-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILmiAFDyZrwVFeCC4qnzfCKy1awpEz684AZMtf0lgADu1G+8dNNLbNTnJL8mmuRf 82QkdCfkTSrPF1jWlLZImQ== 0001011443-09-000388.txt : 20090324 0001011443-09-000388.hdr.sgml : 20090324 20090324143100 ACCESSION NUMBER: 0001011443-09-000388 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 EFFECTIVENESS DATE: 20090324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 09701104 BUSINESS ADDRESS: STREET 1: 2101 CEDAR SPRINGS ROAD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 2101 CEDAR SPRINGS ROAD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 a1publicq408.txt 13F A-1 4TH QTR 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 12/31/2008 Check here if Amendment [X]; Amendment Number: 1 This Amendment (check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments L.P. (1) Address: 2101 Cedar Springs Road, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Jon L. Mosle Title: General Counsel Phone: (214) 758-6107 Signature, Place, and Date of Signing: /X/ Jon L. Mosle Dallas, Texas March 24, 2009 General Counsel Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 757 Form 13F Information Table Value Total: $2,768,874 (thousands) List of Other Included Managers: NONE (1) HBK Investments L.P. has delegated discretion to vote and dispose of the securities described below to HBK Services LLC ("Services"). Services may, from time to time, delegate discretion to vote and dispose of certain of such Securities to one or more subadvisors. Each of Services and such subadvisors is under common control with HBK Investments L.P. The filing of this report shall not be deemed an admission that such subadvisors are, for the purpose of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, beneficial owners of such securities. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETN MGRS SOLE SHRD NONE 2020 CHINACAP ACQUIRCO INC COM 90212G109 3241 447058 SHR SOLE 447058 0 0 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 28 395100 SHR SOLE 395100 0 0 3COM CORP COM 885535104 178 78100 SHR SOLE 78100 0 0 ABB LTD SPONSORED ADR 000375204 228 15200 SHR SOLE 15200 0 0 ABBOTT LABS COM 002824100 704 13200 SHR SOLE 13200 0 0 ACE LTD SHS H0023R105 249 4700 SHR SOLE 4700 0 0 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 952 591436 SHR SOLE 591436 0 0 ACUITY BRANDS INC COM 00508Y102 422 12100 SHR SOLE 12100 0 0 ACXIOM CORP COM 005125109 194 23900 SHR SOLE 23900 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 424 12600 SHR SOLE 12600 0 0 ADVANCED TECHNOLOGY ACQU COR COM 007556103 16445 2195649 SHR SOLE 2195649 0 0 ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 24 590900 SHR SOLE 590900 0 0 AEROPOSTALE COM 007865108 1604 99651 SHR SOLE 99651 0 0 AFFILIATED COMPUTER SERVICES CL A 008190100 303 6600 SHR SOLE 6600 0 0 AFFYMETRIX INC COM 00826T108 207 69316 SHR SOLE 69316 0 0 AGCO CORP COM 001084102 462 19600 SHR SOLE 19600 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1364 87284 SHR SOLE 87284 0 0 AIR PRODS & CHEMS INC COM 009158106 709 14100 SHR SOLE 14100 0 0 AIRGAS INC COM 009363102 265 6800 SHR SOLE 6800 0 0 AK STL HLDG CORP COM 001547108 444 47600 SHR SOLE 47600 0 0 AKAMAI TECHNOLOGIES INC NOTE 1.000%12/1 00971TAE1 9332 8321000 PRN SOLE 8321000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 208 13800 SHR SOLE 13800 0 0 ALASKA AIR GROUP INC COM 011659109 1021 34900 SHR SOLE 34900 0 0 ALBERTO CULVER CO NEW COM 013078100 228 9300 SHR SOLE 9300 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 157 73216 SHR SOLE 73216 0 0 ALCON INC COM SHS H01301102 323 3622 SHR SOLE 3622 0 0 ALLETE INC COM NEW 018522300 324 10026 SHR SOLE 10026 0 0 ALLIANT ENERGY CORP COM 018802108 441 15100 SHR SOLE 15100 0 0 ALLIANZ SE SP ADR 1/10 SH 018805101 147 13600 SHR SOLE 13600 0 0 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 393 83700 SHR SOLE 83700 0 0 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 211 5200 SHR SOLE 5200 0 0 ALPHA SEC GROUP CORP COM 02078A100 7276 757900 SHR SOLE 757900 0 0 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 46909 5076720 SHR SOLE 5076720 0 0 ALTERNATIVE ASSET MGMT ACQU *W EXP 08/01/201 02149U119 19 276300 SHR SOLE 276300 0 0 ALTRIA GROUP INC COM 02209S103 1565 103900 SHR SOLE 103900 0 0 ALUMINA LTD SPONSORED ADR 022205108 161 37700 SHR SOLE 37700 0 0 ALYST ACQUISTION CORP COM 02263A105 6781 916402 SHR SOLE 916402 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 3111 86780 SHR SOLE 86780 0 0 AMERICAN CAP LTD COM 02503Y103 244 75300 SHR SOLE 75300 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 207 22100 SHR SOLE 22100 0 0 AMERICAN EXPRESS CO COM 025816109 280 15100 SHR SOLE 15100 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 453 19800 SHR SOLE 19800 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 371 5014 SHR SOLE 5014 0 0 AMERICAN TOWER CORP CL A 029912201 539 18387 SHR SOLE 18387 0 0 AMERICREDIT CORP COM 03060R101 573 75000 SHR CALL SOLE 75000 0 0 AMETEK INC NEW COM 031100100 855 28300 SHR SOLE 28300 0 0 AMGEN INC COM 031162100 1727 29900 SHR SOLE 29900 0 0 AMKOR TECHNOLOGY INC COM 031652100 46 21045 SHR SOLE 21045 0 0 AMPHENOL CORP NEW CL A 032095101 221 9200 SHR SOLE 9200 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 11535 1063153 SHR SOLE 1063153 0 0 ANALOG DEVICES INC COM 032654105 1312 69000 SHR SOLE 69000 0 0 AON CORP COM 037389103 685 15000 SHR SOLE 15000 0 0 APACHE CORP COM 037411105 3727 50000 SHR CALL SOLE 50000 0 0 APEX BIOVENTURES ACQ CORP COM 03753Q105 7978 1078100 SHR SOLE 1078100 0 0 APOLLO GROUP INC CL A 037604105 965 12600 SHR SOLE 12600 0 0 APPLE INC COM 037833100 674 7900 SHR SOLE 7900 0 0 APPLIED MATLS INC COM 038222105 416 41100 SHR SOLE 41100 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 312 12700 SHR SOLE 12700 0 0 ARCH CAP GROUP LTD ORD G0450A105 364 5192 SHR SOLE 5192 0 0 ARCH COAL INC COM 039380100 474 29100 SHR SOLE 29100 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 191 49500 SHR SOLE 49500 0 0 ARVINMERITOR INC NOTE 4.625% 3/0 043353AF8 2815 10000000 PRN SOLE 10000000 0 0 ASIA SPECIAL SIT ACQST CORP SHS G0538M105 9973 1100825 SHR SOLE 1100825 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 308 12700 SHR SOLE 12700 0 0 ASSURANT INC COM 04621X108 753 25100 SHR SOLE 25100 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 471 11474 SHR SOLE 11474 0 0 ATLAS ACQUISITION HLDGS CORP COM 049162100 6059 668797 SHR SOLE 668797 0 0 ATMEL CORP COM 049513104 607 193928 SHR SOLE 193928 0 0 ATMOS ENERGY CORP COM 049560105 457 19300 SHR SOLE 19300 0 0 AUTOZONE INC COM 053332102 1255 9000 SHR SOLE 9000 0 0 AVID TECHNOLOGY INC COM 05367P100 3273 300000 SHR CALL SOLE 300000 0 0 AVON PRODS INC COM 054303102 351 14600 SHR SOLE 14600 0 0 AXA SPONSORED ADR 054536107 243 10800 SHR SOLE 10800 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 480 16500 SHR SOLE 16500 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 689 69800 SHR SOLE 69800 0 0 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 1716 147900 SHR SOLE 147900 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 743 31800 SHR SOLE 31800 0 0 BANK OF AMERICA CORPORATION COM 060505104 8730 620000 SHR PUT SOLE 620000 0 0 BANK OF AMERICA CORPORATION COM 060505104 9963 707634 SHR SOLE 707634 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 1422 50200 SHR SOLE 50200 0 0 BAXTER INTL INC COM 071813109 1045 19500 SHR SOLE 19500 0 0 BB&T CORP COM 054937107 1111 40453 SHR SOLE 40453 0 0 BECTON DICKINSON & CO COM 075887109 828 12100 SHR SOLE 12100 0 0 BELLUS HEALTH INC COM 07986A100 7 20000 SHR SOLE 20000 0 0 BEMIS INC COM 081437105 324 13700 SHR SOLE 13700 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 21450 500000 SHR CALL SOLE 500000 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 305 7900 SHR SOLE 7900 0 0 BIDZ COM INC COM 08883T200 82 17800 SHR SOLE 17800 0 0 BIG LOTS INC COM 089302103 2174 150000 SHR CALL SOLE 150000 0 0 BJ SVCS CO COM 055482103 151 12900 SHR SOLE 12900 0 0 BLUE NILE INC COM 09578R103 1225 50000 SHR CALL SOLE 50000 0 0 BLUE NILE INC COM 09578R103 1225 50000 SHR SOLE 50000 0 0 BOK FINL CORP COM NEW 05561Q201 267 6598 SHR SOLE 6598 0 0 BOSTON PROPERTIES INC COM 101121101 1249 22700 SHR SOLE 22700 0 0 BOSTON SCIENTIFIC CORP COM 101137107 267 34500 SHR SOLE 34500 0 0 BPW ACQUISITION CORP COM 055637102 1221 136470 SHR SOLE 136470 0 0 BRADY CORP CL A 104674106 620 25900 SHR SOLE 25900 0 0 BRE PROPERTIES INC NOTE 4.125% 8/1 05564EBH8 40364 53979000 PRN SOLE 53979000 0 0 BRINKER INTL INC COM 109641100 1288 122200 SHR SOLE 122200 0 0 BRINKS CO COM 109696104 1441 53600 SHR SOLE 53600 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1063 45700 SHR SOLE 45700 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 576 45900 SHR SOLE 45900 0 0 BRUNSWICK CORP COM 117043109 222 52700 SHR SOLE 52700 0 0 BURGER KING HLDGS INC COM 121208201 375 15700 SHR SOLE 15700 0 0 CABELAS INC COM 126804301 2915 500000 SHR SOLE 500000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 491 29178 SHR SOLE 29178 0 0 CABOT CORP COM 127055101 236 15400 SHR SOLE 15400 0 0 CAL MAINE FOODS INC COM NEW 128030202 502 17500 SHR CALL SOLE 17500 0 0 CALPINE CORP COM NEW 131347304 221 30300 SHR SOLE 30300 0 0 CAMDEN PPTY TR SH BEN INT 133131102 881 28100 SHR SOLE 28100 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 3253 158683 SHR SOLE 158683 0 0 CANADIAN NAT RES LTD COM 136385101 600 15000 SHR SOLE 15000 0 0 CAPITALSOURCE INC COM 14055X102 175 37900 SHR SOLE 37900 0 0 CAPITOL ACQUISITION CORP DEL COM 14055E104 29254 3214700 SHR SOLE 3214700 0 0 CARDINAL HEALTH INC COM 14149Y108 407 11800 SHR SOLE 11800 0 0 CARNIVAL CORP PAIRED CTF 143658300 968 39784 SHR SOLE 39784 0 0 CARNIVAL PLC ADR 14365C103 750 33100 SHR SOLE 33100 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 405 19700 SHR SOLE 19700 0 0 CARTER INC COM 146229109 302 15700 SHR SOLE 15700 0 0 CASEYS GEN STORES INC COM 147528103 893 39200 SHR SOLE 39200 0 0 CASH AMER INTL INC COM 14754D100 449 16400 SHR SOLE 16400 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 57 13300 SHR SOLE 13300 0 0 CEC ENTMT INC COM 125137109 451 18600 SHR SOLE 18600 0 0 CELANESE CORP DEL COM SER A 150870103 369 29700 SHR SOLE 29700 0 0 CELESTICA INC SUB VTG SHS 15101Q108 132 28600 SHR SOLE 28600 0 0 CENTENE CORP DEL COM 15135B101 769 39000 SHR SOLE 39000 0 0 CENTEX CORP COM 152312104 111 10400 SHR SOLE 10400 0 0 CF INDS HLDGS INC COM 125269100 934 19000 SHR SOLE 19000 0 0 CHARLES RIV LABS INTL INC COM 159864107 220 8400 SHR SOLE 8400 0 0 CHEESECAKE FACTORY INC COM 163072101 1296 128300 SHR SOLE 128300 0 0 CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 27703 40700000 PRN SOLE 40700000 0 0 CHEVRON CORP NEW COM 166764100 25890 350000 SHR CALL SOLE 350000 0 0 CHEVRON CORP NEW COM 166764100 7109 96100 SHR SOLE 96100 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 693 69000 SHR SOLE 69000 0 0 CHICOS FAS INC COM 168615102 10450 2500000 SHR CALL SOLE 2500000 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 402 18542 SHR SOLE 18542 0 0 CHINA HEALTHCARE ACQ CORP COM 16939Q104 6830 1177600 SHR SOLE 1177600 0 0 CHINA HLDGS ACQUISITION CORP COM 16942N106 6968 782942 SHR SOLE 782942 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 441 9500 SHR SOLE 9500 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 389 6300 SHR SOLE 6300 0 0 CHUBB CORP COM 171232101 949 18600 SHR SOLE 18600 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q304 1342 85996 SHR SOLE 85996 0 0 CHURCHILL VENTURES LTD COM 17157P109 48 1611986 SHR SOLE 1611986 0 0 CIGNA CORP COM 125509109 379 22500 SHR SOLE 22500 0 0 CIMAREX ENERGY CO COM 171798101 999 37300 SHR SOLE 37300 0 0 CIRRUS LOGIC INC COM 172755100 48 17840 SHR SOLE 17840 0 0 CISCO SYS INC COM 17275R102 5896 361700 SHR SOLE 361700 0 0 CLOROX CO DEL COM 189054109 389 7000 SHR SOLE 7000 0 0 CNA FINL CORP COM 126117100 294 17900 SHR SOLE 17900 0 0 CNH GLOBAL N V SHS NEW N20935206 201 12900 SHR SOLE 12900 0 0 COACH INC COM 189754104 4154 200000 SHR CALL SOLE 200000 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 261 6000 SHR SOLE 6000 0 0 COLGATE PALMOLIVE CO COM 194162103 973 14200 SHR SOLE 14200 0 0 COLLECTIVE BRANDS INC COM 19421W100 134 11400 SHR SOLE 11400 0 0 COLUMBUS ACQUISITION CORP COM 198851107 12678 1668149 SHR SOLE 1668149 0 0 COLUMBUS ACQUISITION CORP *W EXP 05/18/201 198851115 7 355000 SHR SOLE 355000 0 0 COMCAST CORP NEW CL A 20030N101 225 13300 SHR SOLE 13300 0 0 COMCAST CORP NEW CL A SPL 20030N200 426 26400 SHR SOLE 26400 0 0 COMMERCE BANCSHARES INC COM 200525103 207 4700 SHR SOLE 4700 0 0 COMMERCIAL METALS CO COM 201723103 425 35800 SHR SOLE 35800 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 250 18200 SHR SOLE 18200 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 980 49200 SHR SOLE 49200 0 0 COMPASS MINERALS INTL INC COM 20451N101 628 10700 SHR SOLE 10700 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 458 56200 SHR SOLE 56200 0 0 COMPUTER SCIENCES CORP COM 205363104 387 11000 SHR SOLE 11000 0 0 COMSTOCK RES INC COM NEW 205768203 723 15306 SHR SOLE 15306 0 0 CONOCOPHILLIPS COM 20825C104 11655 225000 SHR CALL SOLE 225000 0 0 CONOCOPHILLIPS COM 20825C104 3455 66690 SHR SOLE 66690 0 0 CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 5770 5500000 PRN SOLE 5500000 0 0 CONVERGYS CORP COM 212485106 424 66200 SHR SOLE 66200 0 0 COOPER CAMERON CORP DBCV 1.500% 5/1 216640AE2 9505 7500000 PRN SOLE 7500000 0 0 COOPER INDS LTD CL A G24182100 456 15600 SHR SOLE 15600 0 0 CORE LABORATORIES N V COM N22717107 257 4300 SHR SOLE 4300 0 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 417 18900 SHR SOLE 18900 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 737 24000 SHR SOLE 24000 0 0 COVANTA HLDG CORP COM 22282E102 316 14400 SHR SOLE 14400 0 0 COVENTRY HEALTH CARE INC COM 222862104 357 24000 SHR SOLE 24000 0 0 COVIDIEN LTD COM G2552X108 708 19525 SHR SOLE 19525 0 0 CRANE CO COM 224399105 398 23100 SHR SOLE 23100 0 0 CREDICORP LTD COM G2519Y108 315 6300 SHR SOLE 6300 0 0 CREDIT SUISSE GROUP 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CORP COM NEW 292475209 209 29900 SHR SOLE 29900 0 0 ENCORE ACQUISITION CO COM 29255W100 523 20485 SHR SOLE 20485 0 0 ENERGEN CORP COM 29265N108 393 13400 SHR SOLE 13400 0 0 ENSCO INTL INC COM 26874Q100 622 21900 SHR SOLE 21900 0 0 ENTERGY CORP NEW COM 29364G103 615 7400 SHR SOLE 7400 0 0 ENTERPRISE ACQUISITION CORP COM 29365R108 28655 3124900 SHR SOLE 3124900 0 0 ENTERPRISE ACQUISITION CORP *W EXP 11/07/201 29365R116 93 3110900 SHR SOLE 3110900 0 0 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 245 8219 SHR SOLE 8219 0 0 EOG RES INC COM 26875P101 1893 28428 SHR SOLE 28428 0 0 EQUIFAX INC COM 294429105 278 10500 SHR SOLE 10500 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 899 30141 SHR SOLE 30141 0 0 ESSEX PPTY TR INC COM 297178105 1458 19000 SHR SOLE 19000 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 287 20000 SHR SOLE 20000 0 0 EVEREST RE GROUP LTD COM G3223R108 739 9700 SHR SOLE 9700 0 0 EXPRESS SCRIPTS INC COM 302182100 770 14000 SHR SOLE 14000 0 0 EXXON MOBIL CORP COM 30231G102 47898 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SOLE 4000 0 0 RESEARCH IN MOTION LTD COM 760975102 718 17700 SHR SOLE 17700 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3102 34888 SHR SOLE 34888 0 0 ROCKWELL AUTOMATION INC COM 773903109 819 25400 SHR SOLE 25400 0 0 ROSS STORES INC COM 778296103 452 15200 SHR SOLE 15200 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 394 25800 SHR SOLE 25800 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 736 13900 SHR SOLE 13900 0 0 ROYAL GOLD INC COM 780287108 891 18100 SHR SOLE 18100 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 332 11400 SHR SOLE 11400 0 0 RYDER SYS INC COM 783549108 1958 50500 SHR SOLE 50500 0 0 SAIC INC COM 78390X101 752 38600 SHR SOLE 38600 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 83 14600 SHR SOLE 14600 0 0 SANMINA SCI CORP COM 800907107 59 125508 SHR SOLE 125508 0 0 SANTA MONICA MEDIA CORP COM 802501106 6638 856550 SHR SOLE 856550 0 0 SAPPHIRE INDUSTRIALS CORP COM 80306T109 27199 2972546 SHR SOLE 2972546 0 0 SARA LEE CORP COM 803111103 153 15606 SHR SOLE 15606 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 9458 1633591 SHR SOLE 1633591 0 0 SCHLUMBERGER LTD COM 806857108 4233 100000 SHR CALL SOLE 100000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 589 36400 SHR SOLE 36400 0 0 SEABRIDGE GOLD INC COM 811916105 654 50000 SHR CALL SOLE 50000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 512 115500 SHR SOLE 115500 0 0 SEALED AIR CORP NEW COM 81211K100 161 10800 SHR SOLE 10800 0 0 SEARS HLDGS CORP COM 812350106 4664 120000 SHR CALL SOLE 120000 0 0 SEARS HLDGS CORP COM 812350106 2849 73300 SHR SOLE 73300 0 0 SECURE AMER ACQUISITION CORP COM 81372L103 9124 1249900 SHR SOLE 1249900 0 0 SECURE AMER ACQUISITION CORP *W EXP 10/23/201 81372L111 75 1249100 SHR SOLE 1249100 0 0 SEI INVESTMENTS CO COM 784117103 292 18600 SHR SOLE 18600 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 59944 1253000 SHR SOLE 1253000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 26550 1000000 SHR CALL SOLE 1000000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 97030 7750000 SHR CALL SOLE 7750000 0 0 SEMTECH CORP COM 816850101 597 53000 SHR SOLE 53000 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 586 32686 SHR SOLE 32686 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 297 16800 SHR SOLE 16800 0 0 SHAW GROUP INC COM 820280105 1671 81620 SHR SOLE 81620 0 0 SHERWIN WILLIAMS CO COM 824348106 287 4800 SHR SOLE 4800 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 280 25300 SHR SOLE 25300 0 0 SILGAN HOLDINGS INC COM 827048109 335 7000 SHR SOLE 7000 0 0 SILICON LABORATORIES INC COM 826919102 218 8800 SHR SOLE 8800 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 728 163200 SHR SOLE 163200 0 0 SILVER WHEATON CORP COM 828336107 124 19100 SHR SOLE 19100 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 229 8266 SHR SOLE 8266 0 0 SIRIUS XM RADIO INC COM 82967N108 420 3496000 SHR CALL SOLE 3496000 0 0 SIRIUS XM RADIO INC COM 82967N108 132 1104000 SHR PUT SOLE 1104000 0 0 SIRIUS XM RADIO INC COM 82967N108 13 106600 SHR SOLE 106600 0 0 SKYWEST INC COM 830879102 755 40590 SHR SOLE 40590 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 253 45662 SHR SOLE 45662 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 788 32300 SHR SOLE 32300 0 0 SOHU COM INC COM 83408W103 649 13700 SHR SOLE 13700 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 125 25000 SHR CALL SOLE 25000 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 276 55000 SHR SOLE 55000 0 0 SONOCO PRODS CO COM 835495102 382 16500 SHR SOLE 16500 0 0 SOUTHERN UN CO NEW COM 844030106 433 33200 SHR SOLE 33200 0 0 SOUTHWEST AIRLS CO COM 844741108 2801 324916 SHR SOLE 324916 0 0 SOUTHWEST GAS CORP COM 844895102 575 22800 SHR SOLE 22800 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1757 60642 SHR SOLE 60642 0 0 SP ACQUISITION HOLDINGS INC COM 78470A104 48967 5351585 SHR SOLE 5351585 0 0 SPDR TR UNIT SER 1 78462F103 315840 3500000 SHR CALL SOLE 3500000 0 0 SPDR TR UNIT SER 1 78462F103 108288 1200000 SHR PUT SOLE 1200000 0 0 SPORTS PPTYS ACQUISITION COR COM 84920F107 1271 139700 SHR SOLE 139700 0 0 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518600 0 0 STUDENT LN CORP COM 863902102 417 10180 SHR SOLE 10180 0 0 SUNOCO INC COM 86764P109 1330 30600 SHR SOLE 30600 0 0 SUNPOWER CORP COM CL A 867652109 340 9195 SHR SOLE 9195 0 0 SUNPOWER CORP COM CL B 867652307 660 21684 SHR SOLE 21684 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 368 23100 SHR SOLE 23100 0 0 SUPERVALU INC COM 868536103 234 16000 SHR SOLE 16000 0 0 SWIFT ENERGY CO COM 870738101 200 11915 SHR SOLE 11915 0 0 SYBASE INC COM 871130100 292 11800 SHR SOLE 11800 0 0 SYNAPTICS INC COM 87157D109 339 20500 SHR SOLE 20500 0 0 SYNOPSYS INC COM 871607107 1330 71800 SHR SOLE 71800 0 0 SYSCO CORP COM 871829107 1975 86100 SHR SOLE 86100 0 0 TAILWIND FINL INC COM 874023104 6572 831951 SHR SOLE 831951 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 227 30000 SHR SOLE 30000 0 0 TAM SA SP ADR REP PFD 87484D103 392 47600 SHR SOLE 47600 0 0 TATA MTRS LTD SPONSORED ADR 876568502 141 31763 SHR SOLE 31763 0 0 TAUBMAN CTRS INC COM 876664103 222 8700 SHR SOLE 8700 0 0 TECK COMINCO LTD CL B 878742204 752 152806 SHR SOLE 152806 0 0 TECO ENERGY INC COM 872375100 126 10200 SHR SOLE 10200 0 0 TEEKAY CORPORATION COM Y8564W103 582 29600 SHR SOLE 29600 0 0 TELEFLEX INC COM 879369106 261 5200 SHR SOLE 5200 0 0 TELETECH HOLDINGS INC COM 879939106 143 17100 SHR SOLE 17100 0 0 TELLABS INC COM 879664100 241 58600 SHR SOLE 58600 0 0 TELUS CORP NON-VTG SHS 87971M202 362 12725 SHR SOLE 12725 0 0 TEMPLE INLAND INC COM 879868107 1200 250000 SHR PUT SOLE 250000 0 0 TENARIS S A SPONSORED ADR 88031M109 457 21800 SHR SOLE 21800 0 0 TENET HEALTHCARE CORP COM 88033G100 56 48700 SHR SOLE 48700 0 0 TERADATA CORP DEL COM 88076W103 151 10200 SHR SOLE 10200 0 0 TERADYNE INC COM 880770102 204 48400 SHR SOLE 48400 0 0 TERNIUM SA SPON ADR 880890108 142 16600 SHR SOLE 16600 0 0 TERRA INDS INC COM 880915103 945 56700 SHR SOLE 56700 0 0 TERRESTAR CORP COM 881451108 50 126228 SHR SOLE 126228 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 136 27969 SHR SOLE 27969 0 0 TEVA PHARMACEUTICAL FIN II L DBCV 0.250% 2/0 88164RAB3 18581 15000000 PRN SOLE 15000000 0 0 TEXAS INDS INC COM 882491103 423 12259 SHR SOLE 12259 0 0 TEXAS INSTRS INC COM 882508104 999 64400 SHR SOLE 64400 0 0 THOMSON REUTERS PLC SPONSORED ADR 885141101 326 2400 SHR SOLE 2400 0 0 TIBCO SOFTWARE INC COM 88632Q103 541 104327 SHR SOLE 104327 0 0 TIFFANY & CO NEW COM 886547108 274 11600 SHR SOLE 11600 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 139 11100 SHR SOLE 11100 0 0 TIMBERLAND CO CL A 887100105 148 12800 SHR SOLE 12800 0 0 TIME WARNER INC COM 887317105 2717 270100 SHR SOLE 270100 0 0 TIMKEN CO COM 887389104 497 25300 SHR SOLE 25300 0 0 TITANIUM METALS CORP COM NEW 888339207 168 19100 SHR SOLE 19100 0 0 TIVO INC COM 888706108 302 42200 SHR SOLE 42200 0 0 TM ENTMT & MEDIA INC COM 87260T108 6880 942453 SHR SOLE 942453 0 0 TM ENTMT & MEDIA INC *W EXP 10/17/201 87260T116 6 565928 SHR SOLE 565928 0 0 TOLL BROTHERS INC COM 889478103 347 16200 SHR SOLE 16200 0 0 TOTAL S A SPONSORED ADR 89151E109 288 5200 SHR SOLE 5200 0 0 TRANSATLANTIC HLDGS INC COM 893521104 472 11788 SHR SOLE 11788 0 0 TRANS-INDIA ACQUISITION CORP COM 893237107 9954 1292740 SHR SOLE 1292740 0 0 TRANSOCEAN INC NEW SHS G90073100 473 10000 SHR SOLE 10000 0 0 TRAVELERS COMPANIES INC COM 89417E109 1031 22800 SHR SOLE 22800 0 0 TREDEGAR CORP COM 894650100 184 10100 SHR SOLE 10100 0 0 TREMISIS ENERGY ACQ CORP II COM 89472N101 2364 328334 SHR SOLE 328334 0 0 TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 25 310000 SHR SOLE 310000 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 152 15000 SHR SOLE 15000 0 0 TRIPLECROWN ACQUISITION CORP COM 89677G109 36767 4062656 SHR SOLE 4062656 0 0 TRIPLECROWN ACQUISITION CORP *W EXP 10/22/201 89677G117 8 75000 SHR SOLE 75000 0 0 TUPPERWARE BRANDS CORP COM 899896104 288 12700 SHR SOLE 12700 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 212 9824 SHR SOLE 9824 0 0 UDR INC COM 902653104 765 55493 SHR SOLE 55493 0 0 UGI CORP NEW COM 902681105 498 20400 SHR SOLE 20400 0 0 UNIBANCO-UNIAO DE BANCOS BRA ADR 90458E107 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SOLE 325000 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 401 1500 SHR SOLE 1500 0 0 WHITING PETE CORP NEW COM 966387102 424 12678 SHR SOLE 12678 0 0 WILLIAMS COS INC DEL COM 969457100 1401 96759 SHR SOLE 96759 0 0 WILLIAMS SONOMA INC COM 969904101 414 52700 SHR SOLE 52700 0 0 WINDSTREAM CORP COM 97381W104 1023 111200 SHR SOLE 111200 0 0 WOODWARD GOVERNOR CO COM 980745103 205 8900 SHR SOLE 8900 0 0 WORLD FUEL SVCS CORP COM 981475106 278 7500 SHR SOLE 7500 0 0 WYETH COM 983024100 2648 70600 SHR SOLE 70600 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 523 79800 SHR SOLE 79800 0 0 WYNN RESORTS LTD COM 983134107 2113 50000 SHR CALL SOLE 50000 0 0 XILINX INC COM 983919101 347 19500 SHR SOLE 19500 0 0 XL CAP LTD CL A G98255105 45 12263 SHR SOLE 12263 0 0 XTO ENERGY INC COM 98385X106 3527 100000 SHR CALL SOLE 100000 0 0 YAHOO INC COM 984332106 13420 1100000 SHR CALL SOLE 1100000 0 0
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