-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQMaQ08dgguZJ9756EVplca/pZTG4/hDtXVJij3PLZ4shZGD8qpXkZZjxvcTUuZp Om+N8MyPWDgbJjXSzlwLFA== 0000910662-09-000247.txt : 20090514 0000910662-09-000247.hdr.sgml : 20090514 20090514140402 ACCESSION NUMBER: 0000910662-09-000247 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Capital LLP CENTRAL INDEX KEY: 0001439303 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13167 FILM NUMBER: 09825727 BUSINESS ADDRESS: STREET 1: 4 MATTHEW PARKER STREET CITY: LONDON STATE: X0 ZIP: E14 9NY BUSINESS PHONE: 02072272758 MAIL ADDRESS: STREET 1: 4 MATTHEW PARKER STREET CITY: LONDON STATE: X0 ZIP: E14 9NY 13F-HR 1 form13f3q2007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Capital LLP ---------------------------- Address: 4 Matthew Parker Street ---------------------------- London SW1H 9NP ---------------------------- England ---------------------------- Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Compliance Administrator: Name: Boura Tomlinson ---------------------------- Title: Head of Legal and Compliance ---------------------------- Phone: +44 (0) 20 7227 2758 ---------------------------- Signature, Place, and Date of Signing: /s/ Boura Tomlinson - ------------------- [Signature] London, England - --------------- [City, State] May 14, 2009 - ------------ [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 130 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $695,989 (thousands) - -------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/PRN PUT/ INVESTMENT OTHER SOLE SHARED NONE - -------------- --------- ----- ----- ------- ------ ---- ---------- ------ ---- ------ ---- CLASS (x$1000) PRN AMT CALL DISCRETION MANAGERS ----- -------- ------- ---- ---------- -------- Acme Packet COM 004764106 1036 67200 shs SOLE 67200 Adobe Systems COM 00724F101 12132 336880 shs SOLE 336880 AES COM 00130H105 1202 60000 shs SOLE 60000 Allegheny Energy COM 017361106 1307 25000 shs SOLE 25000 Altera COM 021441100 7084 294170 shs SOLE 294170 Amazon.Com COM 023135106 3474 37300 shs SOLE 37300 Amgen COM 031162100 4073 72000 shs SOLE 72000 Anadigics COM 032515108 3258 180200 shs SOLE 180200 Analog Devices COM 032654105 2195 60700 shs SOLE 60700 Apple COM 037833100 19373 141730 shs SOLE 141730 Applied Mats COM 038222105 12397 723910 shs SOLE 723910 Aruba Networks COM 043176106 880 44000 shs SOLE 44000 Aspen Technology COM 045327103 1986 138700 shs SOLE 138700 Autodesk COM 052769106 4747 95000 shs SOLE 95000 Automatic Data Processing COM 053015103 4283 93250 shs SOLE 93250 AXT COM 00246W103 176 50000 shs SOLE 50000 Bancolombia S.A. COM 05968L102 728 58000 shs SOLE 58000 Bear Stearns COM 073902108 12281 100000 shs SOLE 100000 Biogen Idec COM 09062X103 4736 71400 shs SOLE 71400 BMC Software COM 055921100 2717 87000 shs SOLE 87000 Brasil Telecom COM 10553M101 1213 79700 shs SOLE 79700 Broadcom COM 111320107 6412 175960 shs SOLE 175960 Cadence Design System COM 127387108 4598 207230 shs SOLE 207230 Cemig Pn COM 204409601 853 40000 shs SOLE 40000 Ciena Corp COM 171779309 6327 206160 shs SOLE 206160 Cisco Systems COM 17275R102 14347 513060 shs SOLE 513060 Citigroup COM 172967101 11668 250000 shs SOLE 250000 Citrix Systems COM 177376100 5431 134700 shs SOLE 134700 Companhia Brasileira De Dist COM 20440T201 719 50265 shs SOLE 50265 Comtech Telecommunications COM 205826209 8157 177500 shs SOLE 177500 Concur Technologies COM 206708109 4079 129400 shs SOLE 129400 ConocoPhillips COM 20825C104 28525 325000 shs SOLE 325000 Constellation Energy COM 210371100 1115 13000 shs SOLE 13000 Corning COM 219350105 4191 230000 shs SOLE 230000 Cresud COM 226406106 11928 525000 shs SOLE 525000 CSX COM 126408103 55549 1300000 shs SOLE 1300000 Cypress Semicon COM 232806109 3329 113980 shs SOLE 113980 Data Domain COM 23767P109 1238 40000 shs SOLE 40000 Digital River COM 25388B104 940 21000 shs SOLE 21000 DST Systems COM 233326107 7354 85700 shs SOLE 85700 Echelon COM 27874N105 1000 40000 shs SOLE 40000 Electronic Arts COM 285512109 4255 76000 shs SOLE 76000 EMC Mass COM 268648102 4310 207230 shs SOLE 207230 Entergy COM 29364G103 1191 11000 shs SOLE 11000 F5 Networks COM 315616102 3671 136708 shs SOLE 136708 Finisar Corp COM 31787A101 4245 2176000 shs PUT SOLE 2176000 Firstenergy COM 337932107 1267 20000 shs SOLE 20000 Fomento Economico Mexicano SAB de CV Swap COM 344419106 834 22300 shs SOLE 22300 Genentech COM 368710406 6008 77000 shs SOLE 77000 Genzyme COM 372917104 4523 73000 shs SOLE 73000 Goodrich Bf COM 382388106 7629 111810 shs SOLE 111810 Google COM 38259P508 15872 35980 shs SOLE 35980 Harris COM 413875105 6058 104820 shs SOLE 104820 Hewlett-Packard COM 428236103 10556 212010 shs SOLE 212010 Hologic COM 436440101 4912 110520 shs SOLE 110520 Infosys Techs COM 456788108 1210 25000 shs SOLE 25000 Interactive Intelligence COM 45839M103 2662 140082 shs SOLE 140082 International Business Machines COM 459200101 10876 92330 shs SOLE 92330 Intevac COM 461148108 3420 273000 shs SOLE 273000 Intuitive Surgical COM 46120E602 3220 14000 shs SOLE 14000 Inverness Medical Innovation COM 46126P106 4482 111020 shs PUT SOLE 111020 iRobot COM 462726100 859 43200 shs SOLE 43200 Itron COM 465741106 12806 168152 shs SOLE 168152 Juniper Networks COM 48203R104 5272 144000 shs SOLE 144000 KLA Tencor COM 482480100 6748 120981 shs SOLE 120981 Kyphon Inc COM 501577100 2310 33000 shs SOLE 33000 LAM Research COM 512807108 7559 141935 shs SOLE 141935 Liveperson COM 538146101 1478 240000 shs SOLE 240000 Lockheed Martin Corp COM 539830109 7757 71500 shs SOLE 71500 Loral Space & Comms COM 543881106 5366 177300 shs SOLE 177300 Marvell Tech Group COM #N/A N/A 1213 74100 shs SOLE 74100 Maxwell Technologies COM 577767106 2711 376200 shs SOLE 376200 McAfee Inc COM 579064106 2790 80000 shs SOLE 80000 Medtronic COM 585055106 4992 88490 shs SOLE 88490 Millipore COM 601073109 5935 78300 shs SOLE 78300 NCR COM 62886E108 3680 73900 shs SOLE 73900 NDS COM 628891103 5989 146823 shs SOLE 146823 Netlogic Microsystems COM 64118B100 3009 136342 shs SOLE 136342 Network Appliance COM 64120l104 2578 95800 shs SOLE 95800 Norfolk Sthn COM 655844108 28551 550000 shs SOLE 550000 NRG Energy COM 629377508 1057 25000 shs SOLE 25000 Nuance Communications COM 67020Y100 10524 715000 shs SOLE 715000 Oracle COM 68389X105 7172 331270 shs SOLE 331270 OYO Geospace COM 671074102 5841 91500 shs SOLE 91500 Petrobras Pn COM 71654V101 725 27050 shs SOLE 27050 Pico Holdings COM 693366205 12465 300000 shs SOLE 300000 Polycom COM 73172K104 2151 136900 shs SOLE 136900 Powershares DB Agriculture Fund COM 73936B408 17700 600000 shs SOLE 600000 PowerShares Global Water NPV Inc COM 73935X575 21350 1000000 shs SOLE 1000000 PPL COM 69351T106 1019 22000 shs SOLE 22000 Progress Software COM 743312100 758 25000 shs SOLE 25000 Pub Ser Enter Gp COM 744573106 1320 15000 shs SOLE 15000 Qlogic COM 747277101 1739 129300 shs SOLE 129300 Qualcomm COM 747525103 12765 366750 shs SOLE 366750 Quest Software COM 74834T103 927 54000 shs SOLE 54000 Raytheon COM 755111507 5832 91380 shs SOLE 91380 Research In Motion COM 760975102 4928 50000 shs SOLE 50000 Riverbed Technology COM 768573107 848 21000 shs SOLE 21000 Salesforce.com COM 79466L302 4039 118700 shs SOLE 118700 Seagate Technology COM G7945J104 1202 47000 shs SOLE 47000 Sonus Networks COM 835916107 6417 1394600 shs SOLE 1394600 St Jude Medical COM 790849103 3653 82890 shs SOLE 82890 Standard Microsystems COM 853626109 4025 104760 shs SOLE 104760 Supertex Inc COM 868532102 1994 50000 shs SOLE 50000 Synaptics Com COM 87157D109 955 20000 shs SOLE 20000 Tegal COM 879008209 369 68299 shs SOLE 68299 Tessera Technologies COM 88164L100 1238 33000 shs SOLE 33000 Texas Insts COM 882508104 12826 425530 shs SOLE 425530 Thermo Electron COM 883556102 6100 105680 shs SOLE 105680 Trimble Navigation Limited COM 896239100 4333 150500 shs SOLE 150500 Ultimate Software Group COM 90385D107 5233 226230 shs SOLE 226230 Unibanco COM 90458E107 1249 9495 shs SOLE 9495 Vmware COM 928563402 425 5000 shs SOLE 5000 Westar Energy COM 95709T100 1105 45000 shs SOLE 45000 Wisconsin Energy COM 976657106 1126 25000 shs SOLE 25000 Yahoo 30 Call Option January 2008 COM 984332906 2260 20000 shs CALL SOLE 20000 Unibanco COM 90458E107 812 7195 shs SOLE 7195 Vital Images Com USD0.01 COM 92846N104 1128 41542 shs SOLE 41542 Yahoo COM 984332106 16956 625000 shs SOLE 625000 Terremark Worldwide COM 881448203 165 19420 shs SOLE 19420 Texas Insts COM 882508104 3572 110000 shs SOLE 110000 Thermo Electron COM 883556102 2374 64000 shs SOLE 64000 Tibco Software COM 88632Q103 1463 175000 shs SOLE 175000 Veeco Instruments COM 922417100 584 45200 shs SOLE 45200 ViaSat COM 92552V100 860 30000 shs SOLE 30000 Vocus Inc COM 92858J108 193 13000 shs SOLE 13000 Webex Comms COM 94767L109 2694 96000 shs SOLE 96000 Westar Energy COM 95709T100 477 22900 shs SOLE 22900 Xilinx COM 983919101 2622 102983 shs SOLE 102983 Yahoo COM 984332106 2581 80000 shs SOLE 80000
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