-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JwZqvVIdrFbM003z8GmrV0NGki2Y2It/cSeOujO/FVRVNIZNnu+yTAWsJ5BSNK6G 3wdIQWdZ7hs1FgLO12LAFg== 0001318757-09-000042.txt : 20090514 0001318757-09-000042.hdr.sgml : 20090514 20090514123516 ACCESSION NUMBER: 0001318757-09-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 09825305 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp1q09.txt MWLLP13F1Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: May 14, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: 48833 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ABERCROMBIE & FI COMMON STOCK 002896207 1656 69577 SH SOLE 0 69577 0 0 D ANNALY CAPITAL M COMMON STOCK 035710409 2528 182232 SH SOLE 0 182232 0 0 D BANK OF HAWAII COMMON STOCK 062540109 1162 35244 SH SOLE 0 35244 0 0 D BB&T CORP COMMON STOCK 054937107 1786 105540 SH SOLE 0 105540 0 0 D BLACKROCK INC COMMON STOCK 09247X101 2519 19372 SH SOLE 0 19372 0 0 D CARDIOME PHARMA COMMON STOCK 14159U202 194 66263 SH SOLE 0 66263 0 0 D CARNIVAL CORP COMMON STOCK 143658300 2698 124928 SH SOLE 0 124928 0 0 D CENTRAL EURO DIS COMMON STOCK 153435102 369 34300 SH SOLE 0 34300 0 0 D CHINA SECURITY & COMMON STOCK 16942J105 251 65276 SH SOLE 0 65276 0 0 D CITIGROUP INC COMMON STOCK 172967101 1031 407455 SH SOLE 0 407455 0 0 D ELAN CORP-ADR ADRS STOCK 284131208 168 25281 SH SOLE 0 25281 0 0 D EMC CORP/MASS COMMON STOCK 268648102 944 82800 SH SOLE 0 82800 0 0 D EQUIFAX INC COMMON STOCK 294429105 565 23110 SH SOLE 0 23110 0 0 D FRANKLIN RES INC COMMON STOCK 354613101 1370 25434 SH SOLE 0 25434 0 0 D FRESH DEL MONTE COMMON STOCK KYG367381053 936 56999 SH SOLE 0 56999 0 0 D GE US 06/09 P5.000000 COMMON STOCK 3696048RE 1 43 SH SOLE 0 43 0 0 D GOLD FIELDS-ADR ADRS STOCK 38059T106 191 16800 SH SOLE 0 16800 0 0 D GOLDMAN SACHS GP COMMON STOCK 38141G104 1393 13139 SH SOLE 0 13139 0 0 D ICON PLC-ADR ADRS STOCK 45103T107 183 11316 SH SOLE 0 11316 0 0 D JP MORGAN CHASE COMMON STOCK 46625H100 2721 102384 SH SOLE 0 102384 0 0 D MOBILE TELES-ADR ADRS STOCK 607409109 11 382 SH SOLE 0 382 0 0 D MORGAN STANLEY COMMON STOCK 617446448 3322 145904 SH SOLE 0 145904 0 0 D NEW ORIENTAL-ADR ADRS STOCK 647581107 161 3200 SH SOLE 0 3200 0 0 D NYSE EURONEXT COMMON STOCK 629491101 956 53412 SH SOLE 0 53412 0 0 D OIL SVC HLDRS TR ETF STOCK 678002106 6 77 SH SOLE 0 77 0 0 D PFIZER INC COMMON STOCK 717081103 10755 789645 SH SOLE 0 789645 0 0 D PITNEY BOWES INC COMMON STOCK 724479100 1412 60489 SH SOLE 0 60489 0 0 D ROCHE HLDGS-ADR ADRS STOCK 771195104 3385 98414 SH SOLE 0 98414 0 0 D SANDISK CORP COMMON STOCK 80004C101 692 54700 SH SOLE 0 54700 0 0 D Streamserve COMMON STOCK GB0000000666 1377 1377410 SH SOLE 0 1377410 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 828 172477 SH SOLE 0 172477 0 0 D WYETH COMMON STOCK 983024100 3262 75786 SH SOLE 0 75786 0 0 S REPORT SUMMARY 32 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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