-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FKauFpcoKRMyp+ByD/Hvq19Y5ekCy1TOA1RfnOHNyl0axkFwl7uYNsbUiwSmpR2R Q5vuhpu+KQbSfM8kAV6QQQ== 0000910662-09-000239.txt : 20090513 0000910662-09-000239.hdr.sgml : 20090513 20090513125109 ACCESSION NUMBER: 0000910662-09-000239 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Capital LLP CENTRAL INDEX KEY: 0001439303 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13167 FILM NUMBER: 09821401 BUSINESS ADDRESS: STREET 1: 4 MATTHEW PARKER STREET CITY: LONDON STATE: X0 ZIP: E14 9NY BUSINESS PHONE: 02072272758 MAIL ADDRESS: STREET 1: 4 MATTHEW PARKER STREET CITY: LONDON STATE: X0 ZIP: E14 9NY 13F-HR 1 form13f3q2006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Capital LLP ---------------------------- Address: 4 Matthew Parker Street ---------------------------- London SW1H 9NP ---------------------------- England ---------------------------- Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Compliance Administrator: Name: Boura Tomlinson ---------------------------- Title: Head of Legal and Compliance ---------------------------- Phone: +44 (0) 20 7227 2758 ---------------------------- Signature, Place, and Date of Signing: /s/ Boura Tomlinson - ------------------- [Signature] London, England - --------------- [City, State] May 13, 2009 - ------------ [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 123 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $353,765 (thousands) - -------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/PRN PUT/ INVESTMENT OTHER SOLE SHARED NONE - -------------- --------- ----- ----- ------- ------ ---- ---------- ------ ---- ------ ---- CLASS (x$1000) PRN AMT CALL DISCRETION MANAGERS ----- -------- ------- ---- ---------- -------- Adobe Systems COM 00724F101 6143 164000 shs SOLE 164000 Advanced Micro Devices COM 007903107 3350 134800 shs SOLE 134800 AES COM 00130H105 367 18000 shs SOLE 18000 Agilent Techs COM 00846U101 2615 80000 shs SOLE 80000 Akamai Techs COM 00971T101 3656 85300 shs SOLE 85300 Allos Therapeutics COM 019777101 189 50000 shs SOLE 50000 Amer Med Sys Hdg COM 02744M108 2831 153600 shs SOLE 153600 American Electric Power COM 025537101 473 13000 shs SOLE 13000 Amgen COM 031162100 7332 102500 shs SOLE 102500 Apple Computers COM 037833100 7082 92000 shs SOLE 92000 Applera Appd Bios COM 038149100 2490 75200 shs SOLE 75200 Applied Mats COM 038222105 5989 337800 shs SOLE 337800 Aquantive COM 03839G105 1299 55000 shs SOLE 55000 ATMI COM 00207R101 4529 179300 shs SOLE 179300 AudioCodes COM m15342104 1606 211000 shs SOLE 211000 Autodesk COM 052769106 2678 77003 shs SOLE 77003 Automatic Data Processing COM 053015103 4933 104200 shs SOLE 104200 BEA Systems COM 073325102 3496 230000 shs SOLE 230000 Biogen Idec COM 09062X103 1700 38050 shs SOLE 38050 Biomet COM 090613100 2298 71400 shs SOLE 71400 Bristol Myers Squibb 25 Call Option Jan 2007 COM 110122908 1400 10000 shs CALL SOLE 10000 Broadcom COM 111320107 6135 221800 shs SOLE 221800 Check Point Software Tech Lt COM M22465104 1717 90000 shs SOLE 90000 Cisco Systems COM 17275R102 5290 230200 shs SOLE 230200 Citrix Systems COM 177376100 6482 207700 shs SOLE 207700 CMP Sciences COM 205363104 4981 101400 shs SOLE 101400 Coca Cola COM 191216100 6702 150000 shs SOLE 150000 Cognizant Technology Solutions COM 192446102 3441 59400 shs SOLE 59400 Cognos Inc COM 19244C109 1460 40000 shs SOLE 40000 Colour Kinetics COM 19624P100 2603 208900 shs SOLE 208900 Commvault Services COM 204166102 540 30000 shs SOLE 30000 Comtech Telecommunications COM 205826209 2678 120000 shs SOLE 120000 Concur Technologies COM 206708109 2919 272600 shs SOLE 272600 Corning COM 219350105 3561 145900 shs SOLE 145900 Cybersource COM 23251J106 597 50500 shs SOLE 50500 Cypress Semicon COM 232806109 2132 120000 shs SOLE 120000 DST Systems COM 233326107 4934 80000 shs SOLE 80000 Edison International COM 281020107 591 14200 shs SOLE 14200 Electronic Arts COM 285512109 5372 96200 shs SOLE 96200 Emcore Corp COM 290846104 646 109200 shs SOLE 109200 Ems Technologies COM 26873N108 563 30000 shs SOLE 30000 EPIQ Systems COM 26882D109 1611 109539 shs SOLE 109539 Essex COM 296744105 752 43200 shs SOLE 43200 Exelon COM 30161N101 1211 20000 shs SOLE 20000 F5 Networks COM 315616102 2611 48600 shs SOLE 48600 Finisar Corp COM 31787A101 1271 700000 shs SOLE 700000 First Data COM 319963104 3360 80000 shs SOLE 80000 Firstenergy COM 337932107 1173 21000 shs SOLE 21000 Forrester Research COM 346563109 2628 138900 shs SOLE 138900 FuelCell Energy COM 35952H106 167 22000 shs SOLE 22000 Genentech COM 368710406 6533 79000 shs SOLE 79000 Genzyme COM 372917104 5357 79400 shs SOLE 79400 Google COM 38259P508 4730 14940 shs SOLE 14940 Great Plains Energy COM 391164100 465 15000 shs SOLE 15000 Grupo Televisa COM 40049J206 490 23065 shs SOLE 23065 Harris COM 413875105 5566 125100 shs SOLE 125100 Hewlett-Packard COM 428236103 5144 140200 shs SOLE 140200 Hologic COM 436440101 1306 30000 shs SOLE 30000 ID Systems COM 449489103 853 36100 shs SOLE 36100 Indus International COM 45578L100 758 302154 shs SOLE 302154 Intermec Inc COM 458786100 2944 111700 shs SOLE 111700 International Business Machines COM 459200101 4097 50000 shs SOLE 50000 Intevac COM 461148108 672 40000 shs SOLE 40000 Intl Game Technology COM 459902102 3847 123800 shs SOLE 123800 Intuitive Surgical COM 46120E602 1055 10000 shs SOLE 10000 Ishares Nasdaq Biotech Index Fund COM 464287556 6109 97600 shs SOLE 97600 Jabil Circuit COM 466313103 4571 160000 shs SOLE 160000 JDS Uniphase COM 46612J507 767 350000 shs SOLE 350000 Juniper Networks COM 48203R104 1728 100000 shs SOLE 100000 KLA Tencor COM 482480100 6715 151000 shs SOLE 151000 LAM Research COM 512807108 6836 150800 shs SOLE 150800 Lockheed Martin Corp COM 539830109 5852 68000 shs SOLE 68000 Mattson Technology Inc COM 577223100 528 63600 shs SOLE 63600 Maxwell Technologies COM 577767106 2103 161900 shs SOLE 161900 Medimmune COM 584699102 1701 58100 shs SOLE 58100 Medtronic COM 585055106 2786 60000 shs SOLE 60000 Micron Tech COM 595112103 4456 256100 shs SOLE 256100 Microsoft COM 594918104 3009 110000 shs SOLE 110000 Millipore COM 601073109 4628 75500 shs SOLE 75500 Motorola COM 620076109 4375 175000 shs SOLE 175000 Nat Semiconductor COM 637640103 6458 274460 shs SOLE 274460 NCR COM 62886E108 4453 112800 shs SOLE 112800 NDS Gp COM 628891103 4825 129823 shs SOLE 129823 Neoware Systems COM 64065P102 951 70000 shs SOLE 70000 Netlogic Microsystems COM 64118B100 2600 124300 shs SOLE 124300 Network Appliance COM 64120l104 6909 206690 shs SOLE 206690 Novellus Systems COM 670008101 2193 79300 shs SOLE 79300 Nuance Communications COM 67020Y100 980 120000 shs SOLE 120000 OGE Energy COM 670837103 1083 30000 shs SOLE 30000 Opsware COM 68383A101 901 180000 shs SOLE 180000 Petrobras Pn COM 71654V101 1283 17140 shs SOLE 17140 PowerDsine COM M41415106 426 44800 shs SOLE 44800 PowerShares Global COM 73935X575 5919 350000 shs SOLE 350000 Qualcomm COM 747525103 7510 238500 shs SOLE 238500 Raytheon COM 755111507 3073 64000 shs SOLE 64000 Research In Motion COM 760975102 3387 33000 shs SOLE 33000 Rockwell Automation COM 773903109 1162 20000 shs SOLE 20000 Salesforce.com COM 79466L302 4065 142700 shs SOLE 142700 Seagate Tech COM G7945J104 0 180000 shs SOLE 180000 Sonus Networks COM 835916107 1260 240000 shs SOLE 240000 St Jude Medical COM 790849103 4252 120500 shs SOLE 120500 Stamps Com Inc COM 852857200 534 28000 shs SOLE 28000 Standard Microsystems COM 853626109 3220 113300 shs SOLE 113300 Sun Microsystems COM 866810203 3960 915200 shs SOLE 915200 Supertex Inc COM 868532102 871 22400 shs SOLE 22400 Synopsys COM 871607107 2268 115000 shs SOLE 115000 Tegal COM 879008209 103 24999 shs SOLE 24999 Tellabs COM 879664100 4303 392600 shs SOLE 392600 Teradyne COM 880770102 3974 302000 shs SOLE 302000 Texas Insts COM 882508104 4472 134500 shs SOLE 134500 Thermo Electron COM 883556102 4366 111000 shs SOLE 111000 Tibco Software COM 88632Q103 1572 175000 shs SOLE 175000 Trintech Group COM 896682200 800 250000 shs SOLE 250000 TXU COM 873168108 938 15000 shs SOLE 15000 ViaSat COM 92552V100 1003 40000 shs SOLE 40000 Vistaprint Limited COM g93762204 726 28000 shs SOLE 28000 Webex Comms COM 94767L109 4269 135279 shs SOLE 135279 Williams Cos 22.5 Call Option January 2007 COM 969457900 72 300 shs CALL SOLE 300 Williams Cos 25 Put Option November 2006 COM 969457950 51 300 shs PUT SOLE 300 Xcel Energy COM 98389B100 454 22000 shs SOLE 22000 Xilinx COM 983919101 3944 179700 shs SOLE 179700 Xyratex Ltd COM G98268108 1585 83150 shs SOLE 83150 Yahoo COM 984332106 2022 80000 shs SOLE 80000
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