-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T+SWs6FmfPmMwlQDawi+0T/2ZT4ac6ozRoqP0JT/6CVPmRARQefkoie+/yM+PGM/ 75MdUaO7pG84XK7r+SOkPw== 0001208646-09-000077.txt : 20090320 0001208646-09-000077.hdr.sgml : 20090320 20090320112528 ACCESSION NUMBER: 0001208646-09-000077 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20090320 DATE AS OF CHANGE: 20090320 EFFECTIVENESS DATE: 20090320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 09695111 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR 1 c100252.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Senior Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: __________________________ London March 20, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $261,437 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE
Title or Value SHRS or INVESTMENT VOTING AUTHORITY Name of Issuer class CUSIP ($'000) PRN AMT SH/PRN DISCRETION SOLE SHARED NONE ACCENTURE LTD-CL A COM BMG1150G1 1,264 40,000 SH Sole 40,000 ACE LTD COM KYG0070K1 552 10,000 SH Sole 10,000 ACTIVE POWER INC COM 00504W100 965 492,500 SH Sole 492,500 ADVANCED MICRO DEVICES COM 7903107 752 30,000 SH Sole 30,000 AFFILIATED COMPUTER SVCS-A COM 8190100 1,048 20,000 SH Sole 20,000 ALERIS INTERNATIONAL INC COM 14477103 5,589 110,000 SH Sole 110,000 ALLERGAN INC COM 18490102 534 4,682 SH Sole 4,682 ALTRIA GROUP INC COM 02209S103 531 6,900 SH Sole 6,900 AMERICAN EXPRESS CO COM 25816109 689 12,300 SH Sole 12,300 AMERICAN SUPERCONDUCTOR CORP COM 30111108 2,148 226,600 SH Sole 226,600 AMGEN INC COM 31162100 358 5,000 SH Sole 5,000 APPLIED MATERIALS INC COM 38222105 444 25,000 SH Sole 25,000 AUTODESK INC COM 52769106 518 15,000 SH Sole 15,000 AVAYA INC COM 53499109 210 18,000 SH Sole 18,000 AVENTINE RENEWABLE ENERGY COM 05356X403 293 7,500 SH Sole 7,500 BANK OF AMERICA CORP COM 60505104 428 8,000 SH Sole 8,000 BANK OF NEW YORK CO INC COM 64057102 320 9,000 SH Sole 9,000 BARD (C.R.) INC COM 67383109 526 7,000 SH Sole 7,000 BAXTER INTERNATIONAL INC COM 71813109 562 12,500 SH Sole 12,500 BIO-REFERENCE LABS INC COM 09057G602 806 35,000 SH Sole 35,000 BMC SOFTWARE INC COM 55921100 753 27,000 SH Sole 27,000 BODISEN BIOTECH INC EQTY 96892104 206 20,000 SH Sole 20,000 BOSTON SCIENTIFIC CORP COM 101137107 466 31,564 SH Sole 31,564 BROADCOM CORP-CL A COM 111320107 578 18,750 SH Sole 18,750 CADIZ INC COM 127537207 2,650 130,691 SH Sole 130,691 CASELLA WASTE SYSTEMS INC-A COM 147448104 5,234 485,500 SH Sole 485,500 CEVA INC COM 157210105 172 30,000 SH Sole 30,000 CHECK POINT SOFTWARE TECH COM IL0010824 2,031 105,000 SH Sole 105,000 CHECKFREE CORP COM 162813109 1,221 30,000 SH Sole 30,000 CHEVRON CORP COM 166764100 1,014 15,716 SH Sole 15,716 CISCO SYSTEMS INC COM 17275R102 2,348 100,000 SH Sole 100,000 CITIGROUP INC COM 172967101 215 4,300 SH Sole 4,300 COGNIZANT TECH SOLUTIONS-A COM 192446102 1,125 15,000 SH Sole 15,000 COLGATE-PALMOLIVE CO COM 194162103 313 5,000 SH Sole 5,000 COMCAST CORP-CL A COM 20030N101 237 6,470 SH Sole 6,470 COMCAST CORP-SPECIAL CL A COM 20030N200 730 20,000 SH Sole 20,000 CORNING INC COM 219350105 3,110 125,750 SH Sole 125,750 CVS CORP COM 126650100 1,485 46,000 SH Sole 46,000 DEERE & CO COM 244199105 848 10,000 SH Sole 10,000 DELL INC COM 24702R101 1,206 52,500 SH Sole 52,500 DOLLAR GENERAL CORP COM 256669102 623 45,000 SH Sole 45,000 EBAY INC COM 278642103 455 16,000 SH Sole 16,000 ECHOSTAR COMMUNICATIONS - A COM 278762109 1,233 38,000 SH Sole 38,000 EMC CORP/MASS COM 268648102 724 61,000 SH Sole 61,000 EMERSON ELECTRIC CO COM 291011104 420 5,000 SH Sole 5,000 EXPEDIA INC COM 30212P105 318 20,000 SH Sole 20,000 FRIEDMAN BILLINGS RAMSEY-A COM 358434108 102 12,533 SH Sole 12,533 FUELCELL ENERGY INC COM 35952H106 2,073 255,634 SH Sole 255,634 FUEL-TECH N.V. COM 359523107 4,035 281,592 SH Sole 281,592 GENERAL ELECTRIC CO COM 369604103 1,054 29,700 SH Sole 29,700 GOLDMAN SACHS GROUP INC COM 38141G104 67,150 395,000 SH Sole 395,000 GOLDMAN SACHS GROUP INC CFD CFDNP 38141G104 3,060 18,000 SH Sole 18,000 HALLIBURTON CO COM 406216101 1,026 36,000 SH Sole 36,000 HARSCO CORP COM 415864107 7,712 96,680 SH Sole 96,680 HEADWATERS INC COM 42210P102 3,022 95,715 SH Sole 95,715 HONEYWELL INTERNATIONAL INC COM 438516106 1,365 33,000 SH Sole 33,000 HYDROGENICS CORP COM 448882100 762 590,608 SH Sole 590,608 IAC/INTERACTIVECORP COM 44919P300 575 20,000 SH Sole 20,000 IMPCO TECHNOLOGIES INC COM 45255W106 501 36,000 SH Sole 36,000 INFOSYS TECHNOLOGIES-SP ADR ADR 456788108 1,918 40,000 SH Sole 40,000 INGERSOLL-RAND CO LTD-CL A COM BMG4776G1 1,003 26,000 SH Sole 26,000 INTERMAGNETICS GENERAL CORP COM 458771102 4,047 149,500 SH Sole 149,500 ITRON INC COM 465741106 4,565 81,075 SH Sole 81,075 IXIA COM 45071R109 180 20,000 SH Sole 20,000 JANUS CAPITAL GROUP INC COM 47102X105 498 25,000 SH Sole 25,000 JPMORGAN CHASE & CO COM 46625H100 620 13,147 SH Sole 13,147 KRAFT FOODS INC-A COM 50075N104 502 14,000 SH Sole 14,000 KROGER CO COM 501044101 1,207 52,000 SH Sole 52,000 L-1 IDENTITY SOLUTIONS INC COM 50212A106 220 16,000 SH Sole 16,000 LINCOLN NATIONAL CORP COM 534187109 313 5,000 SH Sole 5,000 MAGYAR TELEKOM TELE-SPON ADR ADR 559776109 10,664 523,500 SH Sole 523,500 MARSH & MCLENNAN COS COM 571748102 472 16,680 SH Sole 16,680 MEDTRONIC INC COM 585055106 1,147 24,750 SH Sole 24,750 MICROSOFT CORP COM 594918104 2,192 80,000 SH Sole 80,000 MICROTUNE INC COM 59514P109 201 40,000 SH Sole 40,000 MOBILE TELESYSTEMS-SP ADR ADR 607409109 43,299 1,147,000 SH Sole 1,147,000 MONSANTO CO COM 61166W101 2,292 48,000 SH Sole 48,000 NDS GROUP PLC-SPONS ADR ADR 628891103 647 15,000 SH Sole 15,000 NORTEL NETWORKS CORP COM 656568102 117 50,000 SH Sole 50,000 OCCIDENTAL PETROLEUM CORP COM 674599105 1,094 23,000 SH Sole 23,000 ON2 TECHNOLOGIES INC COM 68338A107 35 50,000 SH Sole 50,000 ORACLE CORP COM 68389X105 1,578 87,700 SH Sole 87,700 PALL CORP COM 696429307 4,187 135,550 SH Sole 135,550 PENTAIR INC COM 709631105 802 30,000 SH Sole 30,000 PEPSICO INC COM 713448108 980 15,000 SH Sole 15,000 PFIZER INC COM 717081103 524 18,500 SH Sole 18,500 PITNEY BOWES INC COM 724479100 669 15,000 SH Sole 15,000 PROCTER & GAMBLE CO COM 742718109 1,647 26,450 SH Sole 26,450 PRUDENTIAL FINANCIAL INC COM 744320102 538 7,000 SH Sole 7,000 QUALCOMM INC COM 747525103 740 20,000 SH Sole 20,000 QUANTA SERVICES INC COM 7.48E+106 172 10,000 SH Sole 10,000 RAYTHEON COMPANY COM 755111507 1,080 22,500 SH Sole 22,500 REPUBLIC SERVICES INC COM 760759100 5,098 126,600 SH Sole 126,600 SCHERING-PLOUGH CORP COM 806605101 598 27,500 SH Sole 27,500 SPRINT NEXTEL CORP COM 852061100 931 55,770 SH Sole 55,770 STERICYCLE INC COM 858912108 4,068 58,650 SH Sole 58,650 SUN MICROSYSTEMS INC COM 866810104 1,046 210,000 SH Sole 210,000 SUNOPTA INC COM 8676EP108 650 61,000 SH Sole 61,000 TIME WARNER INC COM 887317105 1,638 90,000 SH Sole 90,000 TYCO INTERNATIONAL LTD COM 902124106 2,990 107,000 SH Sole 107,000 UNITED NATURAL FOODS INC COM 911163103 2,534 80,000 SH Sole 80,000 UTEK CORP EQTY 91759P106 951 90,163 SH Sole 90,163 WAL-MART STORES INC COM 931142103 839 9,000 SH Sole 9,000 WATERS CORP COM 941848103 1,086 24,000 SH Sole 24,000 WHOLE FOODS MARKET INC COM 966837106 2,839 46,980 SH Sole 46,980 WIPRO LTD-ADR ADR 97651M109 657 50,000 SH Sole 50,000 WYETH COM 983024100 1,046 20,800 SH Sole 20,800 YAHOO! INC COM 984332106 1,203 47,500 SH Sole 47,500 ZOLTEK COMPANIES INC COM 98975W104 2,429 94,500 SH Sole 94,500
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