-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HjGvp1EThwvWQEkwYjV+VIPS4IN/7NvnJ1JiwPw5OeDOoWZ4dh7b3aaX5UXmmUlQ qEhjQ7mVFL0Zx+Uz6/VU1w== 0000950135-97-000600.txt : 19970222 0000950135-97-000600.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950135-97-000600 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOLTEN METAL TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000895517 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 521659959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42513 FILM NUMBER: 97531540 BUSINESS ADDRESS: STREET 1: 400-2 TOTTEN POND RD CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 6174879700 MAIL ADDRESS: STREET 1: 400-2 TOTTEN POND RD CITY: WALTHAM STATE: MA ZIP: 02154 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRESTON JOHN T CENTRAL INDEX KEY: 0000938731 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 336423417 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MOLTEN METAL TECHNOLOGY INC STREET 2: 400-2 TOTTEN POND ROAD CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 6174877600 MAIL ADDRESS: STREET 1: C/O MOLTEN METAL TECHNOLOTY INC STREET 2: 400-2 TOTTEN POND ROAD CITY: WALTHAM STATE: MA ZIP: 02154 SC 13G/A 1 13G/A ON MOLTEN METAL FOR JOHN T. PRESTON 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Molten Metal Technology, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 608712105 - ------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement: [ ] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. 2 CUSIP NO. 608712105 13G PAGE 2 OF 5 PAGES - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John T. Preston - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF SHARES 2,287,557 BENEFICIALLY ---------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 500 PERSON ---------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 2,287,557 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 500 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,287,557 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.69% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------
3 CUSIP No. 608712105 13G Page 3 of 5 Pages ITEM 1: (a) Name of Issuer: MOLTEN METAL TECHNOLOGY, INC. (b) Address of Issuer's Principal Executive Offices: 400-2 Totten Pond Road Waltham, Massachusetts 02154 ITEM 2: (a) Name of Persons Filing: John T. Preston (b) Address of Principal Business Office or, if none, Residence: Molten Metal Technology, Inc. 400-2 Totten Pond Road Waltham, Massachusetts 02154 (c) Citizenship: Reporting person is a US Citizen (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 608712105 ITEM 3: If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the filing person is a: - ------------------------------------------------------------------------- (a)___ Broker or Dealer registered under [Section]15 of the Act (b)___ Bank as defined in [Section]3(a)(6) of the Act (c)___ Insurance Company as defined in [Section]3(a)(19) of the Act (d)___ Investment Company registered under [Section]8 of the Investment Company Act (e)___ Investment Advisor registered under [Section]203 of the Investment Advisers Act of 1940 (f)___ Employee Benefit Plan, Pension Fund which is subject to the provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see [Section]240.13(d)-1(b)(1)(ii)(F) (g)___ Parent Holding Company in accordance with [Section]240.13(d)-1(b)(1)(ii)(G) (note see item 7) (h)___ Group, in accordance with [Section]240.13-31(b)(1)(ii)(H)
4 CUSIP No. 608712105 13G Page 4 of 5 Pages ITEM 4: Ownership (as December 31, 1996) (a) Amount Beneficially Owned -- see item 9 of cover pages (b) Percent of Class -- see item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote (ii) shared power to vote or direct the vote (iii) sole power to dispose or direct the disposition of (iv) shared power to dispose or direct the disposition of see items 5-8 of cover pages ITEM 5: Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owners of more than five percent of the class of securities, check the following [ ]. ITEM 6: Ownership of More than Five Percent on Behalf of Another Person: n/a ITEM 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: n/a ITEM 8: Identificaition and Classification of Members of the Group: n/a ITEM 9: Notice of Dissolution of Group: n/a
5 CUSIP No. 608712105 13G Page 5 of 5 Pages ITEM 10: Certification n/a After reasonably inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 2-3-1997 ------------------- By: /s/ John T. Preston -------------------- John T. Preston -----END PRIVACY-ENHANCED MESSAGE-----