-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNBxCVmNeseroIC4d/JPpRY5F1lD7FM1qbxIjdNROJqeXRsXf8wdlRpt/lHfZzHK M1FH9pfASeedBSiNxGYtnw== 0001193125-09-088144.txt : 20090427 0001193125-09-088144.hdr.sgml : 20090427 20090427130855 ACCESSION NUMBER: 0001193125-09-088144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 EFFECTIVENESS DATE: 20090427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 09771934 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt FORM 13F-HR OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response. . . . . . .22.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29/TH/ FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. McCarthy Title: Senior Vice President & Director of Operations Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/Michael S. McCarthy Boston, MA 4/27/2009 - ----------------------------- -------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: - -------------------- ----- 28-04975 Affiliated Managers Group, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 470 Form 13F Information Table Value Total: $1,274,357,894.79 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: --- --------------------- ----- 1 28-04975 Affiliated Managers Group [Repeat as necessary.] 13 F Summary- 3/31/09
INVESTMENT DISCRETION VOTING AUTHORITY --------------------------- --------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ ----- ------- ------ ------ 3M CO COMMON 88579Y101 89,744.60 1,805 1,805 1,805 99 CENTS ONLY STORES COMMON 65440K106 4,366,999.56 472,619 472,619 454,401 18,218 A POWER ENERGY GENERAT SYS L COMMON G04136100 2,923,055.10 673,515 673,515 648,842 24,673 ABB LTD COMMON 000375204 2,587,584.62 185,623 185,623 182,404 3,219 ABBOTT LABS COMMON 002824100 14,446,469.70 302,861 302,861 273,874 28,987 ACE LTD COMMON H0023R105 2,443,836.40 60,491 60,491 55,025 5,466 ACME PACKET INC COMMON 004764106 4,848,594.60 798,780 798,780 765,982 32,798 ADOBE SYS INC COMMON 00724F101 12,834.00 600 600 600 ADVANCED ANALOGIC TECHNOLOGI COMMON 00752J108 3,529,652.40 980,459 980,459 942,730 37,729 AECOM TECHNOLOGY CORP DELAWA COMMON 00766T100 11,146,696.32 427,404 427,404 379,869 47,535 AGNICO EAGLE MINES LTD COMMON 008474108 18,474,239.80 324,565 324,565 290,336 34,229 AGRIUM INC COMMON 008916108 4,294.80 120 120 120 AIXTRON AKTIENGESELLSCHAFT COMMON 009606104 73,428.34 14,426 14,426 12,912 1,514 AKAMAI TECHNOLOGIES INC COMMON 00971T101 887,336.60 45,739 45,739 45,739 ALEXANDER & BALDWIN INC COMMON 014482103 127,501.00 6,700 6,700 2,200 4,500 ALEXION PHARMACEUTICALS INC COMMON 015351109 30,052.68 798 798 798 ALLERGAN INC COMMON 018490102 39,019.92 817 817 817 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 2,071,121.40 56,052 56,052 54,994 1,058 ALLIANCE HEALTHCARE SRVCS IN COMMON 018606202 4,858,572.80 714,496 714,496 685,206 29,290 ALVARION LTD COMMON M0861T100 42,311.73 12,783 12,783 12,783 AMAG PHARMACEUTICALS INC COMMON 00163U106 47,617.15 1,295 1,295 1,295 AMAZON COM INC COMMON 023135106 7,280,768.16 99,139 99,139 89,967 9,172 AMERICAN ELEC PWR INC COMMON 025537101 14,473.98 573 573 573 AMERICAN EXPRESS CO COMMON 025816109 20,445.00 1,500 1,500 1,500 AMERICAN PUBLIC EDUCATION IN COMMON 02913V103 9,734,660.82 231,447 231,447 218,774 12,673 AMERICAN RAILCAR INDS INC COMMON 02916P103 1,890,126.49 247,723 247,723 238,157 9,566 AMERICAN SUPERCONDUCTOR CORP COMMON 030111108 13,794,494.79 796,909 796,909 756,112 40,797 AMERON INTL INC COMMON 030710107 3,912,532.68 74,298 74,298 71,589 2,709 AMGEN INC COMMON 031162100 2,539,286.56 51,278 51,278 46,743 4,535 AMPHENOL CORP NEW COMMON 032095101 4,933,499.34 173,166 173,166 169,201 3,965 AMTECH SYS INC COMMON 032332504 2,227,792.42 691,861 691,861 663,494 28,367 ANADARKO PETE CORP COMMON 032511107 5,780,842.94 148,646 148,646 135,461 13,185
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- ------------------------ SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- --------- ------ ------- ANAREN INC COMMON 032744104 1,579,889.16 144,414 144,414 138,475 5,939 ANGLO AMERN PLC COMMON 03485P201 162,539.15 19,055 19,055 19,055 ANGLOGOLD ASHANTI LTD COMMON 035128206 147,407.60 4,010 4,010 4,010 APAC CUSTOMER SERVICES INC COMMON 00185E106 10,271.40 3,021 3,021 3,021 APACHE CORP COMMON 037411105 4,606,020.12 71,868 71,868 65,820 6,048 APOLLO GROUP INC COMMON 037604105 11,106,019.05 141,785 141,785 129,171 12,614 APPLE INC COMMON 037833100 21,875,472.00 208,100 208,100 183,463 24,637 APPLIED SIGNAL TECHNOLOGY IN COMMON 038237103 10,673,914.44 527,628 527,628 505,984 21,644 AQUACELL TECHNOLOGIES INC COMMON 03840N107 853.79 56,918 56,918 56,918 AQUACELL WATER INC COMMON 03841F103 21,459.84 536,496 536,496 536,496 ARDEA BIOSCIENCES INC COMMON 03969P107 22,740.90 2,210 2,210 2,210 ARENA PHARMACEUTICALS INC COMMON 040047102 25,603.06 8,506 8,506 8,506 ARGO GROUP INTL HLDGS LTD COMMON G0464B107 7,096,458.64 235,528 235,528 226,811 8,717 ARIBA INC COMMON 04033V203 785,036.52 89,924 89,924 89,924 ART TECHNOLOGY GROUP INC COMMON 04289L107 116,466.15 45,673 45,673 45,673 ARTS WAY MFG INC COMMON 043168103 4,892.40 1,208 1,208 1,208 ASA LIMITED COMMON G3156P103 161,736.67 3,026 3,026 3,026 ASIAINFO HLDGS INC COMMON 04518A104 18,792,484.85 1,115,281 1,115,281 1,074,327 40,954 ASML HOLDING N V COMMON N07059186 5,472,575.40 312,540 312,540 285,312 27,228 AT&T INC COMMON 00206R102 657,720.00 26,100 26,100 24,648 1,452 ATHENAHEALTH INC COMMON 04685W103 6,096,599.26 252,866 252,866 224,163 28,703 ATS MED INC COMMON 002083103 44,525.00 17,810 17,810 17,810 AUTOMATIC DATA PROCESSING IN COMMON 053015103 80,692.20 2,295 2,295 495 1,800 AVOCENT CORP COMMON 053893103 4,106,767.76 338,284 338,284 325,721 12,563 BADGER METER INC COMMON 056525108 905,065.92 31,328 31,328 28,768 2,560 BAIDU INC COMMON 056752108 2,148,692.20 12,167 12,167 12,167 BANCO BRADESCO S A COMMON 059460303 1,230,728.40 124,316 124,316 57,501 66,815 BARRETT BILL CORP COMMON 06846N104 43,501.44 1,956 1,956 1,170 786 BARRICK GOLD CORP COMMON 067901108 5,228,276.14 161,267 161,267 139,335 21,932 BAXTER INTL INC COMMON 071813109 11,203,914.02 218,741 218,741 199,995 18,746 BERKSHIRE HATHAWAY INC DEL COMMON 084670207 15,354,900.00 5,445 5,445 4,880 565 BHP BILLITON LTD COMMON 088606108 133,086.40 2,984 2,984 2,984 BIGBAND NETWORKS INC COMMON 089750509 7,822,278.55 1,194,241 1,194,241 1,145,315 48,926 BIO RAD LABS INC COMMON 090572207 1,319,647.50 20,025 20,025 19,645 380 BIODEL INC COMMON 09064M105 44,910.20 8,620 8,620 8,620 BIOMARIN PHARMACEUTICAL INC COMMON 09061G101 592,874.10 48,006 48,006 40,747 7,259 BIOSCRIP INC COMMON 09069N108 5,838,601.86 2,495,129 2,495,129 2,392,839 102,290
INVESTMENT DISCRETION VOTING AUTHORITY --------------------------- --------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ ----- ------- ------ ------ BLACKBOARD INC COMMON 091935502 14,665,498.74 462,051 462,051 448,354 13,697 BOEING CO COMMON 097023105 707,935.26 19,897 19,897 17,742 2,155 BOOTS & COOTS/ INTL WELL CTRL COMMON 099469504 10,318.75 8,255 8,255 8,255 BRISTOL MYERS SQUIBB CO COMMON 110122108 43,840.00 2,000 2,000 2,000 BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 10,105.23 543 543 93 450 BRUKER CORP COMMON 116794108 5,380,815.44 873,509 873,509 841,030 32,479 BUCYRUS INTL INC NEW COMMON 118759109 4,051,633.08 266,906 266,906 256,613 10,293 BUFFALO WILD WINGS INC COMMON 119848109 1,275,069.06 34,857 34,857 30,858 3,999 BURGER KING HLDGS INC COMMON 121208201 1,673,077.95 72,901 72,901 68,686 4,215 C&D TECHNOLOGIES INC COMMON 124661109 3,030.30 1,638 1,638 1,638 CADENCE PHARMACEUTICALS INC COMMON 12738T100 65,256.66 6,957 6,957 6,957 CALGON CARBON CORP COMMON 129603106 5,313.75 375 375 375 CAMECO CORP COMMON 13321L108 148,503.33 8,649 8,649 8,649 CAMERON INTERNATIONAL CORP COMMON 13342B105 6,579.00 300 300 300 CAMPBELL SOUP CO COMMON 134429109 895,821.12 32,742 32,742 27,247 5,495 CANTEL MEDICAL CORP COMMON 138098108 1,331,066.88 103,424 103,424 99,183 4,241 CARDIONET INC COMMON 14159L103 2,738,852.42 97,607 97,607 74,385 23,222 CARIBOU COFFEE INC COMMON 142042209 9,039.25 4,325 4,325 4,325 CAVIUM NETWORKS INC COMMON 14965A101 143,211.40 12,410 12,410 12,410 CECO ENVIRONMENTAL CORP COMMON 125141101 6,597.84 2,229 2,229 2,229 CELGENE CORP COMMON 151020104 12,118,536.00 272,940 272,940 248,473 24,467 CENTRAL EUROPEAN MEDIA ENTRP COMMON G20045202 690,946.32 60,292 60,292 59,145 1,147 CEPHALON INC COMMON 156708109 37,727.40 554 554 554 CHARLES RIV LABS INTL INC COMMON 159864107 1,735,535.43 63,783 63,783 62,054 1,729 CHATTEM INC COMMON 162456107 7,566.75 135 135 135 CHEVRON CORP NEW COMMON 166764100 1,384,471.60 20,590 20,590 20,064 526 CHINA FIRE & SEC GROUP INC COMMON 16938R103 24,664.68 3,138 3,138 3,138 CHINA MED TECHNOLOGIES INC COMMON 169483104 2,217,823.74 161,062 161,062 150,326 10,736 CHUBB CORP COMMON 171232101 3,310,228.08 78,219 78,219 71,155 7,064 CIRCOR INTL INC COMMON 17273K109 6,108,797.72 271,261 271,261 261,168 10,093 CIRRUS LOGIC INC COMMON 172755100 3,695,940.88 982,963 982,963 942,648 40,315 CISCO SYS INC COMMON 17275R102 11,463,703.68 683,584 683,584 628,653 54,931 CLEAN HARBORS INC COMMON 184496107 365,808.00 7,621 7,621 7,621 CLICKSOFTWARE TECHNOLOGIES L COMMON M25082104 9,300.00 2,500 2,500 2,500 CLIFFS NATURAL RESOURCES INC COMMON 18683K101 653,868.96 36,006 36,006 33,000 3,006 COACH INC COMMON 189754104 1,586.50 95 95 95 COCA COLA CO COMMON 191216100 1,775,536.05 40,399 40,399 31,237 9,162
INVESTMENT DISCRETION VOTING AUTHORITY --------------------------- --------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ ----- ------- ------ ------ COLGATE PALMOLIVE CO COMMON 194162103 5,529,198.06 93,747 93,747 85,543 8,204 COLONIAL BANCGROUP INC COMMON 195493309 11,250.00 12,500 12,500 12,500 COMMERCE BANCSHARES INC COMMON 200525103 509,688.30 14,041 14,041 13,796 245 COMMSCOPE INC COMMON 203372107 126,470.88 11,133 11,133 11,133 COMPELLENT TECHNOLOGIES INC COMMON 20452A108 5,618,162.55 517,803 517,803 496,567 21,236 COMPLETE PRODUCTION SERVICES COMMON 20453E109 1,724.80 560 560 270 290 COMPUTER PROGRAMS & SYS INC COMMON 205306103 5,698,385.79 171,277 171,277 164,253 7,024 COMPUTER TASK GROUP INC COMMON 205477102 9,056.25 2,625 2,625 2,625 CONCUR TECHNOLOGIES INC COMMON 206708109 5,787,051.54 301,566 301,566 290,301 11,265 CONOCOPHILLIPS COMMON 20825C104 791,658.56 20,216 20,216 19,706 510 CONSTANT CONTACT INC COMMON 210313102 399,288.59 28,541 28,541 26,022 2,519 COPART INC COMMON 217204106 97,878.00 3,300 3,300 3,300 CORE LABORATORIES N V COMMON N22717107 1,101,423.80 15,055 15,055 15,055 CORINTHIAN COLLEGES INC COMMON 218868107 13,447,185.40 691,372 691,372 667,514 23,858 CORN PRODS INTL INC COMMON 219023108 1,712,239.20 80,766 80,766 79,228 1,538 CORNING INC COMMON 219350105 91,138.36 6,868 6,868 6,868 COUGAR BIOTECHNOLOGY INC COMMON 222083107 44,275.00 1,375 1,375 1,375 COVANCE INC COMMON 222816100 1,530,771.69 42,963 42,963 41,742 1,221 CRUCELL N V COMMON 228769105 46,081.98 2,338 2,338 2,338 CRYOLIFE INC COMMON 228903100 2,216,936.40 427,980 427,980 410,452 17,528 CSX CORP COMMON 126408103 180,484.70 6,982 6,982 6,982 CTRIP COM INTL LTD COMMON 22943F100 1,724,693.00 62,945 62,945 45,045 17,900 CURTISS WRIGHT CORP COMMON 231561101 14,529.90 518 518 518 CVS CAREMARK CORPORATION COMMON 126650100 8,220,939.48 299,052 299,052 265,726 33,326 CYBERONICS INC COMMON 23251P102 6,345,143.39 478,157 478,157 459,752 18,405 CYBERSOURCE CORP COMMON 23251J106 14,161,499.72 956,212 956,212 897,816 58,396 CYPRESS BIOSCIENCES INC COMMON 232674507 29,428.29 4,139 4,139 4,139 DAKTRONICS INC COMMON 234264109 3,266,851.80 498,756 498,756 480,243 18,513 DANAHER CORP DEL COMMON 235851102 108,440.00 2,000 2,000 2,000 DARDEN RESTAURANTS INC COMMON 237194105 18,568.92 542 542 542 DARLING INTL INC COMMON 237266101 1,956,108.63 527,253 527,253 506,919 20,334 DATA DOMAIN INC COMMON 23767P109 248,622.03 19,779 19,779 19,779 DEAN FOODS CO NEW COMMON 242370104 1,122,514.88 62,086 62,086 60,405 1,681 DELTA AIR LINES INC DEL COMMON 247361702 2,564,301.73 455,471 455,471 416,386 39,085 DEMANDTEC INC COMMON 24802R506 5,270,326.25 602,323 602,323 577,647 24,676 DENBURY RES INC COMMON 247916208 1,103,622.48 74,268 74,268 74,268 DEVRY INC DEL COMMON 251893103 1,122,449.46 23,297 23,297 20,642 2,655
INVESTMENT DISCRETION VOTING AUTHORITY --------------------------- --------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ ----- ------- ------ ------ DEXCOM INC COMMON 252131107 6,694.38 1,617 1,617 1,617 DG FASTCHANNEL INC COMMON 23326R109 5,950,803.26 317,038 317,038 304,073 12,965 DIAMOND OFFSHORE DRILLING IN COMMON 25271C102 319,705.96 5,086 5,086 5,086 DISCOVERY COMMUNICATNS NEW COMMON 25470F104 904,216.86 56,443 56,443 54,893 1,550 DISNEY WALT CO COMMON 254687106 565,048.40 31,115 31,115 29,815 1,300 DOLLAR TREE INC COMMON 256746108 2,156,710.05 48,411 48,411 47,098 1,313 DOW CHEM CO COMMON 260543103 3,793.50 450 450 450 DRDGOLD LIMITED COMMON 26152H301 732,361.50 86,670 86,670 86,670 DU PONT E I DE NEMOURS & CO COMMON 263534109 114,999.50 5,150 5,150 550 4,600 DUKE ENERGY CORP NEW COMMON 26441C105 36,100.72 2,521 2,521 2,521 DUN & BRADSTREET CORP DEL NE COMMON 26483E100 21,560.00 280 280 280 DXP ENTERPRISES INC NEW COMMON 233377407 5,507,501.48 533,156 533,156 512,732 20,424 DYAX CORP COMMON 26746E103 17,913.87 7,137 7,137 7,137 E M C CORP MASS COMMON 268648102 5,668,068.60 497,199 497,199 452,041 45,158 EBIX INC COMMON 278715206 14,015.40 564 564 564 ECOLAB INC COMMON 278865100 4,132.87 119 119 119 ECOLOGY & ENVIRONMENT INC COMMON 278878103 9,034.05 687 687 687 EDISON INTL COMMON 281020107 14,405.00 500 500 500 EHEALTH INC COMMON 28238P109 28,049.52 1,752 1,752 1,752 ELDORADO GOLD CORP NEW COMMON 284902103 1,129,788.00 125,532 125,532 125,532 ELECTRO OPTICAL SCIENCES INC COMMON 285192100 26,535.00 6,100 6,100 6,100 ELOYALTY CORP COMMON 290151307 6,246.80 1,358 1,358 1,358 EMCOR GROUP INC COMMON 29084Q100 16,191.31 943 943 943 EMERGENT BIOSOLUTIONS INC COMMON 29089Q105 2,861,323.43 211,793 211,793 203,111 8,682 ENCANA CORP COMMON 292505104 36,549.00 900 900 900 ENERGY RECOVERY INC COMMON 29270J100 251,780.40 33,129 33,129 15,970 17,159 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 13,280.40 360 360 360 ENERGYSOLUTIONS INC COMMON 292756202 57,807.95 6,683 6,683 6,683 ENTERPRISE PRODS PARTNERS L COMMON 293792107 18,356.25 825 825 825 EPIQ SYS INC COMMON 26882D109 11,676,696.78 647,626 647,626 595,626 52,000 EURAND N V COMMON N31010106 35,993.34 3,231 3,231 3,231 EVEREST RE GROUP LTD COMMON G3223R108 1,016,050.80 14,351 14,351 12,203 2,148 EXACTECH INC COMMON 30064E109 8,686.44 756 756 756 EXELON CORP COMMON 30161N101 169,985.55 3,745 3,745 3,745 EXLSERVICE HOLDINGS INC COMMON 302081104 12,524.86 1,453 1,453 703 750 EXPEDITORS INTL WASH INC COMMON 302130109 380,500.50 13,450 13,450 13,060 390 EXXON MOBIL CORP COMMON 30231G102 3,356,376.60 49,286 49,286 42,186 7,100
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- ----------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- --------- ------ ------ FASTENAL CO COMMON 311900104 128,620.00 4,000 4,000 4,000 FCSTONE GROUP INC COMMON 31308T100 747.84 328 328 90 238 FGX INTERNATIONAL HLDGS LTD COMMON G3396L102 5,275,259.22 453,981 453,981 435,362 18,619 FINISH LINE INC COMMON 317923100 6,859,478.50 1,036,175 1,036,175 996,796 39,379 FIRST MERCURY FINANCIAL CORP COMMON 320841109 4,950,436.32 342,828 342,828 328,766 14,062 FIRST SOLAR INC COMMON 336433107 3,981.00 30 30 30 FLORIDA PUB UTILS CO COMMON 341135101 14,800.50 1,500 1,500 1,500 FLOW INTL CORP COMMON 343468104 94,889.88 58,574 58,574 28,533 30,041 FLUOR CORP NEW COMMON 343412102 518,802.80 15,016 15,016 11,109 3,907 FPL GROUP INC COMMON 302571104 112,519.14 2,218 2,218 2,218 FREEPORT- MCMORAN COPPER & GO COMMON 35671D857 8,462,173.06 222,046 222,046 208,962 13,084 FREIGHTCAR AMER INC COMMON 357023100 6,257,386.09 356,953 356,953 338,765 18,188 FTI CONSULTING INC COMMON 302941109 379,412.64 7,668 7,668 7,668 FUEL SYS SOLUTIONS INC COMMON 35952W103 134,800.00 10,000 10,000 10,000 FUELCELL ENERGY INC COMMON 35952H106 3,482,071.20 1,450,863 1,450,863 1,399,190 51,673 FUQI INTERNATIONAL INC COMMON 36102A207 956,830.70 203,581 203,581 178,204 25,377 GAMESA CORPORACION TECNOLOGICA COMMON E54667113 5,291.25 425 425 425 GAMESTOP CORP NEW COMMON 36467W109 1,191,886.74 42,537 42,537 41,391 1,146 GAMMON GOLD INC COMMON 36467T106 852,254.28 131,724 131,724 131,724 GENERAL ELECTRIC CO COMMON 369604103 148,212.60 14,660 14,660 11,240 3,420 GENERAL MLS INC COMMON 370334104 24,940.00 500 500 500 GENESCO INC COMMON 371532102 21,880.46 1,162 1,162 1,162 GENOMIC HEALTH INC COMMON 37244C101 3,491,849.88 143,226 143,226 133,606 9,620 GENOPTIX INC COMMON 37243V100 74,447.12 2,729 2,729 2,729 GENVEC INC COMMON 37246C109 38,551.92 87,618 87,618 87,618 GENZYME CORP COMMON 372917104 5,191,101.73 87,407 87,407 78,196 9,211 GEOEYE INC COMMON 37250W108 6,537.25 331 331 331 GERDAU S A COMMON 373737105 5,240.26 958 958 958 GFI GROUP INC COMMON 361652209 120,179.19 37,439 37,439 17,295 20,144 GILEAD SCIENCES INC COMMON 375558103 11,923,370.16 257,413 257,413 226,568 30,845 GLOBAL PMTS INC COMMON 37940X102 758,841.33 22,713 22,713 22,091 622 GLOBECOMM SYSTEMS INC COMMON 37956X103 200,478.75 34,625 34,625 34,625 GMX RES INC COMMON 38011M108 917,111.00 141,094 141,094 135,863 5,231 GOLD FIELDS LTD NEW COMMON 38059T106 155,289.96 13,694 13,694 13,694 GOLDCORP INC NEW COMMON 380956409 5,305,443.64 159,227 159,227 147,720 11,507 GOLDMAN SACHS GROUP INC COMMON 38141G104 11,370,751.02 107,251 107,251 97,964 9,287 GOOGLE INC COMMON 38259P508 18,225,465.78 52,363 52,363 46,407 5,956
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- ------------------------ SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- --------- ------ ------- GRAND CANYON ED INC COMMON 38526M106 1,921,434.98 111,323 111,323 100,919 10,404 GREATBATCH INC COMMON 39153L106 7,972,741.80 412,028 412,028 396,855 15,173 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 9,272,688.00 193,181 193,181 170,255 22,926 GSE SYS INC COMMON 36227K106 3,286,952.55 552,429 552,429 499,435 52,994 GUSHAN ENVIRONMENTAL ENRGY L COMMON 40330W106 48,683.83 28,807 28,807 26,894 1,913 HACKETT GROUP INC COMMON 404609109 6,324.62 3,131 3,131 3,131 HAEMONETICS CORP COMMON 405024100 1,868,368.68 33,921 33,921 31,447 2,474 HANSEN TRANSMISSIONS INTL NV COMMON B4812V109 3,770.00 2,900 2,900 2,900 HARRIS & HARRIS GROUP INC COMMON 413833104 1,460,216.10 394,653 394,653 368,129 26,524 HAWK CORP COMMON 420089104 1,511,525.40 130,868 130,868 125,359 5,509 HEADWATERS INC COMMON 42210P102 2,461,191.66 783,819 783,819 755,908 27,911 HEARTLAND PMT SYS INC COMMON 42235N108 37,762.93 5,713 5,713 5,242 471 HECKMANN CORP COMMON 422680108 5,538,989.76 1,149,168 1,149,168 1,010,150 139,018 HECLA MNG CO COMMON 422704106 45,900.00 22,950 22,950 6,000 16,950 HELEN OF TROY CORP LTD COMMON G4388N106 7,369,560.00 535,968 535,968 516,035 19,933 HI-TECH PHARMACAL INC COMMON 42840B101 12,899.10 2,263 2,263 2,263 HMS HLDGS CORP COMMON 40425J101 2,170,709.10 65,979 65,979 58,426 7,553 IAMGOLD CORP COMMON 450913108 1,557,322.65 182,143 182,143 182,143 ICON PUB LTD CO COMMON 45103T107 285,968.05 17,707 17,707 17,707 IGATE CORP COMMON 45169U105 2,806,342.20 866,155 866,155 832,709 33,446 IHS INC COMMON 451734107 2,811,646.86 68,277 68,277 66,832 1,445 ILLINOIS TOOL WKS INC COMMON 452308109 154,250.00 5,000 5,000 5,000 ILLUMINA INC COMMON 452327109 22,753,640.00 611,000 611,000 585,094 25,906 IMS HEALTH INC COMMON 449934108 13,978.87 1,121 1,121 1,121 INCONTACT INC COMMON 45336E109 97,425.00 43,300 43,300 43,300 INFINERA CORPORATION COMMON 45667G103 130,883.80 17,687 17,687 17,687 INFORMATICA CORP COMMON 45666Q102 2,445,793.74 184,449 184,449 180,819 3,630 INSULET CORP COMMON 45784P101 14,612.40 3,564 3,564 3,564 INTEL CORP COMMON 458140100 135,270.00 9,000 9,000 9,000 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 6,801,622.86 750,731 750,731 721,672 29,059 INTERCELL AG COMMON D3707Q108 99,058.59 3,021 3,021 3,021 INTERMUNE INC COMMON 45884X103 19,530.72 1,188 1,188 1,188 INTERNATIONAL BUSINESS MACHS COMMON 459200101 9,647,724.86 99,574 99,574 92,195 7,379 INTEROIL CORP COMMON 460951106 119,756.00 4,277 4,277 4,277 INTUITIVE SURGICAL INC COMMON 46120E602 1,335.04 14 14 14 IROBOT CORP COMMON 462726100 2,432.00 320 320 320 ISIS PHARMACEUTICALS INC COMMON 464330109 31,716.13 2,113 2,113 2,113
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- --------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- ------- ------ ------ ITRON INC COMMON 465741106 1,167,272.20 24,652 24,652 22,935 1,717 ITT CORP NEW COMMON 450911102 1,232,732.68 32,044 32,044 29,395 2,649 JACOBS ENGR GROUP INC DEL COMMON 469814107 2,950,376.56 76,316 76,316 67,014 9,302 JANUS CAP GROUP INC COMMON 47102X105 616,933.80 92,772 92,772 90,250 2,522 JOHNSON & JOHNSON COMMON 478160104 6,611,399.20 125,692 125,692 112,282 13,410 JOY GLOBAL INC COMMON 481165108 3,031,011.30 142,301 142,301 138,956 3,345 JPMORGAN CHASE & CO COMMON 46625H100 29,503.80 1,110 1,110 1,110 JUPITER MEDIA METRIX INC COMMON 48206U104 1,537.58 6,989 6,989 6,989 K12 INC COMMON 48273U102 7,100,078.30 510,797 510,797 490,255 20,542 KAYDON CORP COMMON 486587108 10,922,243.19 399,643 399,643 380,412 19,231 KELLOGG CO COMMON 487836108 15,824.16 432 432 432 KENDLE INTERNATIONAL INC COMMON 48880L107 6,026,524.00 287,525 287,525 276,635 10,890 KENEXA CORP COMMON 488879107 2,150,917.23 399,057 399,057 383,694 15,363 KINROSS GOLD CORP COMMON 496902404 5,043,271.40 282,220 282,220 255,465 26,755 KOHLS CORP COMMON 500255104 12,438,863.68 293,924 293,924 268,547 25,377 LAM RESEARCH CORP COMMON 512807108 4,941.09 217 217 217 LAYNE CHRISTENSEN CO COMMON 521050104 4,113,887.86 255,998 255,998 246,243 9,755 LAZARD LTD COMMON G54050102 10,025.40 341 341 341 LEAP WIRELESS INTL INC COMMON 521863308 158,867.72 4,556 4,556 4,556 LECROY CORP COMMON 52324W109 3,206,470.66 1,021,169 1,021,169 979,355 41,814 LIFE TECHNOLOGIES CORP COMMON 53217V109 355,526.08 10,946 10,946 10,946 LIGHTSCAPE TECHNOLOGIES INC COMMON 53227B101 95,880.00 479,400 479,400 479,400 LIHIR GOLD LTD COMMON 532349107 113,550.00 5,000 5,000 5,000 LINEAR TECHNOLOGY CORP COMMON 535678106 113,751.00 4,950 4,950 4,950 LOCKHEED MARTIN CORP COMMON 539830109 11,942.19 173 173 173 LULULEMON ATHLETICA INC COMMON 550021109 779,070.92 89,962 89,962 89,962 LUMINEX CORP DEL COMMON 55027E102 8,431,852.08 465,334 465,334 447,395 17,939 MACROVISION SOLUTIONS CORP COMMON 55611C108 111,312.03 6,257 6,257 6,257 MADDEN STEVEN LTD COMMON 556269108 6,385,030.98 339,991 339,991 326,042 13,949 MARKET VECTORS ETF TR COMMON 57060U100 720,082.00 19,525 19,525 19,525 MARSH & MCLENNAN COS INC COMMON 571748102 1,224,031.50 60,446 60,446 59,352 1,094 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 4,295,389.64 468,929 468,929 429,520 39,409 MASIMO CORP COMMON 574795100 44,368.38 1,531 1,531 1,531 MAXIM INTEGRATED PRODS INC COMMON 57772K101 85,534.75 6,475 6,475 6,475 MCAFEE INC COMMON 579064106 7,077,980.50 211,283 211,283 194,066 17,217 MCDONALDS CORP COMMON 580135101 17,680.68 324 324 324 MCGRAW HILL COS INC COMMON 580645109 255,686.60 11,180 11,180 11,180
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- ----------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- --------- ------ ------ MEAD JOHNSON NUTRITION CO COMMON 582839106 266,729.93 9,239 9,239 7,714 1,525 MEADOWBROOK INS GROUP INC COMMON 58319P108 16,427.30 2,693 2,693 2,693 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 5,570,689.02 134,753 134,753 122,899 11,854 MEDICINES CO COMMON 584688105 23,013.32 2,123 2,123 2,123 MEDIVATION INC COMMON 58501N101 524,184.57 28,691 28,691 16,593 12,098 MEDTRONIC INC COMMON 585055106 5,894.00 200 200 200 MERCK & CO INC COMMON 589331107 57,004.25 2,131 2,131 2,131 MERIDIAN BIOSCIENCE INC COMMON 589584101 27,922.92 1,541 1,541 1,541 METROPCS COMMUNICATIONS INC COMMON 591708102 7,927,374.56 464,132 464,132 424,376 39,756 MICROS SYS INC COMMON 594901100 8,358,618.75 445,793 445,793 428,604 17,189 MICROSOFT CORP COMMON 594918104 9,446,570.43 514,239 514,239 470,121 44,118 MILLER HERMAN INC COMMON 600544100 945,680.58 88,713 88,713 87,035 1,678 MOMENTA PHARMACEUTICALS INC COMMON 60877T100 24,871.59 2,259 2,259 2,259 MONSANTO CO NEW COMMON 61166W101 7,021,202.10 84,491 84,491 78,614 5,877 MORGAN STANLEY COMMON 617446448 1,073,400.57 47,141 47,141 43,281 3,860 MOSAIC CO COMMON 61945A107 4,376,792.82 104,259 104,259 95,322 8,937 MYLAN INC COMMON 628530107 3,582,012.15 267,115 267,115 257,528 9,587 NATIONAL OILWELL VARCO INC COMMON 637071101 150,526.53 5,243 5,243 5,243 NCI INC COMMON 62886K104 529,438.00 20,363 20,363 20,133 230 NEOGEN CORP COMMON 640491106 5,668,617.93 259,671 259,671 249,572 10,099 NETEASE COM INC COMMON 64110W102 1,005,559.35 37,451 37,451 37,451 NETLOGIC MICROSYSTEMS INC COMMON 64118B100 137,125.20 4,990 4,990 4,990 NETSCOUT SYS INC COMMON 64115T104 5,161,049.72 720,817 720,817 693,002 27,815 NEUTRAL TANDEM INC COMMON 64128B108 7,406,133.40 300,940 300,940 285,949 14,991 NEW GOLD INC CDA COMMON 644535106 224,291.52 119,304 119,304 119,304 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 1,242,280.50 24,722 24,722 21,683 3,039 NEWMONT MINING CORP COMMON 651639106 248,507.52 5,552 5,552 5,552 NIC INC COMMON 62914B100 8,305,705.20 1,597,251 1,597,251 1,536,061 61,190 NICE SYS LTD COMMON 653656108 14,476,748.66 582,331 582,331 558,936 23,395 NII HLDGS INC COMMON 62913F201 8,218,365.00 547,891 547,891 493,006 54,885 NORTH AMERN GALVANZNG & CTNG COMMON 65686Y109 5,565.86 1,843 1,843 1,843 NOVARTIS A G COMMON 66987V109 667,321.20 17,640 17,640 15,890 1,750 NUANCE COMMUNICATIONS INC COMMON 67020Y100 8,462,007.52 780,628 780,628 719,768 60,860 NUVASIVE INC COMMON 670704105 6,642,769.44 211,688 211,688 204,219 7,469 NVIDIA CORP COMMON 67066G104 2,464,004.14 249,899 249,899 229,015 20,884 OPEN JT STK CO-VIMPEL COMMUN COMMON 68370R109 3,655.86 559 559 559 OPTIMER PHARMACEUTICALS INC COMMON 68401H104 43,480.80 3,294 3,294 3,294
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- ----------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- --------- ------ ------ ORACLE CORP COMMON 68389X105 326,524.90 18,070 18,070 17,350 720 OREXIGEN THERAPEUTICS INC COMMON 686164104 34,942.68 13,388 13,388 13,388 OSI PHARMACEUTICALS INC COMMON 671040103 41,779.92 1,092 1,092 1,092 OSIRIS THERAPEUTICS INC COMMON 68827R108 330,303.00 23,935 23,935 17,075 6,860 OUTDOOR CHANNEL HLDGS INC COMMON 690027206 3,283,188.92 481,406 481,406 462,903 18,503 OVERHILL FARMS INC COMMON 690212105 7,258.00 1,900 1,900 1,900 PALM INC NEW COMMON 696643105 2,686,934.82 312,798 312,798 307,064 5,734 PAR PHARMACEUTICAL COS INC COMMON 69888P106 3,961,812.38 418,354 418,354 401,216 17,138 PARAGON SHIPPING INC COMMON 69913R309 1,263,345.10 361,990 361,990 311,107 50,883 PAREXEL INTL CORP COMMON 699462107 6,999,810.65 719,405 719,405 694,248 25,157 PARTNERRE LTD COMMON G6852T105 4,641,656.67 74,781 74,781 68,728 6,053 PC MALL INC COMMON 69323K100 6,841.78 1,507 1,507 1,507 PEABODY ENERGY CORP COMMON 704549104 21,334.08 852 852 852 PEPSICO INC COMMON 713448108 223,989.48 4,351 4,351 4,351 PERRIGO CO COMMON 714290103 1,415,334.83 57,001 57,001 55,486 1,515 PETROHAWK ENERGY CORP COMMON 716495106 1,797,331.95 93,465 93,465 85,777 7,688 PETROLEO BRASILEIRO SA PETRO COMMON 71654V408 554,858.70 18,210 18,210 17,790 420 PFIZER INC COMMON 717081103 2,768,864.28 203,294 203,294 203,294 PHARMASSET INC COMMON 71715N106 870,264.72 88,712 88,712 81,850 6,862 PHASE FORWARD INC COMMON 71721R406 1,201,044.95 93,905 93,905 68,034 25,871 PLATO LEARNING INC COMMON 72764Y100 7,221.46 4,057 4,057 4,057 PMA CAP CORP COMMON 693419202 4,158,945.33 997,349 997,349 956,443 40,906 PONIARD PHARMACEUTICALS INC COMMON 732449301 15,198.28 7,102 7,102 7,102 PORTFOLIO RECOVERY ASSOCS IN COMMON 73640Q105 7,770,904.68 289,527 289,527 279,058 10,469 POTASH CORP SASK INC COMMON 73755L107 5,948,504.91 73,611 73,611 67,385 6,226 POWELL INDS INC COMMON 739128106 8,041,252.23 227,733 227,733 219,102 8,631 PPL CORP COMMON 69351T106 28,710.00 1,000 1,000 1,000 PRAXAIR INC COMMON 74005P104 65,271.30 970 970 970 PRESSTEK INC COMMON 741113104 2,974,322.97 1,436,871 1,436,871 1,378,040 58,831 PROCTER & GAMBLE CO COMMON 742718109 5,209,001.62 110,618 110,618 97,294 13,324 PURE BIOSCIENCE COMMON 746218106 5,854.92 3,018 3,018 3,018 QIAGEN N V COMMON N72482107 46,794.72 2,932 2,932 2,932 QUALCOMM INC COMMON 747525103 14,012,969.58 360,138 360,138 330,043 30,095 QUANTA SVCS INC COMMON 74762E102 20,428,486.65 952,377 952,377 855,298 97,079 RAMBUS INC DEL COMMON 750917106 85,966.65 9,097 9,097 9,097 RANDGOLD RES LTD COMMON 752344309 6,341,829.75 116,685 116,685 99,217 17,468 RANGE RES CORP COMMON 75281A109 1,304,483.88 31,693 31,693 28,342 3,351
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------------- ----------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ ----- --------- ------ ------ REHABCARE GROUP INC COMMON 759148109 9,513,973.44 545,526 545,526 523,173 22,353 RIGHTNOW TECHNOLOGIES INC COMMON 76657R106 262,149.10 34,630 34,630 34,630 RIO TINTO PLC COMMON 767204100 146,661.64 1,094 1,094 1,094 RIVERBED TECHNOLOGY INC COMMON 768573107 6,621,252.96 506,212 506,212 432,108 74,104 ROCHE HLDG LTD COMMON 771195104 13,737.20 400 400 400 ROPER INDS INC NEW COMMON 776696106 516,786.30 12,174 12,174 12,174 ROYAL DUTCH SHELL PLC COMMON 780259206 240,106.00 5,420 5,420 300 5,120 ROYAL GOLD INC COMMON 780287108 1,658,670.72 35,472 35,472 34,472 1,000 RRSAT GLOBAL COMM NTWRK LTD COMMON M8183P102 186,072.00 15,506 15,506 15,506 SATCON TECHNOLOGY CORP COMMON 803893106 13,343.08 8,038 8,038 8,038 SAVIENT PHARMACEUTICALS INC COMMON 80517Q100 51,648.30 10,434 10,434 10,434 SBA COMMUNICATIONS CORP COMMON 78388J106 806,902.30 34,631 34,631 33,799 832 SCHLUMBERGER LTD COMMON 806857108 5,962,162.98 146,779 146,779 126,426 20,353 SCHWAB CHARLES CORP NEW COMMON 808513105 5,605,125.50 361,621 361,621 328,586 33,035 SCOTTS MIRACLE GRO CO COMMON 810186106 22,242.70 641 641 641 SEABRIDGE GOLD INC COMMON 811916105 33,975.00 1,500 1,500 1,500 SEACHANGE INTL INC COMMON 811699107 9,563.84 1,672 1,672 1,672 SEATTLE GENETICS INC COMMON 812578102 44,734.82 4,537 4,537 4,537 SEI INVESTMENTS CO COMMON 784117103 880,218.90 72,090 72,090 70,129 1,961 SENORX INC COMMON 81724W104 7,629.30 2,205 2,205 2,205 SEQUENOM INC COMMON 817337405 3,205,429.74 225,417 225,417 194,396 31,021 SHANDA INTERACTIVE ENTMT LTD COMMON 81941Q203 9,748,018.94 246,598 246,598 236,041 10,557 SHAW GROUP INC COMMON 820280105 9,518,369.19 347,259 347,259 309,755 37,504 SHIRE PLC COMMON 82481R106 4,736,352.90 131,785 131,785 120,537 11,248 SINA CORP COMMON G81477104 204,762.75 8,807 8,807 8,807 SKILLSOFT PLC COMMON 830928107 8,957,254.38 1,338,902 1,338,902 1,289,126 49,776 SKYWORKS SOLUTIONS INC COMMON 83088M102 26,251.42 3,257 3,257 3,257 SMUCKER J M CO COMMON 832696405 3,049,021.43 81,809 81,809 71,444 10,365 SOHU COM INC COMMON 83408W103 1,318,491.27 31,917 31,917 31,917 SOMANETICS CORP COMMON 834445405 5,466,424.26 360,107 360,107 345,340 14,767 SOUTHERN CO COMMON 842587107 17,208.44 562 562 562 SOUTHWESTERN ENERGY CO COMMON 845467109 10,357,594.02 348,858 348,858 322,654 26,204 SPDR GOLD TRUST COMMON 78463V107 916,342.00 10,150 10,150 10,150 SPECTRUM CTL INC COMMON 847615101 7,571.31 1,077 1,077 1,077 SPIRE CORP COMMON 848565107 513,171.89 108,493 108,493 108,493 ST JUDE MED INC COMMON 790849103 276,543.96 7,612 7,612 5,397 2,215 STARENT NETWORKS CORP COMMON 85528P108 840,844.40 53,218 53,218 51,518 1,700
INVESTMENT DISCRETION VOTING AUTHORITY --------------------------- --------------------- SHRS SHARED TITLE OF CUSIP MARKET OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ ----- ------- ------ ------ STATE STR CORP COMMON 857477103 2,023,877.34 65,753 65,753 60,351 5,402 STEREOTAXIS INC COMMON 85916J102 7,209.93 1,807 1,807 1,807 STERICYCLE INC COMMON 858912108 1,596,186.66 33,442 33,442 28,764 4,678 STRYKER CORP COMMON 863667101 100,758.40 2,960 2,960 2,960 SUCCESSFACTORS INC COMMON 864596101 350,949.48 45,996 45,996 45,996 SUNPOWER CORP COMMON 867652307 2,335,291.20 117,944 117,944 107,830 10,114 SUNPOWER CORP COMMON 867652109 233,662.28 9,826 9,826 9,538 288 SYNAPTICS INC COMMON 87157D109 2,932,414.32 109,582 109,582 98,889 10,693 SYNCHRONOSS TECHNOLOGIES INC COMMON 87157B103 8,455,440.02 689,677 689,677 664,415 25,262 SYNGENTA AG COMMON 87160A100 8,382.99 209 209 209 SYNOVIS LIFE TECHNOLOGIES IN COMMON 87162G105 9,909.44 716 716 716 TETRA TECH INC NEW COMMON 88162G103 1,729,609.84 84,868 84,868 70,710 14,158 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 12,676,214.05 281,381 281,381 248,095 33,286 TEXAS INSTRS INC COMMON 882508104 119,581.93 7,243 7,243 7,243 THERMO FISHER SCIENTIFIC INC COMMON 883556102 221,510.70 6,210 6,210 6,210 THORATEC CORP COMMON 885175307 17,302,369.14 673,506 673,506 638,468 35,038 TIME WARNER CABLE INC COMMON 88732J207 20,732.80 836 836 836 TIME WARNER INC COMMON 887317303 64,326.90 3,333 3,333 3,333 TJX COS INC NEW COMMON 872540109 8,261,823.36 322,224 322,224 294,912 27,312 TOWER GROUP INC COMMON 891777104 4,655.07 189 189 189 TRAILER BRIDGE COMMON 892782103 3,529.04 1,423 1,423 1,423 TRANSCEND SERVICES INC COMMON 893929208 7,237,505.98 725,201 725,201 695,478 29,723 TRANSDIGM GROUP INC COMMON 893641100 14,449.60 440 440 150 290 TRANSOCEAN LTD COMMON H8817H100 6,978,777.04 118,606 118,606 108,700 9,906 UFP TECHNOLOGIES INC COMMON 902673102 6,038.92 1,345 1,345 1,345 ULTA SALON COSMETCS & FRAG I COMMON 90384S303 4,453,492.46 672,733 672,733 647,800 24,933 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 7,021,782.24 406,824 406,824 391,135 15,689 UNITED TECHNOLOGIES CORP COMMON 913017109 8,596.00 200 200 200 UNITED THERAPEUTICS CORP DEL COMMON 91307C102 1,615,503.96 24,444 24,444 24,444 UNITEDHEALTH GROUP INC COMMON 91324P102 1,411,100.60 67,420 67,420 26,630 40,790 URBAN OUTFITTERS INC COMMON 917047102 1,517,826.40 92,720 92,720 90,214 2,506 URS CORP NEW COMMON 903236107 15,893,576.28 393,308 393,308 370,618 22,690 USA TRUCK INC COMMON 902925106 8,857.05 685 685 685 VALMONT INDS INC COMMON 920253101 256,824.15 5,115 5,115 4,955 160 VARIAN MED SYS INC COMMON 92220P105 1,147,222.72 37,688 37,688 36,677 1,011 VARIAN SEMICONDUCTOR EQUIPMN COMMON 922207105 4,873.50 225 225 225 VEECO INSTRS INC DEL COMMON 922417100 472,376.07 70,821 70,821 70,821
INVESTMENT DISCRETION VOTING AUTHORITY ------------------------------ --------------------------- SHRS SHARED TITLE OF CUSIP OR PRN SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE AMT (A) (B) (C) GERS (A) (B) (C) - -------------- -------- --------- ---------------- ---------- ---------- ------ ------ ----- ---------- ------ --------- VERIZON COMMUNICATIONS INC COMMON 92343V104 994,788.00 32,940 32,940 31,669 1,271 VERTEX PHARMACEUTICALS INC COMMON 92532F100 6,744,798.45 234,765 234,765 206,379 28,386 VISTAPRINT LIMITED COMMON G93762204 1,057,595.28 38,472 38,472 38,472 VOLCANO CORPORATION COMMON 928645100 14,244,071.70 978,974 978,974 942,855 36,119 VSE CORP COMMON 918284100 5,669,771.70 212,351 212,351 203,648 8,703 WABTEC CORP COMMON 929740108 2,417,304.92 91,634 91,634 89,760 1,874 WAL MART STORES INC COMMON 931142103 7,011,149.10 134,571 134,571 123,563 11,008 WARNACO GROUP INC COMMON 934390402 12,144.00 506 506 506 WEATHERFORD INTERNATIONAL LT COMMON H27013103 188,588.52 17,036 17,036 16,336 700 WEB COM GROUP INC COMMON 94733A104 4,003.92 1,206 1,206 1,206 WESCO INTL INC COMMON 95082P105 907,250.28 50,069 50,069 49,064 1,005 WESTERN DIGITAL CORP COMMON 958102105 1,351,343.82 69,873 69,873 67,994 1,879 WESTPORT INNOVATIONS INC COMMON 960908309 186,960.33 37,467 37,467 32,667 4,800 WET SEAL INC COMMON 961840105 7,986,615.84 2,376,969 2,376,969 2,287,168 89,801 WHOLE FOODS MKT INC COMMON 966837106 1,765,965.60 105,117 105,117 70,259 34,858 WILLBROS GROUP INC DEL COMMON 969203108 3,773.30 389 389 389 WILLIAMS CLAYTON ENERGY INC COMMON 969490101 534,653.40 18,285 18,285 18,285 WILLIAMS COS INC DEL COMMON 969457100 15,363.00 1,350 1,350 1,350 WIND RIVER SYSTEMS INC COMMON 973149107 4,837,888.00 755,920 755,920 727,835 28,085 WINTRUST FINANCIAL CORP COMMON 97650W108 45,510.00 3,700 3,700 3,700 WISCONSIN ENERGY CORP COMMON 976657106 20,585.00 500 500 500 WONDER AUTO TECHNOLOGY INC COMMON 978166106 5,907,647.98 1,650,181 1,650,181 1,563,254 86,927 WOODWARD GOVERNOR CO COMMON 980745103 400,199.28 35,796 35,796 35,796 WRIGHT MED GROUP INC COMMON 98235T107 8,606,171.67 660,489 660,489 635,990 24,499 XATA CORP COMMON 983882309 8,511.80 3,869 3,869 3,869 XEROX CORP COMMON 984121103 160,182.75 35,205 35,205 35,205 XTO ENERGY INC COMMON 98385X106 472,129.78 15,419 15,419 15,419 YAMANA GOLD INC COMMON 98462Y100 161,791.75 17,491 17,491 17,491 YUCHENG TECHNOLOGIES LTD COMMON G98777108 702,139.62 110,226 110,226 110,226 ZIMMER HLDGS INC COMMON 98956P102 7,300.00 200 200 200 ZORAN CORP COMMON 98975F101 94,160.00 10,700 10,700 10,700 1,274,357,894.79 82,155,022 82,155,022 77,429,061 4,725,961
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