-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jiep3QCdx0FEWFKn5AQPHwkQ2x1yx/vuVBQE2eoiNp1GTl7AGz1DFPBYeylMPFY9 xjy2/AJgAMtBeceTsN1Lkw== 0001169232-09-002359.txt : 20090501 0001169232-09-002359.hdr.sgml : 20090501 20090501115639 ACCESSION NUMBER: 0001169232-09-002359 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090501 DATE AS OF CHANGE: 20090501 EFFECTIVENESS DATE: 20090501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 09787788 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d76673_13fhr.txt INVESTMENT MANAGER REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2009 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY May 1, 2009 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 452 Form 13F Information Table Value Total: $2,332,219 List of Other Included Managers: 1 Tocqueville Asset Management L.P. FORM 13F TAM LP 31-Mar-09
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------- ------- --------- -------- ------- --- ---- ------- -------- -------- -------- ------- 100,000ths Wells Fargo & Co. ( PFD kek746889 0 100000 SH Sole 100000 Bank of America Corp. Pfd 8.2% PFD 060505765 199 18200 SH Sole 18200 CORTS TR IV IBM DEBS CORTS A 7 PFD 22082g208 202 8000 SH Sole 8000 Entergy Miss.7.25% C@25 11/22/ PFD 29364n868 205 8500 SH Sole 8500 Freeport-McMoran C & G Pfd Per PFD 35671D790 8881 9700 SH Sole 9700 Pub Storage Ser E 6.75% C@25 PFD 74460D398 696 40000 SH Sole 40000 Pub Storage Ser-W 6.50% C@25 1 PFD 74460D570 306 17800 SH Sole 17800 Pub Storage Ser-X 6.45% C@25 1 PFD 74460D554 333 20200 SH Sole 20200 Pub Storage Ser-Z 6.25% C@25 PFD 74460D521 751 44200 SH Sole 44200 Public Storage Ser-F 6.45% C@2 PFD 74460D380 471 28500 SH Sole 28500 Public Storage Series-M 6.625% PFD 74460D232 1580 90750 SH Sole 90750 US Bancorp Pfd. 7.875% PFD 902973882 261 13800 SH Sole 13800 1 800 Flowers Com Inc. COM 68243Q106 5338 2578963 SH Sole 2071197 507766 3Com Corp. COM 885535104 94 30500 SH Sole 30500 3M Company COM 88579Y101 17431 350580 SH Sole 345750 4830 99 Cents Only Stores COM 65440K106 220 23790 SH Sole 204 23586 AFLAC Inc. COM 001055102 890 45975 SH Sole 45975 ALLIANCE ONE INTL INC COM COM 018772103 162 42222 SH Sole 42222 AT & T Inc. COM 00206R102 2867 113754 SH Sole 86602 27152 Abbott Laboratories COM 002824100 11903 249529 SH Sole 241257 8272 Activision Blizzard, Inc. COM 00507V109 3904 373267 SH Sole 373267 Adobe Systems Inc. COM 00724F101 16831 786850 SH Sole 786850 Agilent Technologies, Inc. COM 00846U101 216 14025 SH Sole 3220 10805 Air Products & Chemicals COM 009158106 2994 53230 SH Sole 53230 Ak Stl Hldg Corp Com COM 001547108 299 42035 SH Sole 8000 34035 Alaska Communications Systems COM 01167P101 17160 2561200 SH Sole 2561200 Albany International Corp COM 012348108 786 86800 SH Sole 86800 Alcoa Inc. COM 013817101 555 75636 SH Sole 11124 64512 Alkermes Inc. COM 01642T108 20708 1707155 SH Sole 1401915 305240 Allied Capital Corp. COM 01903Q108 24 15000 SH Sole 15000 Allied Nevada Gold Corporation COM 019344100 267 45598 SH Sole 45598 Allscripts-Misys Healthcare So COM 01988P108 21483 2087783 SH Sole 1702223 385560 Altria Group Inc. COM 02209S103 1214 75762 SH Sole 73193 2569 Amazon.com Inc. COM 023135106 1768 24075 SH Sole 24075 American Express Co. COM 025816109 8990 659555 SH Sole 659455 100 American Int'l Group COM 026874107 12 11548.2 SH Sole 9637.2 1911 American Software, Inc. COM 029683109 2316 439446 SH Sole 416366 23080 American Superconductor Corp COM 030111108 455 26300 SH Sole 24300 2000 Amgen Inc. COM 031162100 20412 412196 SH Sole 404857 7339 Amkor Technology Inc. COM 031652100 325 120756 SH Sole 120756 Amylin Pharmaceuticals Inc. COM 032346108 505 43000 SH Sole 43000 Anadarko Petroleum Corp. COM 032511107 5292 136080 SH Sole 134685 1000 395 Analogic Corporation COM 032657207 12310 384444 SH Sole 308542 75902 Annaly Mtg Mgmt Inc. COM 035710409 173 12500 SH Sole 12500 Apache Corp. COM 037411105 3172 49496 SH Sole 48286 1210 Apollo Group Inc. COM 037604105 767 9789 SH Sole 21 9768 Apple Inc. COM 037833100 10866 103371 SH Sole 101861 1510 Applied Materials Inc. COM 038222105 21721 2020515 SH Sole 2006215 14300 ArcelorMittal COM 03938L104 1546 77147 SH Sole 76100 1047 Archer-Daniels-Midland Co COM 039483102 3797 136686 SH Sole 135013 1673 Aspen Tech Inc. COM 045327103 14523 2077677 SH Sole 1643232 434445 Autodesk Inc. COM 052769106 301 17900 SH Sole 17900 Automatic Data Processing COM 053015103 15735 447528 SH Sole 430946 16582 Avery Dennison Corp. COM 053611109 3099 138707 SH Sole 137550 1157 Avon Products Inc. COM 054303102 1182 61475 SH Sole 61475 BP Prudhoe Bay Royalty Trust COM 055630107 268 4111 SH Sole 4111 Baldor Electric Co COM 057741100 5122 353476 SH Sole 287271 66205 BancorpSouth, Inc. COM 059692103 2324 111500 SH Sole 111500 Bank of the Ozarks, Inc. COM 063904106 265 11500 SH Sole 11500 BankAmerica Corp. COM 060505104 1317 193075 SH Sole 179619 13456 Bard C. R., Inc COM 067383109 3249 40757 SH Sole 40700 57 Baxter International Inc. COM 071813109 6740 131588 SH Sole 131505 83 Baytex Energy Tr.Units COM 073176109 257 21300 SH Sole 21300 Bebe Stores, Inc. COM 075571109 10779 1616031 SH Sole 1303501 312530 Becton Dickinson & Co. COM 075887109 528 7850 SH Sole 7550 300 Berkshire-Hathaway, Inc. Class COM 084670108 1907 22 SH Sole 22 Berkshire-Hathaway, Inc. Class COM 084670207 11491 4075 SH Sole 4075 Boeing Co. COM 097023105 14858 417595 SH Sole 405555 12040 Boston Scientific Corp. COM 101137107 91 11500 SH Sole 11500 Bristol Myers Squibb Co. COM 110122108 32552 1485040 SH Sole 1473762 11278 Brush Engineered Materials Inc COM 117421107 9363 675078 SH Sole 543773 131305 Bunge Ltd COM G16962105 510 9000 SH Sole 9000 CAMBRIDGE HEART INC COM 131910101 11 125531 SH Sole 125531 CARBO Ceramics, Inc. COM 140781105 6578 231298 SH Sole 186723 44575 CB Richard Ellis Group Inc. COM 12497t101 108 26800 SH Sole 26800 CORINTHIAN COLLEGES INC COM COM 218868107 774 39796 SH Sole 24700 106 14990 CSG Systems International COM 126349109 204 14284 SH Sole 14284 CVS/Caremark Corp. COM 126650100 6797 247241 SH Sole 247241 Cabot Microelectronics Corp. COM 12709P103 533 22200 SH Sole 22200 Cambrex Corp. COM 132011107 2345 1028709 SH Sole 980939 47770 Cameron International Corp. COM 13342B105 463 21100 SH Sole 21100 Campbell Soup Cp. COM 134429109 21918 801095 SH Sole 790915 400 9780 Capital Gold Corp COM 14018Y106 855 1500000 SH Sole 1500000 Caterpillar Inc. COM 149123101 2631 94095 SH Sole 82614 11481 Celgene Corp COM 151020104 7966 179404.1 SH Sole 179404.1 Central Garden & Pet Co. COM 153527106 80 10473 SH Sole 10473 Cephalon Inc. COM 156708109 251 3686 SH Sole 3686 Cerner Corp COM 156782104 1839 41825 SH Sole 41825 Charles River Laboratories Int COM 159864107 2100 77160 SH Sole 75660 1500 Chesapeake Energy Corp. COM 165167107 2303 135000 SH Sole 135000 ChevronTexaco Corp. COM 166764100 16559 246260 SH Sole 231081 15179 Chordiant Software, Inc. COM 170404305 61 20000 SH Sole 20000 Chubb Corp COM 171232101 705 16670 SH Sole 16670 Church & Dwight Co. COM 171340102 840 16084 SH Sole 15100 984 Cimarex Energy Co. COM 171798101 202 11000 SH Sole 11000 Cincinnati Bell Inc. COM 171871106 77 33600 SH Sole 33600 Cintas Corp. COM 172908105 393 15900 SH Sole 15900 Circle Corp. COM 172559106 0 28686 SH Sole 28686 Cisco Systems Inc. COM 17275R102 47336 2822666 SH Sole 2816981 5685 Cliffs Natural Resources Inc. COM 18683K101 21489 1183300 SH Sole 1183300 Clorox Co. COM 189054109 211 4108 SH Sole 4108 Coach Inc. COM 189754104 1500 89830 SH Sole 79105 10725 Coca-Cola Company COM 191216100 30503 694037 SH Sole 682927 11110 Colgate Palmolive Co. COM 194162103 30526 517560 SH Sole 513918 150 3492 Columbia Sportswear Co COM 198516106 4393 146815 SH Sole 113725 33090 Comcast Corp - Class A COM 20030N101 1484 108778 SH Sole 91808 16970 Computer Programs & Systems In COM 205306103 469 14101 SH Sole 14101 ConocoPhillips COM 20825C104 5608 143195 SH Sole 130682 500 12013 Convergys Corp. COM 212485106 226 28000 SH Sole 28000 Corning Inc. COM 219350105 58635 4418593 SH Sole 4418575 18 Corrections Corp of America COM 22025Y407 610 47600 SH Sole 47600 Costco Wholesale Corp. COM 22160K105 238 5137 SH Sole 4260 877 Covance Inc. COM 222816100 3551 99665 SH Sole 99665 Crawford Co. Class B COM 224633107 190 28261 SH Sole 189 28072 Cray Inc. COM 225223304 45 13000 SH Sole 13000 Crescent Financial Corporation COM 225744101 162 45000 SH Sole 45000 Cross Timbers Royalty Trust COM 22757R109 1450 79703 SH Sole 79703 Cullen/Frost Bankers Inc. COM 229899109 1359 28950 SH Sole 28950 Cymer, Inc. COM 232572107 12810 575467 SH Sole 463282 112185 DPL Inc. COM 233293109 1294 57400 SH Sole 57400 Danaher Corp. COM 235851102 2296 42350 SH Sole 42350 Deere & Co. COM 244199105 1048 31878 SH Sole 31200 678 Dell Inc. COM 24702R101 308 32541 SH Sole 32541 Devon Energy Corp. COM 25179M103 2677 59895 SH Sole 59895 Diamond Foods Inc. COM 252603105 226 8095 SH Sole 83 8012 Diamonds Tr Unit Ser 1 COM 252787106 293 3860 SH Sole 3860 DirecTV Group Inc. COM 25459L106 302 13244 SH Sole 13244 Disney, Walt Company COM 254687106 2659 146434 SH Sole 131879 14555 Dominion Res Inc./VA COM 25746U109 1449 46760 SH Sole 46760 Dover Corp. COM 260003108 235 8900 SH Sole 200 8700 Dreamworks Animation SKG COM 26153c103 1219 56338 SH Sole 22464 33874 Du Pont De Nemours, E.I. & Co. COM 263534109 29455 1319095 SH Sole 1312385 6710 Duke Energy Corp COM 26441C105 2042 142580 SH Sole 138580 4000 Durect Corp. COM 266605104 557 250000 SH Sole 250000 EMC Corp. COM 268648102 5899 517450 SH Sole 517450 East West Bancorp Inc. COM 27579r104 2694 589500 SH Sole 589500 Eastman Kodak COM 277461109 42 10943 SH Sole 300 10643 Eaton Corp COM 278058102 978 26536 SH Sole 25537 999 El Paso Corp. COM 28336L109 119 19100 SH Sole 19100 Electro Scientific Industries COM 285229100 6312 1066151 SH Sole 867178 198973 Emerson Electric Co. COM 291011104 2019 70654 SH Sole 54807 1000 14847 Enbridge Energy mgmt. LLC (fra COM ckc50x106 0 79230 SH Sole 79230 Energy Select Sector SPDR COM 81369Y506 2826 66565 SH Sole 64890 275 1400 EnergySolutions Inc. COM 292756202 17913 2070850 SH Sole 1669115 401735 Enterprise Products Partners L COM 293792107 397 17841 SH Sole 17841 Epicor Software Corp. COM 29426L108 8915 2339967 SH Sole 1873967 466000 Expeditors Int'l of Washington COM 302130109 385 13600 SH Sole 13600 Exterran Holdings Inc. COM 30225x103 164 10249 SH Sole 10249 Exxon Mobil Corp. COM 30231G102 41700 612330.9 SH Sole 576817.9 35513 FEI Company COM 30241l109 7798 505399 SH Sole 403841 101558 FPL Group Inc COM 302571104 63453 1250798 SH Sole 1243388 7410 FRANKLIN CR MGMT CORP COM NEW COM 353487200 13 29025 SH Sole 29025 Fair, Issac & Co. COM 303250104 10868 772442 SH Sole 604187 168255 Fairpoint Communications Inc. COM 305560104 9 11360.31 SH Sole 11360.31 Family Dollar Stores COM 307000109 820 24583 SH Sole 11700 67 12816 Finish Line Inc. COM 317923100 200 30145 SH Sole 30145 First Opportunity Fund Inc. COM 33587T108 362 83800 SH Sole 83800 First Solar Inc. COM 336433107 1826 13760 SH Sole 13760 Flextronics Intl Ltd. COM Y2573F102 131 45420 SH Sole 45420 Fluor Corp. COM 343412102 436 12620 SH Sole 12620 Freeport McMoRan Copper & Gold COM 35671D857 5530 145107 SH Sole 135174 9933 Frontier Oil Corporation COM 35914P105 169 13200 SH Sole 13200 GAP Inc. 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COM 74005P104 2549 37875 SH Sole 37875 Precision Castparts Corp. COM 740189105 1719 28700 SH Sole 28500 200 Procter & Gamble Co. COM 742718109 10756 228419.1 SH Sole 218791.1 200 9428 Prudential Financial, Inc. COM 744320102 658 34577 SH Sole 34577 Public Service Enterprise Grou COM 744573106 215 7300 SH Sole 7300 Pure Cycle Corp. COM 746228303 1279 445500 SH Sole 445500 Qualcomm Inc. COM 747525103 4227 108635 SH Sole 108465 170 Quest Diagnostics Inc. COM 74834L100 6082 128100 SH Sole 126300 1800 Questar Corp. COM 748356102 4384 148958 SH Sole 132565 16393 Quicksilver Resources Inc. COM 74837R104 70 12600 SH Sole 12600 Qwest Communications Internati COM 749121109 57 16682 SH Sole 16682 Range Resources Corp COM 75281A109 206 5000 SH Sole 5000 Raytheon Co. COM 755111507 1263 32424 SH Sole 32386 38 Realnetworks COM 75605l104 7238 3106519 SH Sole 2496657 609862 Regions Financial Corp. COM 7591EP100 29 6793 SH Sole 1327 5466 Resmed Inc. COM 761152107 760 21500 SH Sole 21500 Rockwell Automation COM 773903109 1556 71250 SH Sole 71250 Rockwell Collins, Inc. COM 774341101 1377 42200 SH Sole 42200 Roper Industries Inc. COM 776696106 2694 63452 SH Sole 63452 Royal Gold, Inc. COM 780287108 33609 718765 SH Sole 718765 Rydex S&P Equal Weight Financi COM 78355w858 1005 78300 SH Sole 78300 Rydex S&P Equal Weight Healthc COM 78355w841 886 22600 SH Sole 22600 Rydex S&P Equal Weight Technol COM 78355w817 444 15400 SH Sole 15400 SCHOOLWURKS INC COM COM 80802m103 0 12210 SH Sole 12210 SPDR Gold Trust COM 78463V107 28784 318831 SH Sole 315531 1500 1800 SPDR Series Trust Lehman Yield COM 78464a417 353 12000 SH Sole 12000 SYMS CORP COM 871551107 1426 233000 SH Sole 233000 Salesforce.com Inc. COM 79466l302 442 13500 SH Sole 13500 Salisbury Bancorp Inc COM 795226109 357 14538 SH Sole 14538 Salix Pharmaceuticals, Ltd. COM 795435106 22113 2327712 SH Sole 1933878 393834 San Juan Basin Royalty Trust - COM 798241105 339 23750 SH Sole 23750 Scana Corp. COM 80589m102 269 8700 SH Sole 8700 Schering-Plough Corp. COM 806605101 2189 92931 SH Sole 87680 103 5148 Schlumberger Ltd. COM 806857108 39664 976461 SH Sole 965561 10900 Scientific Games Corp - A COM 80874P109 1867 154200 SH Sole 154200 Scotts Co. CL A COM 810186106 1809 52141 SH Sole 50900 62 1179 Seagate Technology COM g7945j104 50 8241 SH Sole 8241 Sector SPDR TR shs ben int fin COM 81369Y605 1137 129085 SH Sole 127585 1500 Sensient Technologies Corp. COM 81725t100 423 18000 SH Sole 18000 Sepracor Inc COM 817315104 931 63500 SH Sole 63500 Sherwin Wiliams Co COM 824348106 284 5474 SH Sole 5474 Sigma-Aldrich Corp. COM 826552101 1028 27215 SH Sole 15275 11940 Silicon Image Inc. COM 82705t102 12251 5104383 SH Sole 4110433 993950 Sonoco Products Co. COM 835495102 13983 666500 SH Sole 666500 Southern Co. COM 842587107 2452 80071 SH Sole 73314 6757 Southwestern Energy COM 845467109 222 7487 SH Sole 5500 1987 Spectra Energy Corp COM 847560109 594 42037 SH Sole 41187 850 St. Joe Co. COM 790148100 8182 488760 SH Sole 390295 98465 St. Jude Medical Inc. COM 790849103 5860 161305 SH Sole 161305 Standard & Poor's Depository R COM 78462f103 3925 49363 SH Sole 44551 4812 Staples Inc. COM 855030102 222 12275 SH Sole 11600 675 Starbucks Corp. COM 855244109 825 74290 SH Sole 74290 Starwood Hotels & Resorts Worl COM 85590A401 481 37881 SH Sole 36985 896 Steelcase Inc. COM 858155203 15743 3142258 SH Sole 3142258 Stericycle Inc. COM 858912108 517 10840 SH Sole 10640 200 Stryker Corp. COM 863667101 2195 64475 SH Sole 63475 1000 Suncor Energy, Inc. COM 867229106 595 26800 SH Sole 24300 500 2000 Symantec Corp COM 871503108 1851 123925 SH Sole 122410 1515 Symyx COM 87155S108 10102 2270159 SH Sole 1933216 336943 Synovus Financial Corp. COM 87161C105 182 56062 SH Sole 45500 10562 Sysco Corp. COM 871829107 2421 106191 SH Sole 97865 8326 TJX Companies, Inc. COM 872540109 2229 86935 SH Sole 85910 1025 TREX INC COM COM 89531P105 76 10007 SH Sole 123 9884 TRW Automotive Holdings COM 87264s106 221 68536 SH Sole 68536 Talisman Energy Inc. COM 87425E103 442 42100 SH Sole 20500 21600 Target Corp. COM 87612E106 1439 41845 SH Sole 41845 Tellabs Inc. COM 879664100 119 25925 SH Sole 25925 Tetra Tech Inc. COM 88162g103 6244 306355 SH Sole 288155 18200 Tetra Technologies COM 88162F105 6984 2148813 SH Sole 1800888 347925 Texas Instruments Inc. COM 882508104 995 60239 SH Sole 60235 4 The Bank of New York Mellon Co COM 064058100 5653 200108.6 SH Sole 199486 622.64 The Manitowoc Company, Inc. COM 563571108 344 105305 SH Sole 105305 The Travelers Companies, Inc. COM 89417E109 255 6263 SH Sole 6220 43 Thermo Fisher Scientific Inc. COM 883556102 3005 84245 SH Sole 84245 Thomas & Betts Corp. COM 884315102 475 19000 SH Sole 19000 Thoratec Laboratories Corp. COM 885175307 19146 745259 SH Sole 622023 63 123173 Tibco Software Inc. COM 88632Q103 15043 2562658 SH Sole 2034087 528571 Tidewater Inc. COM 886423102 674 18150 SH Sole 18150 Total System Services Inc. COM 891906109 275 19898 SH Sole 15000 4898 Tractor Supply Company COM 892356106 8222 228021 SH Sole 183221 44800 Transocean Ltd. COM H8817H100 619 10527 SH Sole 10527 Trimble Navigation Ltd. COM 896239100 1547 101230 SH Sole 101230 Tyco International Ltd. (New) COM H89128104 751 38370 SH Sole 38070 300 US Bancorp COM 902973304 1340 91745 SH Sole 91146 599 Ultra Russell200 ProShares COM 74347R842 382 28350 SH Sole 28350 UltraShort Lehman 20+ Yr Treas COM 74347R297 10616 243255 SH Sole 243255 Ultratech, Inc. COM 904034105 27267 2183070 SH Sole 1814515 368555 Union Pacific Corp. COM 907818108 1263 30733 SH Sole 30682 51 United Health Group Inc. COM 91324P102 392 18734 SH Sole 16540 2194 United Parcel Service, Inc. COM 911312106 11145 226430 SH Sole 224230 2200 United Technologies COM 913017109 4834 112469 SH Sole 112369 100 ValueClick, Inc. COM 92046N102 6615 777372 SH Sole 623837 153535 Verizon Communications COM 92343V104 33451 1107655 SH Sole 1102144 5511 Visa Inc. COM 92826C839 2544 45755 SH Sole 45755 Vulcan Materials Company COM 929160109 421 9499 SH Sole 7200 2299 W&T Offshore Inc. COM 92922P106 190 30850 SH Sole 30850 W. R. Grace & Co. COM 38388F108 3996 632300 SH Sole 632300 WD-40 Company COM 929236107 10219 423322 SH Sole 342505 80817 WGL Holdings Inc. COM 92924F106 790 24100 SH Sole 24100 Wal-Mart Stores Inc. COM 931142103 10734 206018 SH Sole 198498 1100 6420 Walgreen Co. COM 931422109 1026 39541 SH Sole 20980 18561 Watsco Inc. Cl A COM 942622200 769 22600 SH Sole 22600 Websense Inc. COM 947684106 4710 392506 SH Sole 310901 81605 Wells Fargo & Co. COM 949746101 4839 339808 SH Sole 327667 12141 Westell Technologies Inc. COM 957541105 8 28000 SH Sole 28000 Western Union Co. COM 959802109 11364 904050 SH Sole 904050 Western/Claymore Inflation-Lin COM 95766Q106 124 10765 SH Sole 10765 Weyerhaeuser Co. COM 962166104 8598 311845 SH Sole 311515 330 Whole Foods Market Inc. COM 966837106 170 10100 SH Sole 10100 Wiley John & Sons Inc COM 968223206 578 19400 SH Sole 19400 Williams Cos Inc COM 969457100 889 78115 SH Sole 78115 Windstream Corp. COM 97381w104 103 12733 SH Sole 12733 Wright Medical Group Inc. COM 98235T107 16752 1285658 SH Sole 1077791 207867 Wyeth COM 983024100 1007 23386 SH Sole 23386 XTO Energy Inc. COM 98385X106 2031 66328 SH Sole 65991 337 Yahoo! Inc. COM 984332106 253 19750 SH Sole 19650 100 Zimmer Holdings, Inc. COM 98956P102 1560 42744 SH Sole 40984 1760 eBay Inc. COM 278642103 247 19700 SH Sole 19700 iShares - Russell 2000 COM 464287655 8590 204280 SH Sole 203730 350 200 iShares Barclays 1-3 Year Cred COM 464288646 593 6000 SH Sole 6000 iShares Lehman US TIPS Fund COM 464287176 2099 20429 SH Sole 19429 1000 iShares Silver Trust COM 46428q109 358 28000 SH Sole 28000 iShares iBoxx Inv Grade Corp B COM 464287242 5430 57690 SH Sole 57690 streetTRACKS SPDR Biotec ETF COM 78464a870 2063 42985 SH Sole 42985 DREYFUS PREMIER INTERMEDIATE T MF 261967301 269 24576.3 SH Sole 2.121 24574.17 Europacific Growth Cl F MF 298706409 4555 177523.8 SH Sole 155928.6 21595.12 Fidelity Spartan 500 Index Fun MF 315912204 2820 51009.22 SH Sole 51009.22 Fundamental Investors, Inc. MF 360802102 2556 110367.5 SH Sole 110367.5 Hennesy Cornerstone Growth MF 425888104 121 15606.49 SH Sole 15606.49 Integrity Managed Porf Nh Muni MF 45821C600 113 11005.76 SH Sole 11005.76 Putnam Investors Fund Inc CL A MF 746809102 416 52876.07 SH Sole 52876.07 Tocqueville Fund Cl A MF 888894102 56521 3952550 SH Sole 3847821 104728.7 Tocqueville Small Cap Fund MF 888894409 12456 1532044 SH Sole 1520639 11404.81 VANGUARD BOND INDEX FUND INC I MF 921937306 118 11417.62 SH Sole 11417.62 Vanguard GNMA Fund - Admiral MF 922031794 403 37780.41 SH Sole 18894.67 18885.74 Vanguard Gnma Fund MF 922031307 1917 179682.9 SH Sole 138210.6 41472.3 Vanguard Intermediate-Term Tax MF 922907209 1114 85943.84 SH Sole 85943.84 Vanguard Mun Bd Fd Inc Intr Te MF 922907878 1667 128642.2 SH Sole 128642.2 Vanguard Nj L/T Tax-Exempt Adm MF 92204F305 392 35154.97 SH Sole 35154.97 Drinks America Holdings RES 26205U10R 6 33333 SH Sole 33333 Emcore Corp. (XXX) RES 29084610R 388 510000 SH Sole 510000 Mirant Corp - Escrow shares RES 604675991 0 26491 SH Sole 10320 16171 Rockwood Services Corp. (Restr RES 999QBV907 1014 751 SH Sole 751 REPORT SUMMARY 452 DATA RECORDS 2332219
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