-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R3t2eDPzLjVnH9QoVPpvTiB54Xl5P30w83zfKNq7/Br+MMAOEJSQprBdXJObV7aR RgdjsCqS9kZJz39hCR5/Ag== 0000860828-09-000002.txt : 20090511 0000860828-09-000002.hdr.sgml : 20090511 20090511143028 ACCESSION NUMBER: 0000860828-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090511 DATE AS OF CHANGE: 20090511 EFFECTIVENESS DATE: 20090511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 09814160 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt FORM 13F 033109 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 2200 South Utica Place Suite 150 Tulsa, OK 74114 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Financial Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK May 11, 2009 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $136,089 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3DICON CORP COMMON 88579F102 63,184 2,747,140 X 2,747,140 0 0 3M CO COMMON 88579Y101 218,768 4,400 X 4,400 0 0 A T & T INC (NEW) COMMON 00206R102 3,513,182 139,412 X 139,412 0 0 AAON INC COMMON 000360206 13,996,069 772,410 X 772,410 0 0 ABB LTD ADR COMMON 000375204 2,886,361 207,056 X 207,056 0 0 ABBOTT LABS COMMON 002824100 477,000 10,000 X 10,000 0 0 ACCENTURE LTD SHS CL COMMON G1150G111 3,272,685 119,050 X 119,050 0 0 APACHE CORP COMMON 037411105 302,248 4,716 X 4,716 0 0 B P PLC ADR COMMON 055622104 270,876 6,755 X 6,755 0 0 BANK OF AMERICA COMMON 060505104 75,620 11,088 X 11,088 0 0 BERKSHIRE HATHAWAY IN COMMON 084670207 2,989,200 1,060 X 1,060 0 0 BOEING CO COMMON 097023105 3,042,652 85,516 X 85,516 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 2,415 43,226 X 43,226 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 2,541,142 184,408 X 184,408 0 0 CANADIAN SUPERIOR ENE COMMON 136644101 0 11,300 X 11,300 0 0 CAPITAL ONE COMMON 14040H105 1,968,620 160,835 X 160,835 0 0 CHEVRONTEXACO CORP COMMON 166764100 278,508 4,142 X 4,142 0 0 COCA COLA CO COMMON 191216100 2,821,766 64,204 X 64,204 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 115 50,000 X 50,000 0 0 DYNEGY INC DEL CL A COMMON 26816Q101 14,000 10,000 X 10,000 0 0 EXXON MOBIL CORP COMMON 30231G102 1,602,915 23,538 X 23,538 0 0 FEDEX CORP COMMON 31428X106 2,442,307 54,896 X 54,896 0 0 FIFTH THIRD BANCORP COMMON 316773100 135,123 46,275 X 46,275 0 0 GASTAR EXPL LTD COMMON 367299104 5,400 10,000 X 10,000 0 0 GENERAL ELECTRIC COMMON 369604103 328,964 32,539 X 32,539 0 0 GENUINE PARTS CO COMMON 372460105 2,699,643 90,410 X 90,410 0 0 GENWORTH FINL INC CL COMMON 37247D106 667,527 351,330 X 351,330 0 0 GENZYME CORP GEN DIV COMMON 372917104 3,673,865 61,860 X 61,860 0 0 GLAXOSMITHKLINE PLC A COMMON 37733W105 3,713,145 119,509 X 119,509 0 0 GOOGLE INC-CL A COMMON 38259P508 4,421,058 12,702 X 12,702 0 0 HEINZ H J CO COMMON 423074103 2,833,407 85,705 X 85,705 0 0 I B M COMMON 459200101 344,978 3,561 X 3,561 0 0 INTEL CORP COMMON 458140100 4,809,887 320,019 X 320,019 0 0 J P MORGAN CHASE & CO COMMON 46625H100 3,884,614 146,148 X 146,148 0 0 JOHNSON & JOHNSON COMMON 478160104 335,851 6,385 X 6,385 0 0 KIMBERLY CLARK CORP COMMON 494368103 3,289,949 71,350 X 71,350 0 0 LOCKHEED MARTIN CORP COMMON 539830109 248,508 3,600 X 3,600 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 282,686 9,625 X 9,625 0 0 MARATHON OIL CORP COMMON 565849106 3,640,639 138,480 X 138,480 0 0 MICROSOFT COMMON 594918104 510,749 27,803 X 27,803 0 0 NASDAQ STK MKT INC COMMON 631103108 2,781,437 142,055 X 142,055 0 0 NEWMONT MINING CORP COMMON 651639106 5,350,745 119,543 X 119,543 0 0 NORTHROP GRUMMAN COMMON 666807102 3,772,023 86,435 X 86,435 0 0 NOVARTIS AG SPONSORED COMMON 66987V109 3,486,829 92,171 X 92,171 0 0 OCCIDENTAL PETE CORP COMMON 674599105 334,512 6,011 X 6,011 0 0 ONEOK PARTNERS L P COMMON 68268N103 216,461 5,325 X 5,325 0 0 PARKER DRILLING CO COMMON 701081101 82,800 45,000 X 45,000 0 0 PAYCHEX INC COMMON 704326107 4,383,538 170,765 X 170,765 0 0 PEPSICO INC COMMON 713448108 513,256 9,970 X 9,970 0 0 PERRIGO CO COMMON 714290103 3,271,104 131,740 X 131,740 0 0 PHILIP MORRIS INTL IN COMMON 718172109 218,817 6,150 X 6,150 0 0 PROCTER & GAMBLE COMP COMMON 742718109 4,182,016 88,809 X 88,809 0 0 SANOFI-AVENTIS SPONSO COMMON 80105N105 3,681,202 131,801 X 131,801 0 0 SHARON ENERGY LTD COMMON 819606104 300 10,000 X 10,000 0 0 SUNCOR ENERGY INC COMMON 867229106 4,206,374 189,391 X 189,391 0 0 TOTAL FINA ELF S A AD COMMON 89151E109 3,227,069 65,778 X 65,778 0 0 TRONOX INC COMMON 897051207 349 11,643 X 11,643 0 0 TYCO INTERNATIONAL LT COMMON H89128104 2,550,233 130,380 X 130,380 0 0 UNITEDHEALTH GROUP IN COMMON 91324P102 2,585,588 123,535 X 123,535 0 0 VODAFONE GROUP INC COMMON 92857W209 3,276,583 188,093 X 188,093 0 0 WAL MART STORES INC COMMON 931142103 4,051,713 77,768 X 77,768 0 0 WILLIAMS CLAYTON ENER COMMON 969490101 591,145 20,217 X 20,217 0 0 WILLIAMS COS INC COMMON 969457100 142,079 12,485 X 12,485 0 0 WYETH COMMON 983024100 4,576,874 106,340 X 106,340 0 0
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