-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKf8WHqR69sc85QKMEPmAiq/3qhn+W4/webxl5xSRbkk9I2TznaVQ4ivmtiCeiY8 ZwODSZp9O5tnPEQ2ojXw5w== 0000893750-98-000383.txt : 19981228 0000893750-98-000383.hdr.sgml : 19981228 ACCESSION NUMBER: 0000893750-98-000383 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981224 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DM MANAGEMENT CO /DE/ CENTRAL INDEX KEY: 0000910721 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 042973769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45515 FILM NUMBER: 98775271 BUSINESS ADDRESS: STREET 1: 25 RECREATION PARK DR STREET 2: STE 200 CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 6177402718 MAIL ADDRESS: STREET 1: 25 RECREATION PARK DRIVE SSTE 200 CITY: HINGHAM STATE: MA ZIP: 052043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAT INDUSTRIES PLC /FI CENTRAL INDEX KEY: 0000799853 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 345 STREET 2: 50 VICTORIA ST WINDSOR HOUSE CITY: LONDON ENGLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 01101712227979 MAIL ADDRESS: STREET 1: WINDSOR HOUSE STREET 2: 50 VICTORIA STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: BAT INDUSTRIES PLC /FI DATE OF NAME CHANGE: 19950214 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 )* DM MANAGEMENT COMPANY ------------------------------------------------------------ (Name of Issuer) Common Stock, par value $0.10 per share --------------------------------------------------------------------- (Title of Class of Securities) 233233105 ----------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages CUSIP No. 233233105 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON B.A.T Industries p.l.c. __ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /__/ __ (b) /__/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION England 5 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING -0- PERSON WITH 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- __ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /__/ N.A. 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% 12 TYPE OF REPORTING PERSON* HC *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 4 pages Items 2(a), 4 and 5 of the Statement on Schedule 13G, dated March 12, 1998, filed by B.A.T Industries p.l.c. are hereby amended and restated to read in its entirety as follows: Item 2(a). Name of person filing: B.A.T Industries p.l.c. Item 4 Ownership: (a) Amount Beneficially Owned: -0- (b) Percent of Class: -0- (c) Number of shares as to which person has: (i) Sole voting power: -0- (ii) Shared voting power: -0- (iii) Sole disposition power: -0- (iv) Shared disposition power: -0- Item 5: If this statement is being filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following box. \x\ Page 3 of 4 pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. B.A.T INDUSTRIES p.l.c. Dated December 22, 1998 By: /s/ Anthony Robert Holliman ------------------------------- Name: Anthony Robert Holliman Title: Assistant Corporate Secretary Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----