HAMILTON STREET 2: 1 LIBERTY PLZ CITY: NEW YORK STATE: NY ZIP: 10006 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Young & Rubicam Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 987425105 - -------------------------------------------------------------------------------- (CUSIP Number) Mark T. McEnroe, c/o Young & Rubicam Inc., 285 Madison Avenue, New York, New York 10017, 212-210-3427 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 28, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael J. Dolan - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS 00 - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 NUMBER ----------------------------------------------------- OF 8. SHARED VOTING POWER SHARES BENEFICIALLY 1,236,299 OWNED BY ----------------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER REPORTING PERSON 332,699 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 45,000 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,613,998 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [x] See Item 6 below - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stehpanie W. Abramson - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS 00 - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 NUMBER ----------------------------------------------------- OF 8. SHARED VOTING POWER SHARES BENEFICIALLY 1,236,299 OWNED BY ----------------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER REPORTING PERSON 265,765 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 142,830 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,644,894 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [x] See Item 6 below - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark T. McEnroe - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS 00 - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 NUMBER ----------------------------------------------------- OF 8. SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY ----------------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER REPORTING PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 11,025 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,025 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [x] See Item 6 below - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- This Amendment No. 2 (this "Amendment") amends and supplements the Schedule 13D filed on May 7, 1999, as amended by Amendment No. 1 ("Amendment No. 1") filed on May 25, 1999 (as so amended, the "Original Schedule 13D"), by Michael J. Dolan, Stephanie W. Abramson and Mark T. McEnroe with respect to the common stock, par value $0.01 per share ("Common Stock"), of Young & Rubicam Inc., a Delaware corporation (the "Company"). All capitalized terms used in this Amendment and not otherwise defined herein have the meanings ascribed to them in the Original Schedule 13D. Item 4. Purpose of Transaction. Item 4 of the Original Schedule 13D is hereby amended by inserting the following paragraph immediately prior to the final paragraph thereof. On May 28, 1999 (the "Closing Date"), the Y&R Selling Stockholders listed on Schedule 1 hereto and the KBM Selling Stockholders listed on Schedule 2 hereto, together with certain other stockholders of the Company, closed the sale of Common Stock pursuant to the Underwriting Agreement. Pursuant to the Underwriting Agreement, the Y&R Selling Stockholders sold to the Underwriters, acting through the Representatives, 6,858,528 shares of Common Stock (including 2,011,960 shares of Common Stock issued upon exercise of options held by the Y&R Selling Stockholders), and the KBM Selling Stockholders sold to the Underwriters, acting through the Representatives, 641,472 shares of Common Stock for resale pursuant to the Company's Registration Statement on Form S-1 and the Final Prospectus, at a price of $37.2500 per share, less an underwriting discount of $1.2665 per share, resulting in net proceeds to the Y&R Selling Stockholders and KBM Selling Stockholders of $35.9835 per share of Common Stock. In addition, other stockholders of the company named in the Underwriting Agreement and the Final Prospectus sold 7,500,000 shares of Common Stock to the Underwriters, acting through the Representatives. In addition, in accordance with the Underwriting Agreement, the U.S. Underwriters, acting through the U.S. Representatives, exercised their option to purchase an additional 949,660 shares of Common Stock (including 279,292 shares of Common Stock issued upon exercise of options) in connection with the Secondary Public Offering, solely to cover over-allotments in connection with the sale of shares of Common Stock, from those Y&R Selling Stockholders listed on Schedule 3 hereto in the respective amounts listed on such Schedule 3, and an additional 1,300,340 shares of Common Stock from certain other stockholders, which purchase closed on the Closing Date. Item 5. Interest in Securities of the Issuer. Item 5 of the Original Schedule 13D is hereby amended to read in its entirety as follows: (a) At the date hereof, Michael J. Dolan beneficially owns 1,613,998 shares of Common Stock, constituting approximately 2.3% of the shares outstanding (including 45,000 shares of Common Stock held in a deferral trust). At the date hereof, Stephanie W. Abramson beneficially owns 1,644,894 shares of Common Stock, constituting approximately 2.3% of the shares outstanding (including 142,830 shares of Common Stock held in a deferral trust). At the date hereof, Mark T. McEnroe beneficially owns 11,025 outstanding shares of Common Stock held in a deferral trust, constituting less than 0.1% of the shares outstanding. The number of shares of Common Stock beneficially owned by each Reporting Person and the percentage of outstanding shares represented thereby have been computed in accordance with Rule 13d-3 under the Exchange Act. (b) At the date hereof, Michael J. Dolan has the sole power to dispose of 332,699 shares of Common Stock, which includes 104,340 shares of Common Stock which are issuable pursuant to currently exercisable options, held in an individual capacity; and Stephanie W. Abramson has the sole power to dispose of 265,765 shares of Common Stock, which includes 26,085 shares of Common Stock which are issuable pursuant to currently exercisable options, held in an individual capacity. As the holder of a voting proxy under the KBM Voting Agreements, each of Stephanie W. Abramson and Michael J. Dolan share the power to dispose of 1,236,299 shares of Common Stock with Peter A. Georgescu, Thomas D. Bell, Jr. and Edward H. Vick. The business address for each of Peter A. Georgescu, Thomas D. Bell, Jr. and Edward H. Vick is c/o Young & Rubicam Inc., 285 Madison Avenue, New York, New York 10017. Peter A. Georgescu is the Chief Executive Officer and Chairman of the Board of Directors of the Company. Thomas D. Bell, Jr. is Executive Vice President of the Company, Chairman and Chief Executive Officer of Young & Rubicam Advertising and a Director of the Company. Edward H. Vick is the Chief Operating Officer and a Director of the Company. During the last five years, none of Messrs. Georgescu, Bell or Vick has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Each of Messrs. Georgescu, Bell and Vick is a United States citizen. (c) Except as described herein, the Reporting Persons have effected no transactions in shares of Common Stock since the filing of Amendment No.1. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 2, 1999 By: /s/ Mark T. McEnroe, Attorney-in-Fact on behalf of Michael J. Dolan --------------------------------- Name: Mark T. McEnroe Title: Attorney-in-Fact SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 2, 1999 By: /s/ Mark T. McEnroe, Attorney-in-Fact on behalf of Stephanie W. Abramson --------------------------------- Name: Mark T. McEnroe Title: Attorney-in-Fact SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 2, 1999 By: /s/ Mark T. McEnroe ---------------------- Name: Mark T. McEnroe Title: Senior Vice President, Young & Rubicam Inc. Schedule 1 Y&R Selling Stockholders Maximum Number of Shares of Common Stock (including shares of Common Stock issuable upon the exercise of Name of Y&R Selling Stockholder options) ------------------------------- -------- Stephanie Abramson 45,400 Stuart Agres 40,000 Stephen S. Aiello 20,672 Stig Albinus 10,000 Jean-Marc Bara 35,588 Bernard Barnett 1,050 Stephen Baum 3,120 Kimberly Bealle 20,000 Martin Beck 33,915 Urs Beer 25,000 Jed Beitler 11,225 Theodore A. Bell 60,000 Thomas D. Bell, Jr. 130,891 Tom Benelli 7,000 Thomas Blach 19,050 June Blocklin 10,225 Rene Boender 24,312 Bonnie Bohne 30,000 Etienne Boisrond 33,750 William Borrelle 1,841 Tiemen Bosma 40,000 Heinz-Georg Brands 22,712 Craig Branigan 46,446 Howard Breen 3,090 Jane Brite 99,810 T. J. Broadbent 15,500 David Butter 24,465 Ignacio Cabezon 10,720 Patricia Cafferata 16,000 Roger Chiocchi 14,191 Ira Chynsky 13,750 Michael Claes 7,500 Neil Clark 23,481 Don Cogman 61,601 Thomas Coleman 2,300 Janet Coombs 16,428 David Coronna 6,000 Jose Maria Costa 12,000 Massimo Costa 11,110 Charles Courtier 10,000 Michael Cozens 20,000 Dominique Damato 15,000 Donald H. Davis 19,080 Ferdinand de Bakker 60,000 Pierre de Roualle 25,000 Jerome Dean 18,000 Joseph E. Dedeo 134,172 Lawrence Deutsch 19,660 Shelley Diamond 13,314 Michael J. Dolan 41,926 Terry Dukes 6,150 Daryl Elliott 20,885 Daisy Exposito 26,953 Michael Faems 20,440 Charles P. Farley 2,100 Peter Farnell-Watson 14,494 John Fenton 6,500 Ian Ferguson Brown 2,250 Patrick Ford 6,055 Richard Ford 7,500 Clark J. Frankel 30,000 Volker Franz 16,385 Eric Fredericks 80,000 John Frew 6,030 Enrico Gervasi 12,033 Christopher Grabenstein 10,188 William Green 10,000 David E. Greene 5,000 Victor Gutierrez 27,145 Cynthia Hampton 10,000 Tom Hansen 2,000 Peter Harleman 16,000 Fred Hawrysh 5,000 Jan Hedquist 36,522 Per Heggenes 17,451 Stefan Himpe 3,000 Toby Hoare 55,000 Barry Hoffman 6,800 Charles Hollenkamp 3,000 James W. Hood 45,000 Penny Hooper 14,000 Roseanne Horn 12,675 Peter Horovitz 32,828 Richard Hosp 30,000 Eric Garrison Hoyt 7,670 Brian Hubbard 5,000 Jeff Hunt 17,014 Gigliola Ibba 21,000 Robert Igiel 52,170 Barbara Jack 178,560 Paal Marius Jebsen 11,085 William Johnston 19,185 James Kaplove 4,000 Mary Ellen Kenny 14,796 Kevin King 25,000 Edna Kissmann 21,500 Jackie Koh 27,535 Christopher Komisarjevsky 22,557 Satish Korde 96,727 Philippe Krakowsky 7,375 Ingo Krauss 162,000 Kurt Krauss 3,120 Stephanie Kugelman 57,011 Mitchell Kurz 356,000 Jay Kushner 11,994 Marta La Rock 15,000 Jean-Paul Lafaye 64,400 Timothy Laing 25,000 Robert Lallamant 19,566 Kevin Lavan 9,000 Mark Levine 15,219 Marco Lombardi 16,680 Bennett R. Machtiger 6,450 Duncan Mackinnon 7,000 John F. Maltese 13,575 Helmut Matthies 174,503 Martin Maurice 16,000 Robert M. McDuffey 10,506 John P. McGarry, Jr. 309,706 Austin McGhie 22,875 David McLean 31,853 Gordon McLean 11,955 Bert Meerstadt 14,440 William C. Melzer 73,300 Diane Meskill-Spencer 27,195 Craig Middleton 34,700 David Minear 40,000 Dominique Missoffe 15,474 Fernan Montero 158,000 Fred Moolhuijsen 15,000 Frans Mootz 26,622 John Morris 11,519 Janice Muniz 17,400 Bruce S. Nelson 28,250 Charles G. Newton, Jr. 3,600 Lori Nicholson 10,000 Lars Nordstrom 13,050 Laurie Null 10,850 Hans Ohman 13,050 Steve Oroho 59,010 Stewart Owen 33,054 Santiago Alonso Paniagua 38,715 Manuel Perez 40,704 Diane Perlmutter 8,035 Graham Phillips 40,000 Dan Plouffe 3,300 Tim Pollak 264,000 Michael Porter 2,500 William A. Power 42,000 Tom Pratt 6,385 Joerg Puphal 9,745 John E. Putnam 9,172 Matthias Quadflieg 1,484 Serge Rancourt 121,895 Sheila Raviv 20,000 Courtney Reeser 10,017 Ken Rietz 31,000 Jorg Rindlisbacher 19,500 Jorge Rodriguez 1,755 Robert Rosiek 2,170 John J. Ross 10,000 Maggie Ross 4,000 James Rossman 38,580 Seith Rothstein 33,915 Alain Rousset 55,352 Amy Rubenstein 14,736 Nicholas Rudd 39,132 Cas Saeys 27,465 Michael Samet 77,136 John Sanders 112,435 Chris Savage 52,000 Matthew Schetlick 8,185 Angelika Schug 3,400 Gertrude Schutz 11,217 Tom Schwartz 3,500 James Scielzo 23,052 Steve Seyferth 17,300 Keith Sharp 14,194 Jessie Shaw 10,000 Alan Sheldon 116,310 Thomas Shortlidge 44,000 Richard Sinreich 7,695 Robert Sive 13,236 Barbara Smith 10,000 Sylvia Soler 5,000 Linda Srere 50,000 Christoph Stadeler 85,705 Stanley Stefanski 160,642 Peter Steigrad 8,000 Debra Stern-Marrone 10,000 Peter Stringham 7,672 John Swan 28,000 Jane Talcott 5,217 Charlee Taylor-Hines 7,500 Lars Thalen 16,000 Clay Timon 85,088 Alan Vandermolen 33,390 John Vanderzee 39,132 Edward Vick 130,567 Marvin Waldman 25,305 Paula Waters 10,000 Charles Webre 55,656 Gus Weill 13,560 Robert Wells 12,500 Anders Wester 22,965 Bruno Widmer 40,000 James Williams 16,000 Allan Winneker 44,487 Bob Wyatt 2,500 Kenneth Yagoda 13,116 Joanne Zaiac 27,629 Michael Zeigler 2,900 TOTAL 6,858,528 Schedule 2 KBM Stockholders
Shares of Common Stock Being Sold Additional Shares of Common Stock Name of KBM Stockholder in the Secondary Public Offering Subject to KBM Voting Agreement ----------------------- -------------------------------- ------------------------------- 207 Ventures, LLC 14,652 0 Wand Affiliates Fund L.P. 567 0 Wand Equity Portfolio II, L.P. 56,201 0 Wand/CMS Investments I L.P. 56,556 0 Wand/CMS Investments II L.P. 19,340 0 Wand/CMS Investments III L.P. 33,595 0 Wand/CMS Investments IV L.P. 62,883 0 Paulette Beacoat 0 37 Morgan Beard 0 884 Tom Benedict 46 0 Bertrand Billiot 164 0 Eric Black 0 725 Todd Board 790 790 Rich Bogart 0 461 Ret Boney 703 0 Joe Branch 164 0 Clifton J. Brayshaw 181 181 Joseph Brehm 0 876 Matthew Bronfman 0 4,526 Thomas V. Butta 6,550 0 Christopher Cahill 0 410 James Cain IV 0 6,801 Bern Campbell 0 37 Marti Campbell 46 0 Shawn Cheston 94 0 Robert Chipman 0 74 Harold Connor 0 94 Thomas A. Cook 697 174 Mike Coppotelli 0 13,077 Thomas Cope 0 566 Steve Cureton 74 0 Andrew Curtis 0 231 Gayle Davey 0 168 Cheri DeRosia 0 119 Dave Dietrich 37 0 Dave Dixon 0 262 Paula Easton 0 12,635 Donald Ewing 0 121,910 Rick Ezell 0 703 Beryle P. Faier 1,814 0 Susan D. Faulk 7,256 7,256 Gene Feruzza 0 29,774 Joseph Ficarra III 871 217 Rick Field 0 342 Kim Frankel 0 707 Wilfer Garcia 232 57 M. Peggy R. Garner 144 0 Eric Garrett 0 1,267 Wayne Gibbons 164 0 Debbie Green 0 953 Mark Greene 0 2,281 Claude Grizzard Sr. 0 289,598 Roger L. Hackman 80,586 80,585 Michael Hail 0 121,910 Deborah Hays 0 725 Joanne Hedegard 0 411 Doug Holladay 0 2,828 Billy R. Howard 907 907 E. Dean Jones 1,814 0 Mike Keheler 263 0 Carol King 37 0 David King 0 2,789 Tracy King 37 0 Amber Kirby 0 379 Jason Kodish 0 231 Melissa E. Legge 1,450 0 Lerner Family Irrevocable Trust 21,834 21,834 Steve Lerner 29,572 29572 Thomas Liles 0 136,342 Susan Mancuso 0 1,480 Julie Mathison 39 0 Michael McCoy 0 14,512 Jennifer McMillen 0 8 Guadalupe Mendoza 1,450 0 Breck Middleton 0 417 Neesha Mirchandani 47 47 Lynne F. Moneypenny 1,814 0 Geoffrey Monsees 87 0 Crystal Montgomery 0 379 William H. Moore 907 907 Richard Muller 0 4,836 Michael E. Patterson 1,361 453 Henry B. Ponder 90,499 90,499 Jim Protzman 51,546 2,712 Archie Purcell 84,825 0 Dana Raburn 164 0 John Roberson 0 14,512 Rob Sandefuer 65 0 Charles Sanders 64 0 Colleen Sharp 0 188 Robert Sher 5,788 0 Tammie Shotwell 0 46 Robert Singer 0 263 Christine Smiley 0 297 William Taylor 0 1,881 William A. Thornton 144 0 Timothy Toben 0 125,695 Scott Tomlinson 0 725 Deborah Vrana 0 362 Carter Wagner 870 580 Curtis Walston 0 383 Jerry Wasicek 0 14,512 Scott Watkins 124 0 Stuart Webber 0 1,450 Daniel Wells 0 1,814 Jim Wheaton 0 5,474 David Wilson 0 34,822 Craig Wood 0 5,193 Christian Wright 75 0 Michelle Wright 65 0 Conroy Zien 37 0 Andrew Ziegler 0 14,512 Gary J. Zupke 1,180 634 TOTAL 641,472 1,236,299
Schedule 3 Y&R Selling Stockholders Who Have Granted an Over-allotment Option to the U.S. Underwriters
Number of Shares of Common Stock Subject to the Over-allotment Option Granted to the U.S. Name of Y&R Selling Stockholder Underwriters ------------------------------- ------------ Barbara Jack 279,292 Mitchell Kurz 71,577 Helmut Matthies 192,497 John P. McGarry, Jr. 190,294 Tim Pollak 111,000 Michael Samet 105,000 TOTAL 949,660
EXHIBIT INDEX Exhibit 1 Joint Filing Agreement (incorporated by reference to the Schedule 13D filed with the Securities and Exchange Commission on May 7, 1999) -----END PRIVACY-ENHANCED MESSAGE-----