-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKS4sOXO4E0GoBcPvMxRf52GgGsV+oPjHPy5i22hu9IEtshvvo6G+yuqhDnywm2s 9YXKX2zTkBEfCWsJeMrwUg== 0001056973-09-000004.txt : 20090515 0001056973-09-000004.hdr.sgml : 20090515 20090515105503 ACCESSION NUMBER: 0001056973-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 IRS NUMBER: 752494317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07044 FILM NUMBER: 09829948 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149329600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 f13hr1q09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carlson Capital, L.P. Address: 2100 McKinney Avenue Suite 1600 Dallas, TX 75201 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Alpar Title: Chief Financial Officer Phone: 214-932-9600 Signature, Place, and Date of Signing: Lynne Alpar Dallas, TX May 14, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 200 Form 13F Information Table Value Total: $2,049,394 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ABERCROMBIE & FITCH CO CL A 002896207 4491 188700 SH SOLE 188700 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 2977 108300 SH SOLE 108300 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 7172 275000 SH SOLE 275000 0 0 AFFILIATED COMPUTER SERVICES CL A 008190100 20171 421200 SH SOLE 421200 0 0 AIRGAS INC COM 009363102 7590 224500 SH SOLE 224500 0 0 AIRTRAN HLDGS INC COM 00949P108 3888 854600 SH SOLE 854600 0 0 ALASKA AIR GROUP INC COM 011659109 7081 403000 SH SOLE 403000 0 0 ALLERGAN INC NOTE 1.500% 4/0 018490AL6 2612 2500000 PRN SOLE 2500000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4683 382625 SH SOLE 382625 0 0 AMGEN INC NOTE 0.375% 2/0 031162AQ3 18287 20000000 PRN SOLE 20000000 0 0 AMR CORP COM 001765106 4857 1522500 SH SOLE 1522500 0 0 ANALOG DEVICES INC COM 032654105 17549 910700 SH SOLE 910700 0 0 ANGLO AMERN PLC ADR NEW 03485P201 4367 512000 SH SOLE 512000 0 0 ANNALY CAP MGMT INC COM 035710409 8106 584400 SH SOLE 584400 0 0 APPLE INC COM 037833100 14002 133200 SH SOLE 133200 0 0 ARKANSAS BEST CORP DEL COM 040790107 3804 200000 SH SOLE 200000 0 0 ASML HOLDING N V NY REG SHS N07059186 6440 367800 SH SOLE 367800 0 0 AT&T INC COM 00206R102 10569 419400 SH SOLE 419400 0 0 ATMEL CORP COM 049513104 6674 1838600 SH SOLE 1838600 0 0 AUTODESK INC COM 052769106 6649 395568 SH SOLE 395568 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 15535 689200 SH SOLE 689200 0 0 BARRICK GOLD CORP COM 067901108 22574 696300 SH SOLE 696300 0 0 BERKLEY W R CORP COM 084423102 11284 500400 SH SOLE 500400 0 0 BLACKROCK INC COM 09247X101 7711 59300 SH SOLE 59300 0 0 BMC SOFTWARE INC COM 055921100 13725 415902 SH SOLE 415902 0 0 BOSTON PPTYS LTD PARTNERSHIP NOTE 2.875% 2/1 10112RAK0 17908 22740000 PRN SOLE 22740000 0 0 BROACADE COMMUNICATIONS SYS I COM NEW 111621306 16201 4695986 SH SOLE 4695986 0 0 BROADCOM CORP CL A 111320107 9944 497700 SH SOLE 497700 0 0 CA INC COM 12673P105 10334 586800 SH SOLE 586800 0 0 CACI INTL INC NOTE 2.125% 5/0 127190AD8 6874 8000000 PRN SOLE 8000000 0 0 CALPINE CORP COM NEW 131347304 5200 763600 SH SOLE 763600 0 0 CAMPBELL SOUP CO COM 134429109 3023 110500 SH SOLE 110500 0 0 CANO PETE INC COM 137801106 2411 5605818 SH SOLE 5605818 0 0 CARDINAL HEALTH INC COM 14149Y108 6901 219223 SH SOLE 219223 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 13276 940200 SH SOLE 940200 0 0 CENTENNIAL COMMUNICTNS CORP N CL A NEW 15133V208 21881 2649006 SH SOLE 2649006 0 0 CF INDS HLDGS INC COM 125269100 19037 267632 SH SOLE 267632 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 7767 349700 SH SOLE 349700 0 0 CHIPOTLE MEXICAN GRILL INC CL A 169656105 960 14460 SH SOLE 14460 0 0 CHUBB CORP COM 171232101 16566 391455 SH SOLE 391455 0 0 CITIGROUP INC COM 172967101 14134 5586496 SH SOLE 5586496 0 0 CITIGROUP INC COM 172967101 1557 27553 SH CALL SOLE 27553 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 9162 504500 SH SOLE 504500 0 0 CME GROUP INC COM 12572Q105 14261 57880 SH SOLE 57880 0 0 COACH INC COM 189754104 9730 582632 SH SOLE 582632 0 0 COCA COLA CO COM 191216100 5920 134700 SH SOLE 134700 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4143 199300 SH SOLE 199300 0 0 COMERICA INC COM 200340107 10824 591132 SH SOLE 591132 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 6721 438117 SH SOLE 438117 0 0 CONOCOPHILLIPS COM 20825C104 20050 512000 SH SOLE 512000 0 0 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 477 304095 SH SOLE 304095 0 0 CONTINENTAL AIRLS INC CL B 210795308 1718 195000 SH SOLE 195000 0 0 CORN PRODS INTL INC COM 219023108 5029 237200 SH SOLE 237200 0 0 COVIDIEN TLD COM G2552X108 12312 370400 SH SOLE 370400 0 0 CSX CORP COM 126408103 19388 750000 SH SOLE 750000 0 0 CULLEN FROST BANKERS INC COM 229899109 1962 41800 SH SOLE 41800 0 0 CUMMINS INC COM 231021106 15695 616700 SH SOLE 616700 0 0 CV THERAPEUTICS INC COM 126667104 19880 1000000 SH SOLE 1000000 0 0 CVS CAREMARK CORPORATION COM 126650100 9297 338211 SH SOLE 338211 0 0 DELL INC COM 24702R101 21618 2280400 SH SOLE 2280400 0 0 DEVON ENERGY CORP NEW COM 25179M103 9908 221700 SH SOLE 221700 0 0 DIRECTV GROUP INC COM 25459L106 2970 130300 SH SOLE 130300 0 0 DISCOVER FINL SVCS COM 254709108 11756 1863100 SH SOLE 1863100 0 0 DOLLAR TREE INC COM 256746108 10646 238962 SH SOLE 238962 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 17203 1017331 SH SOLE 1017331 0 0 E M C CORP MASS NOTE 1.750%12/0 268648AM4 19616 20000000 PRN SOLE 20000000 0 0 EARTHLINK INC COM 270321102 6709 1021231 SH SOLE 1021231 0 0 ECHOSTAR CORP CL A 278768106 8406 566801 SH SOLE 566801 0 0 ECOLAB INC COM 278865100 12083 347915 SH SOLE 347915 0 0 EMBARQ CORP COM 29078E105 49067 1296350 SH SOLE 1296350 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 995 75000 SH SOLE 75000 0 0 ENERGY PARTNERS LTD COM 29270U105 270 2994968 SH SOLE 2994968 0 0 EXPEDITORS INTL WASH INC COM 302130109 4606 162800 SH SOLE 162800 0 0 EXPRESS SCRIPTS INC COM 302182100 13209 286100 SH SOLE 286100 0 0 EXXON MOBIL CORP COM 30231G102 29964 440000 SH SOLE 440000 0 0 FIBERNET TELECOM GRP INC COM PAR $0.001 315653402 7893 717584 SH SOLE 717584 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 23394 1285400 SH SOLE 1285400 0 0 FOREST OIL CORP COM PAR $0.01 346091705 8219 625000 SH SOLE 625000 0 0 FORWARD AIR CORP COM 349853101 8488 523000 SH SOLE 523000 0 0 FOUNDATION COAL HLDGS INC COM 35039W100 5970 416000 SH SOLE 416000 0 0 FRANKLIN RES INC COM 354613101 18839 349720 SH SOLE 349720 0 0 FRONTIER OIL CORP COM 35914P105 2607 203846 SH SOLE 203846 0 0 FTI CONSULTING INC COM 302941109 21816 440900 SH SOLE 440900 0 0 GAP INC DEL COM 364760108 7449 573416 SH SOLE 573416 0 0 GENENTECH INC COM NEW 368710406 18994 200000 SH SOLE 200000 0 0 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 12847 10000000 PRN SOLE 10000000 0 0 GLOBAL INDS LTD COM 379336100 3289 856545 SH SOLE 856545 0 0 GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 8452 24860000 PRN SOLE 24860000 0 0 GOLDCORP INC NEW COM 380956409 5155 154700 SH SOLE 154700 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 2504 400000 SH SOLE 400000 0 0 GRAND CANYON ED INC COM 38526M106 2708 156878 SH SOLE 156878 0 0 HARRIS CORP DEL COM 413875105 4162 143800 SH SOLE 143800 0 0 HEALTH CARE REIT INC NOTE 4.750%12/0 42217KAP1 5521 6000000 PRN SOLE 6000000 0 0 HEWITT ASSOCS INC COM 42822Q100 1220 41001 SH SOLE 41001 0 0 HEWLETT PACKARD CO COM 428236103 48067 1499290 SH SOLE 1499290 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AA9 6842 10000000 PRN SOLE 10000000 0 0 HONEYWELL INTL INC COM 438516106 19109 685900 SH SOLE 685900 0 0 HOSPITALITY PPTYS TR NOTE 3.800% 3/1 44106MAK8 723 1000000 PRN SOLE 1000000 0 0 HURON CONSULTING GROUP INC COM 447462102 4544 107100 SH SOLE 107100 0 0 ILLINOIS TOOL WKS INC COM 452308109 6941 225000 SH SOLE 225000 0 0 INFOGROUP INC COM 45670G108 1074 258267 SH SOLE 258267 0 0 INFORMATION SERVICES GROUP I COM 45675Y104 7316 2382915 SH SOLE 2382915 0 0 INTERPUBLIC GROUPS COS INC COM 460690100 14190 3444100 SH SOLE 3444100 0 0 INTERSIL CORP CL A 46069S109 4990 433900 SH SOLE 433900 0 0 INVESCO LTD SHS G491BT108 10730 774190 SH SOLE 774190 0 0 JOHNSON & JOHNSON COM 478160104 6465 122900 SH SOLE 122900 0 0 JUNIPER NETWORKS INC COM 48203R104 9865 655500 SH SOLE 655500 0 0 K12 INC COM 48273U102 1346 96800 SH SOLE 96800 0 0 KBR INC COM 48242W106 4075 295100 SH SOLE 295100 0 0 KIMBERLY CLARK CORP COM 494368103 2979 64600 SH SOLE 64600 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 8376 143200 SH SOLE 143200 0 0 LANDSTAR SYS INC COM 515098101 34530 1031677 SH SOLE 1031677 0 0 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 37192 1864284 SH SOLE 1864284 0 0 LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 3065 439049 SH SOLE 439049 0 0 LOEWS CORP COM 540424108 7864 355844 SH SOLE 355844 0 0 LOWES COS INC COM 548661107 18664 1022700 SH SOLE 1022700 0 0 MACROVISION SOLUTIONS CORP COM 55611C108 6888 387200 SH SOLE 387200 0 0 MACYS INC COM 55616P104 6209 697600 SH SOLE 697600 0 0 MARSH & MCLENNAN COS INC COM 571748102 14486 715350 SH SOLE 715350 0 0 MARTIN MARIETTA MATLS INC COM 573284106 5544 69907 SH SOLE 69907 0 0 MATERCARD INC CL A 57636Q104 19260 115000 SH SOLE 115000 0 0 MCKESSON CORP COM 58155Q103 6794 193900 SH SOLE 193900 0 0 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 7115 8000000 PRN SOLE 8000000 0 0 METROPCS COMMUNICATIONS INC COM 591708102 5939 347700 SH SOLE 347700 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 1781 687535 SH SOLE 687535 0 0 MONSANTO CO NEW COM 61166W101 7770 93500 SH SOLE 93500 0 0 NASDAQ OMX GROUP INC COM 631103108 6536 333800 SH SOLE 333800 0 0 NAVISTAR INTL CORP NEW COM 63934E108 3068 91700 SH SOLE 91700 0 0 NEWS CORP CL A 65248E104 7561 1142171 SH SOLE 1142171 0 0 NOKIA CORP SPONSORED ADR 654902204 6667 571300 SH SOLE 571300 0 0 NORTHERN TR CORP COM 665859104 15242 254800 SH SOLE 254800 0 0 OLD DOMINION FGHT LINES INC COM 679580100 7648 325600 SH SOLE 325600 0 0 OMNICARE INC COM 681904108 7583 309624 SH SOLE 309624 0 0 OMNICOM GROUP INC NOTE 7/3 681919AV8 4888 5000000 PRN SOLE 5000000 0 0 ON SEMICONDUCTOR CORP COM 682189105 6540 1677000 SH SOLE 1677000 0 0 ONLINE RES CORP COM 68273G101 2353 559000 SH SOLE 559000 0 0 ORACLE CORP COM 68389X105 9908 548300 SH SOLE 548300 0 0 PARTNERRE LTD COM G6852T105 18969 305600 SH SOLE 305600 0 0 PENN VA CORP COM 707882106 1976 180000 SH SOLE 180000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 8441 469750 SH SOLE 469750 0 0 PEPSICO INC COM 713448108 3969 77100 SH SOLE 77100 0 0 PETROHAWK ENERGY CORP COM 716495106 23498 1221964 SH SOLE 1221964 0 0 PFIZER INC COM 717081103 767 10513 SH PUT SOLE 10513 0 0 PHARMERICA CORP COM 71714F104 1165 70000 SH SOLE 70000 0 0 PLAINS EXPL& PRODTN CO COM 726505100 9993 580000 SH SOLE 580000 0 0 PNC FINL SVCS GROUP INC COM 693475105 10218 348848 SH SOLE 348848 0 0 PPG INDS INC COM 693506107 12885 349200 SH SOLE 349200 0 0 PRIDE INTL INC DEL COM 74153Q102 10668 593300 SH SOLE 593300 0 0 PROLOGIS NOTE 1.875%11/1 743410AR3 3710 7000000 PRN SOLE 7000000 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 2454 25000 SH SOLE 25000 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 5165 328359 SH SOLE 328359 0 0 RALCORP HOLDGS INC NEW COM 751028101 11692 217000 SH SOLE 217000 0 0 RAYTHEON CO COM NEW 755111507 15054 386600 SH SOLE 386600 0 0 RCN CORP COM NEW 749361200 2131 576000 SH SOLE 576000 0 0 REDWOOD TR INC COM 758075402 5804 378100 SH SOLE 378100 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 6269 126800 SH SOLE 126800 0 0 ROCKWELL COLLINS INC COM 774341101 13056 400000 SH SOLE 400000 0 0 ROHM & HAAS CO COM 775371107 11235 142500 SH SOLE 142500 0 0 ROHM & HAAS CO COM 775371107 2722 1440 SH CALL SOLE 1440 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 16059 362500 SH SOLE 362500 0 0 RYDER SYS INC COM 783549108 4247 150000 SH SOLE 150000 0 0 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 8823 250000 SH SOLE 250000 0 0 SCHERING PLOUGH CORP COM 806605101 39178 1663600 SH SOLE 1663600 0 0 SCHERING PLOUGH CORP COM 806605101 218 1000 SH CALL SOLE 1000 0 0 SELECTIVE INS GROUP INC COM 816300107 6262 515000 SH SOLE 515000 0 0 SHERWIN WILLIAMS CO COM 824348106 8139 156600 SH SOLE 156600 0 0 SIRF TECHNOLOGY HLDGS INC COM 82967H101 2440 1060766 SH SOLE 1060766 0 0 SMITH INTL INC COM 832110100 18219 848165 SH SOLE 848165 0 0 SMUCKER J M CO COM NEW 832696405 30819 826900 SH SOLE 826900 0 0 SOLERA HOLDINGS INC COM 83421A104 14540 586771 SH SOLE 586771 0 0 STEEL DYNAMICS INC COM 858119100 7841 890000 SH SOLE 890000 0 0 SUN MICROSYSTEMS INC COM NEW 866810203 206 3091 SH CALL SOLE 3091 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 3880 301000 SH SOLE 301000 0 0 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 9832 10000000 PRN SOLE 10000000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 16246 1815200 SH SOLE 1815200 0 0 TARGET CORP COM 87612E106 5637 163900 SH SOLE 163900 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 15568 1127265 SH SOLE 1127265 0 0 TEVA PHARMACEUTICAL FIN II L DBCV 0.250% 2/0 88164RAB3 10477 8000000 PRN SOLE 8000000 0 0 TEVA PHARMACEUTICAL FIN II L DBCV 0.500% 2/0 88164RAA5 9618 8000000 PRN SOLE 8000000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4978 110500 SH SOLE 110500 0 0 THINKORSWIM GROUP INC COM 88409C105 20991 2429571 SH SOLE 2429571 0 0 TIME WARNER CABLE INC COM 88732J207 1610 64927 SH SOLE 64927 0 0 TITANIUM METALS CORP COM NEW 888339207 2897 529600 SH SOLE 529600 0 0 TRANSOCEAN LTD REG SHS H8817H100 12327 209500 SH SOLE 209500 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 861 470700 SH SOLE 470700 0 0 V F CORP COM 918204108 3244 56800 SH SOLE 56800 0 0 VALERO ENERGY CORP NEW COM 91913Y100 12451 695600 SH SOLE 695600 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 12197 563100 SH SOLE 563100 0 0 VERISIGN INC COM 92343E102 12605 668000 SH SOLE 668000 0 0 VISA INC COM CL A 92826C839 25715 462500 SH SOLE 462500 0 0 VMWARE INC CL A COM 928563402 9862 417548 SH SOLE 417548 0 0 WAL MART STORES INC COM 931142103 25654 492400 SH SOLE 492400 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 23148 2091100 SH SOLE 2091100 0 0 WELLPOINT INC COM 94973V107 4218 111100 SH SOLE 111100 0 0 WESTAMERICA BANCORPORATION COM 957090103 2461 54022 SH SOLE 54022 0 0 WESTERN DIGITAL CORP COM 958102105 4999 258500 SH SOLE 258500 0 0 WINDSTREAM CORP COM 97381W104 4441 551000 SH SOLE 551000 0 0 WYETH COM 983024100 63785 1482000 SH SOLE 1482000 0 0 XILINX INC COM 983919101 7894 412000 SH SOLE 412000 0 0 YELLOW ROADWAY CORP NOTE 5.000% 8/0 985577AA3 2345 7000000 PRN SOLE 7000000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----